STOCK TITAN

Uber Technologies (UBER) CFO withholds 2,247 shares for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uber Technologies, Inc (UBER) reported insider equity activity by its Chief Financial Officer, Balaji Krishnamurthy, on August 16, 2026. Multiple restricted stock unit (RSU) awards converted into common stock on a one-for-one basis, resulting in the acquisition of 4,393 shares of common stock through RSU vesting. To cover associated obligations, 2,247 shares of common stock were delivered or withheld at $75.95 per share in transactions coded as payment of tax liability. The transactions were not marked as effected under a Rule 10b5-1 trading plan.

Positive

  • None.

Negative

  • None.
Insider Krishnamurthy Balaji (A)
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 566 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 885 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 687 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 490 $0.00 $0.00
Exercise Restricted Stock Units F1, F7 1,158 $0.00 $0.00
Exercise Restricted Stock Units F1, F8 607 $0.00 $0.00
Exercise Common Stock F1 566 -- --
Exercise Common Stock F1 885 -- --
Exercise Common Stock F1 687 -- --
Exercise Common Stock F1 490 -- --
Exercise Common Stock F1 1,158 -- --
Exercise Common Stock F1 607 -- --
Tax Withholding Common Stock F2 281 $75.95 $21K
Tax Withholding Common Stock F2 439 $75.95 $33K
Tax Withholding Common Stock F2 341 $75.95 $26K
Tax Withholding Common Stock F2 245 $75.95 $19K
Tax Withholding Common Stock F2 609 $75.95 $46K
Tax Withholding Common Stock F2 332 $75.95 $25K
Holdings After Transaction: Restricted Stock Units — 153,093 shares (Direct); Common Stock — 41,405 shares (Direct)
Footnotes (8)
  1. F1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
  2. F2. Shares withheld to satisfy tax liability upon vesting of RSUs on August 16, 2026.
  3. F3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  4. F4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  5. F5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  6. F6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  7. F7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
  8. F8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
RSU shares vested 4,393 shares Total underlying shares from RSU exercises/conversions reported on August 16, 2026
Shares for tax liability 2,247 shares Common shares delivered or withheld to satisfy tax liability on August 16, 2026
Tax withholding price $75.95 per share Price used for common stock tax-withholding transactions coded "F"
RSU grant size 67,971 RSUs RSUs granted to the CFO on March 2, 2026 with staged monthly vesting
RSU grant size 42,482 RSUs Additional RSUs granted to the CFO on March 2, 2026 with monthly vesting
RSU grant size 55,581 RSUs RSUs granted on September 22, 2023 with monthly vesting from October 16, 2023
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") convert into common stock on a one-for-one basis."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
vesting schedule financial
"The vesting schedule is as follows: 1/120th of the total RSUs vest each month"
A vesting schedule is a timeline that determines when someone gains full ownership of certain benefits, such as company stock or retirement contributions. Think of it like earning the right to own a gift gradually over time, rather than receiving it all at once. It matters to investors because it affects when they can fully access or sell these benefits, influencing their financial planning and decision-making.
tax liability financial
"Shares withheld to satisfy tax liability upon vesting of RSUs on August 16, 2026."
one-for-one basis financial
"RSUs convert into common stock on a one-for-one basis."

FAQ

What insider transaction did UBER’s CFO report on August 16, 2026?

Uber’s CFO, Balaji Krishnamurthy, reported RSU vesting that converted into 4,393 shares of Uber common stock. These shares arose from multiple RSU grants that vest over time into stock on a one-for-one basis, according to previously established vesting schedules.

How many UBER shares were withheld for taxes in the CFO’s August 2026 filing?

The filing shows 2,247 shares of Uber common stock were delivered or withheld to satisfy tax liability. These transactions were coded "F" and priced at $75.95 per share, indicating they were specifically for tax withholding related to RSU vesting.

Were the August 16, 2026 UBER insider transactions under a Rule 10b5-1 plan?

No. The Rule 10b5-1 checkbox is not checked, indicating the reported transactions were not designated as occurring under a Rule 10b5-1 trading plan. The filing does not reference any pre-arranged trading arrangement for these events.

What is the conversion ratio for UBER RSUs in this filing?

The RSUs convert into Uber common stock on a one-for-one basis. A footnote explicitly states that each restricted stock unit converts into one share of common stock when vested, at the issuer’s election to settle in cash or stock.

What RSU grant sizes to UBER’s CFO are described in the August 2026 Form 4?

Footnotes describe several RSU grants to the CFO, including 67,971 RSUs and 42,482 RSUs granted on March 2, 2026, plus earlier grants of 32,965, 23,519, 55,581, and 29,104 RSUs from 2023–2025, each with specified monthly vesting schedules.

How do the RSU vesting schedules work for UBER’s CFO grants?

Each RSU grant has a detailed monthly vesting schedule, often starting with an initial vest on April 16 of the grant year, followed by equal monthly installments. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at Uber’s election.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krishnamurthy Balaji (A)

(Last)(First)(Middle)
1725 3RD STREET

(Street)
SAN FRANCISCO CALIFORNIA 94158

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uber Technologies, Inc [ UBER ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/16/2026M566A(1)39,825D
Common Stock08/16/2026M885A(1)40,710D
Common Stock08/16/2026M687A(1)41,397D
Common Stock08/16/2026M490A(1)41,887D
Common Stock08/16/2026M1,158A(1)43,045D
Common Stock08/16/2026M607A(1)43,652D
Common Stock08/16/2026F(2)281D$75.9543,371D
Common Stock08/16/2026F(2)439D$75.9542,932D
Common Stock08/16/2026F(2)341D$75.9542,591D
Common Stock08/16/2026F(2)245D$75.9542,346D
Common Stock08/16/2026F(2)609D$75.9541,737D
Common Stock08/16/2026F(2)332D$75.9541,405D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)08/16/2026M566 (3) (3)Common Stock566$0.0065,139D
Restricted Stock Units(1)08/16/2026M885 (4) (4)Common Stock885$0.0038,057D
Restricted Stock Units(1)08/16/2026M687 (5) (5)Common Stock687$0.0021,290D
Restricted Stock Units(1)08/16/2026M490 (6) (6)Common Stock490$0.009,310D
Restricted Stock Units(1)08/16/2026M1,158 (7) (7)Common Stock1,158$0.0015,053D
Restricted Stock Units(1)08/16/2026M607 (8) (8)Common Stock607$0.004,244D
Explanation of Responses:
1. Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
2. Shares withheld to satisfy tax liability upon vesting of RSUs on August 16, 2026.
3. The reporting person was granted 67,971 RSUs on March 2, 2026. The vesting schedule is as follows: 1/120th of the total RSUs vest each month for 12 months beginning on April 16, 2026, 1/40th vest of the total RSUs vest each month thereafter for 12 months, and 1/20th of the RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
4. The reporting person was granted 42,482 RSUs on March 2, 2026. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2026, and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
5. The reporting person was granted 32,965 RSUs on March 3, 2025. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2025 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
6. The reporting person was granted 23,519 RSUs on March 18, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
7. The reporting person was granted 55,581 RSUs on September 22, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on October 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
8. The reporting person was granted 29,104 RSUs on March 16, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
Remarks:
/s/ Carolyn Mo by Power of Attorney for Balaji Krishnamurthy08/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)