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[13F-HR] UBS Group AG SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
13F-HR

Rhea-AI Filing Summary

UBS Group AG filed a Form 13F Combination Report, disclosing institutional equity positions reported in coordination with other managers. The filing lists a Form 13F Information Table Value Total of $638,366,556,794 and 22,854 information table entries.

The report identifies 12 other included managers and names additional reporting managers, including UBS AM, a distinct business unit of UBS Asset Management Americas LLC and OCONNOR, a Distinct Business Unit of UBS Asset Management Americas (LLC). The submission was signed by Andrew Johnson, Head Group Shareholding Reporting.

Positive

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Negative

  • None.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 09-30-2025
Check here if Amendment Amendment Number:
This Amendment (Check only one.): is a restatement.
adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: UBS Group AG
Address: BAHNHOFSTRASSE 45
Zurich, V8 CH-8001
Form 13F File Number: 028-16612
CRD Number (if applicable):
SEC File Number (if applicable):

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Andrew Johnson
Title: Head Group Shareholding Reporting
Phone: (615) 393-7153
Signature, Place, and Date of Signing:
/s/ Andrew Johnson Nashville, TN 11-13-2025
[Signature] [City, State] [Date]
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK
UBS AM, a distinct business unit of UBS Asset Management Americas LLC 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 028-06327
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 12
Form 13F Information Table Entry Total: 22,854
Form 13F Information Table Value Total: 638,366,556,794
(round to nearest dollar)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK
1 UBS Financial Services Inc 028-11496
4 Credit Suisse International 028-11516
8 Credit Suisse Hedging-Griffo Wealth Management S.A. 028-13460
30 UBS AG 028-10396
31 UBS Switzerland AG 028-21410
34 UBS Europe SE 028-21431
35 UBS Bank (Canada) 028-22388
39 UBS La Maison de Gestion 028-21440
40 UBS Securities LLC 028-21410
43 UBS Brasil Administradora de Valores Mobiliarios Ltda 028-21429
44 UBS (Monaco) S.A. 028-22657
61 UBS SuMi TRUST Wealth Management Co., Ltd. 028-25092

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