Welcome to our dedicated page for First Trust Smith Unconstrained Pl BdETF SEC filings (Ticker: UCON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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First Trust Smith Unconstrained Bond ETF (UCON) filed a Form CERT with the SEC on 26 June 2025. A CERT filing is generally an administrative certification document used to comply with Exchange Act requirements (for example, to certify termination or suspension of certain reporting obligations). The filing notice contains no financial statements, earnings data, or transactional details; the full text is only accessible in the linked PDF. Based on the information provided, this appears to be a routine compliance submission with no material impact on the fund’s strategy, portfolio, or shareholder value.
First Trust TCW Unconstrained Plus Bond ETF (UCON) filed a DEFA14A to solicit additional votes for two pending proposals.
The June 23 Special Meeting lacked sufficient participation and has been adjourned to July 14 2025. Shareholders are urged to submit proxies—by phone or online—no later than July 13 2025 to avoid further delay and expense.
First Trust Smith Unconstrained Bond ETF (NYSEARCA:UCON) filed a DEFA14A on June 26, 2025.
The filing is additional proxy-soliciting material reminding shareholders that the special meeting held June 23, 2025 to vote on two previously mailed proposals lacked sufficient participation. The meeting has been adjourned to July 14, 2025, and proxy votes must be submitted by July 13 via phone or internet. No new proposals or financial changes are disclosed; the document solely urges investors to vote and avoid further delays and costs.
On June 24, 2025, First Trust Smith Unconstrained Bond ETF (ticker UCON) submitted a CERT certification filing to the U.S. Securities and Exchange Commission. The document, accessible only as a linked PDF, is a brief administrative submission without accompanying financial statements, earnings data, or disclosures of material transactions.
Because this filing appears to serve a routine compliance purpose—likely confirming adherence to regulatory requirements—it carries limited informational value for investors. No changes to the fund’s investment strategy, portfolio composition, or risk profile are indicated, and no immediate market impact should be expected.
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