[Form 3] Ultra Clean Holdings, Inc. Initial Statement of Beneficial Ownership
Ultra Clean Holdings, Inc. (UCTT) Form 3 reports an initial beneficial ownership filing for Samuel W. Johnson. The filing shows 12,345 shares of Common Stock beneficially owned as direct ownership, described as restricted stock units that vest in three equal annual installments subject to continued employment. The report identifies Mr. Johnson as Senior Vice President, Services Business, and a company officer and director. The form is signed by an attorney-in-fact on behalf of Mr. Johnson and dated 08/25/2025 for an event date of 08/15/2025. The filing includes an Exhibit 24 power of attorney remark and indicates no derivative securities are reported.
Ultra Clean Holdings, Inc. (UCTT) — Il modulo Form 3 segnala la prima comunicazione di titolarità beneficiaria per Samuel W. Johnson. La dichiarazione indica 12.345 azioni di Common Stock possedute a titolo diretto, rappresentate da unità di azioni soggette a restrizioni che maturano in tre rate annuali uguali condizionate alla permanenza nel rapporto di lavoro. Il documento identifica il signor Johnson come Senior Vice President, Services Business, nonché dirigente e membro del consiglio di amministrazione. Il modulo è firmato da un procuratore in nome e per conto del signor Johnson e porta la data del 25/08/2025 con data dell’evento 15/08/2025. È presente la nota relativa alla procura (Exhibit 24) e non risultano segnalati strumenti derivati.
Ultra Clean Holdings, Inc. (UCTT) — El Formulario 3 registra una presentación inicial de propiedad beneficiaria para Samuel W. Johnson. La presentación muestra 12.345 acciones de Common Stock en propiedad directa, descritas como unidades de acciones restringidas que se consolidan en tres cuotas anuales iguales, sujetas a la continuidad del empleo. El informe identifica al Sr. Johnson como Senior Vice President, Services Business, y como funcionario y director de la compañía. El formulario está firmado por un apoderado en nombre del Sr. Johnson y fechado el 25/08/2025 para un evento con fecha 15/08/2025. La presentación incluye la nota de poder (Exhibit 24) y no indica valores derivados reportados.
Ultra Clean Holdings, Inc. (UCTT) — Form 3은 Samuel W. Johnson의 초도 수익적 소유권 신고를 보고합니다. 신고서에는 12,345주의 보통주가 직접 소유로 표기되어 있으며, 계속 근무를 조건으로 3년 동안 매년 동일 비율로 권리확정되는 제한주 단위로 설명되어 있습니다. 보고서는 Johnson 씨를 서비스 사업부 선임 부사장(Senior Vice President, Services Business)이자 회사 임원 및 이사로 식별합니다. 양식은 Johnson 씨를 대신해 법정대리인이 서명했으며, 2025-08-25에 서명되어 사건일은 2025-08-15로 기재되어 있습니다. 제출서에는 Exhibit 24 위임장 비고가 포함되어 있으며 파생증권은 보고되지 않았습니다.
Ultra Clean Holdings, Inc. (UCTT) — Le formulaire Form 3 signale un premier dépôt de détention bénéficiaire pour Samuel W. Johnson. Le document indique 12 345 actions ordinaires détenues en propriété directe, décrites comme des unités d'actions restreintes qui acquièrent droit en trois versements annuels égaux, sous réserve de la poursuite de l'emploi. Le rapport identifie M. Johnson comme Senior Vice President, Services Business, et comme dirigeant et administrateur de la société. Le formulaire est signé par un mandataire au nom de M. Johnson et daté du 25/08/2025, pour un événement en date du 15/08/2025. Le dépôt inclut la mention de la procuration (Exhibit 24) et indique qu'aucun titre dérivé n'est déclaré.
Ultra Clean Holdings, Inc. (UCTT) — Das Formular Form 3 meldet eine erstmalige Angabe des wirtschaftlich Berechtigten für Samuel W. Johnson. Die Einreichung weist 12.345 Stammaktien als direkten Besitz aus, beschrieben als eingeschränkte Aktieneinheiten, die in drei gleichen jährlichen Raten unter der Bedingung fortbestehender Anstellung unverfallbar werden. Der Bericht nennt Herrn Johnson als Senior Vice President, Services Business, sowie als Unternehmensbeauftragten und Director. Das Formular ist von einem Bevollmächtigten im Namen von Herrn Johnson unterzeichnet und datiert auf den 25.08.2025 mit einem Ereignisdatum vom 15.08.2025. Die Einreichung enthält den Vermerk zur Vollmacht (Exhibit 24) und gibt an, dass keine derivativen Wertpapiere gemeldet wurden.
- Timely compliance with Section 16 reporting requirements (Form 3) for initial beneficial ownership
- Clear disclosure that 12,345 shares are restricted stock units with a three-year annual vesting schedule
- Officer alignment signaled by equity grant tied to continued employment
- None.
Insights
TL;DR Routine Section 16 disclosure showing officer ownership via restricted stock units; no derivative positions reported.
The Form 3 documents an initial beneficial ownership position of 12,345 common shares held by Samuel W. Johnson through restricted stock units vesting over three years. This is a compliance filing required under Section 16 and does not report any outstanding options, warrants, or other derivatives. The disclosed holding appears non-material relative to large-cap benchmarks but signals management equity alignment through time-based RSUs.
TL;DR Proper and timely disclosure of officer equity grant; vesting schedule aligns incentives with continued service.
The filing identifies Mr. Johnson as SVP, Services Business and discloses previously granted restricted stock units that vest in three equal annual installments, which is a common retention structure. The inclusion of Exhibit 24 and a signed attorney-in-fact indicates procedural completeness. There are no reported amendments or unusual indirect ownership arrangements disclosed.
Ultra Clean Holdings, Inc. (UCTT) — Il modulo Form 3 segnala la prima comunicazione di titolarità beneficiaria per Samuel W. Johnson. La dichiarazione indica 12.345 azioni di Common Stock possedute a titolo diretto, rappresentate da unità di azioni soggette a restrizioni che maturano in tre rate annuali uguali condizionate alla permanenza nel rapporto di lavoro. Il documento identifica il signor Johnson come Senior Vice President, Services Business, nonché dirigente e membro del consiglio di amministrazione. Il modulo è firmato da un procuratore in nome e per conto del signor Johnson e porta la data del 25/08/2025 con data dell’evento 15/08/2025. È presente la nota relativa alla procura (Exhibit 24) e non risultano segnalati strumenti derivati.
Ultra Clean Holdings, Inc. (UCTT) — El Formulario 3 registra una presentación inicial de propiedad beneficiaria para Samuel W. Johnson. La presentación muestra 12.345 acciones de Common Stock en propiedad directa, descritas como unidades de acciones restringidas que se consolidan en tres cuotas anuales iguales, sujetas a la continuidad del empleo. El informe identifica al Sr. Johnson como Senior Vice President, Services Business, y como funcionario y director de la compañía. El formulario está firmado por un apoderado en nombre del Sr. Johnson y fechado el 25/08/2025 para un evento con fecha 15/08/2025. La presentación incluye la nota de poder (Exhibit 24) y no indica valores derivados reportados.
Ultra Clean Holdings, Inc. (UCTT) — Form 3은 Samuel W. Johnson의 초도 수익적 소유권 신고를 보고합니다. 신고서에는 12,345주의 보통주가 직접 소유로 표기되어 있으며, 계속 근무를 조건으로 3년 동안 매년 동일 비율로 권리확정되는 제한주 단위로 설명되어 있습니다. 보고서는 Johnson 씨를 서비스 사업부 선임 부사장(Senior Vice President, Services Business)이자 회사 임원 및 이사로 식별합니다. 양식은 Johnson 씨를 대신해 법정대리인이 서명했으며, 2025-08-25에 서명되어 사건일은 2025-08-15로 기재되어 있습니다. 제출서에는 Exhibit 24 위임장 비고가 포함되어 있으며 파생증권은 보고되지 않았습니다.
Ultra Clean Holdings, Inc. (UCTT) — Le formulaire Form 3 signale un premier dépôt de détention bénéficiaire pour Samuel W. Johnson. Le document indique 12 345 actions ordinaires détenues en propriété directe, décrites comme des unités d'actions restreintes qui acquièrent droit en trois versements annuels égaux, sous réserve de la poursuite de l'emploi. Le rapport identifie M. Johnson comme Senior Vice President, Services Business, et comme dirigeant et administrateur de la société. Le formulaire est signé par un mandataire au nom de M. Johnson et daté du 25/08/2025, pour un événement en date du 15/08/2025. Le dépôt inclut la mention de la procuration (Exhibit 24) et indique qu'aucun titre dérivé n'est déclaré.
Ultra Clean Holdings, Inc. (UCTT) — Das Formular Form 3 meldet eine erstmalige Angabe des wirtschaftlich Berechtigten für Samuel W. Johnson. Die Einreichung weist 12.345 Stammaktien als direkten Besitz aus, beschrieben als eingeschränkte Aktieneinheiten, die in drei gleichen jährlichen Raten unter der Bedingung fortbestehender Anstellung unverfallbar werden. Der Bericht nennt Herrn Johnson als Senior Vice President, Services Business, sowie als Unternehmensbeauftragten und Director. Das Formular ist von einem Bevollmächtigten im Namen von Herrn Johnson unterzeichnet und datiert auf den 25.08.2025 mit einem Ereignisdatum vom 15.08.2025. Die Einreichung enthält den Vermerk zur Vollmacht (Exhibit 24) und gibt an, dass keine derivativen Wertpapiere gemeldet wurden.
FAQ
What did Samuel W. Johnson report on the Form 3 for UCTT?
What is Samuel W. Johnson's role at Ultra Clean Holdings (UCTT)?
Are any derivative securities reported on this Form 3 for UCTT?
When was the event date and when was the Form 3 signed?
What is the nature of the reported ownership?
