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Uranium Energy Corp (NYSE American: UEC) CEO awarded RSUs and performance options

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Rhea-AI Filing Summary

Uranium Energy Corp President and CEO Amir Adnani reported multiple equity compensation events dated July 31, 2023. A total of 259,861 restricted stock units were converted into common shares, while 139,028 shares were withheld at $3.12, $3.21 and $3.32 per share to satisfy tax obligations. He also received new grants of 397,692 time-based RSUs, 421,795 performance-based RSUs vesting 100% on July 31, 2026, and 114,915 performance stock options with a $3.98 exercise price expiring July 31, 2033.

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Insider Adnani Amir
Role President and CEO
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 133,333 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 78,488 $0.00 $0.00
Exercise Restricted Stock Units F1, F4 48,040 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F5, F6 397,692 $0.00 $0.00
Grant/Award Performance Based Restricted Stock Units F7, F5, F8 421,795 $0.00 $0.00
Grant/Award Performance Stock Options F5, F9 114,915 $0.00 $0.00
Exercise Common Stock F1 133,333 -- --
Tax Withholding Common Stock F3 71,334 $3.12 $223K
Exercise Common Stock F1 78,488 -- --
Tax Withholding Common Stock F3 41,992 $3.21 $135K
Exercise Common Stock F1 48,040 -- --
Tax Withholding Common Stock F3 25,702 $3.32 $85K
Holdings After Transaction: Restricted Stock Units — 572,262 shares (Direct); Performance Based Restricted Stock Units — 898,597 shares (Direct); Performance Stock Options — 964,915 shares (Direct); Common Stock — 3,915,861 shares (Direct)
Footnotes (9)
  1. F1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  2. F2. This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.
  3. F3. Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.
  4. F4. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
  5. F5. Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan.
  6. F6. The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year.
  7. F7. Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.
  8. F8. The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026.
  9. F9. Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant).
RSUs converted to common 259,861 shares Total derivative exercises (Restricted Stock Units) on July 31, 2023
Shares withheld for taxes 139,028 shares Common shares withheld to satisfy tax withholding requirements upon vesting
Time-based RSU grant 397,692 units Restricted Stock Units granted under 2023 Stock Incentive Plan on July 31, 2023
Performance RSU grant 421,795 units Performance Based Restricted Stock Units vesting 100% on July 31, 2026
Performance stock options granted 114,915 options Performance Stock Options granted with 36‑month vesting schedule
Performance option exercise price $3.98 per share Exercise price for Performance Stock Options expiring July 31, 2033
Performance RSUs held after grant 898,597 units Total Performance Based Restricted Stock Units following July 31, 2023 grant
Performance options held after grant 964,915 options Total Performance Stock Options following July 31, 2023 grant
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive, at settlement, one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Performance Based Restricted Stock Units financial
"Each Performance Based Restricted Stock Unit represents a contingent right to receive"
Performance-based restricted stock units are a form of employee pay where shares are promised but only delivered if the company meets specific performance targets over time. Like a trophy awarded to a team after hitting certain goals, they align employee incentives with business results and can affect future share counts and earnings—so investors watch them for signals about management’s motivation, potential dilution, and the likelihood of meeting growth or profit targets.
Performance Stock Options financial
"Performance Stock Options vest over 36-month period (33.33% 12, 24 and 36 months"
tax withholding requirements financial
"Represents shares of common stock withheld to satisfy tax withholding requirements"
2023 Stock Incentive Plan financial
"Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan"

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FAQ

What insider transactions did UEC CEO Amir Adnani report on July 31, 2023?

Amir Adnani reported 259,861 restricted stock units converting into common shares, with 139,028 shares withheld for taxes. He also received substantial new equity awards, including time-based RSUs, performance-based RSUs, and performance stock options.

How many new restricted stock units were granted to UEC's CEO?

Amir Adnani received 397,692 time-based Restricted Stock Units and 421,795 Performance Based Restricted Stock Units. Each unit represents the right to receive one share of Uranium Energy common stock, subject to the specified vesting schedules.

What are the vesting terms of the new RSU awards for UEC's CEO?

The 397,692 Restricted Stock Units vest in three equal annual installments beginning July 31, 2024, with delivery by August 30 each year. The 421,795 Performance Based RSUs vest 100% on July 31, 2026, with delivery by August 30, 2026.

What are the details of the performance stock options granted to UEC's CEO?

Adnani was granted 114,915 Performance Stock Options with a $3.98 exercise price expiring July 31, 2033. These options vest over 36 months, with approximately 33.33% vesting at 12, 24 and 36 months from the grant date.

How were tax obligations handled for UEC CEO Amir Adnani's RSU vesting?

To cover tax withholding on vested awards, 139,028 shares of common stock were withheld. The shares were withheld in three blocks of 71,334, 41,992 and 25,702 shares at per-share values of $3.12, $3.21 and $3.32, respectively.

Under which plan were the new equity awards to UEC's CEO granted?

The new equity awards, including 397,692 Restricted Stock Units, 421,795 Performance Based Restricted Stock Units and 114,915 Performance Stock Options, were granted pursuant to Uranium Energy Corp's 2023 Stock Incentive Plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Adnani Amir

(Last)(First)(Middle)
SUITE 1830
1188 WEST GEORGIA ST.

(Street)
VANCOUVERV6E4A2

(City)(State)(Zip)

CANADA (FEDERAL LEVEL)

(Country)
2. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/31/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
08/02/2023
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/31/2023M133,333A(1)3,928,361D
Common Stock07/31/2023F71,334(3)D$3.123,857,027D
Common Stock07/31/2023M78,488A(1)3,935,515D
Common Stock07/31/2023F41,992(3)D$3.213,893,523D
Common Stock07/31/2023M48,040A(1)3,941,563D
Common Stock07/31/2023F25,702(3)D$3.323,915,861D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)07/31/2023M133,333 (2) (2)Common Stock133,333$0301,098D
Restricted Stock Units(1)07/31/2023M78,488 (4) (4)Common Stock78,488$0222,610D
Restricted Stock Units(1)07/31/2023M48,040 (4) (4)Common Stock48,040$0174,570D
Restricted Stock Units(1)07/31/2023A(5)397,692 (6) (6)Common Stock397,692$0572,262D
Performance Based Restricted Stock Units(7)07/31/2023A(5)421,795 (8) (8)Common Stock421,795$0898,597D
Performance Stock Options$3.9807/31/2023A(5)114,915 (9)07/31/2033Common Stock114,915$0964,915D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
2. This award has vested as to one-half of the Restricted Stock Units on the first anniversary of the grant date, with the remainder of the Restricted Stock Units to vest in equal installments on the first, second and third anniversary of the grant date.
3. Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.
4. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
5. Granted pursuant to and in accordance with the Issuer's 2023 Stock Incentive Plan.
6. The Restricted Stock Units vest in three equal annual installments beginning July 31, 2024. Vested shares will be delivered to the reporting person no later than August 30th of each year.
7. Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock.
8. The Performance Based Restricted Stock Units vest 100% on July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th, 2026.
9. Performance Options vest over 36-month period (33.33% 12, 24 and 36 months from the date of grant).
/s/ Amir Adnani07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)