UEC Form 4: Director adds 6k shares, receives new options & RSUs

Uranium Energy Corp. (UEC) – Form 4, filed 31 Jul 2025 reports equity activity by director David Kong.

Rhea-AI Filing Summary

Uranium Energy Corp. (UEC) – Form 4, filed 31 Jul 2025 reports equity activity by director David Kong.

• RSU vesting: 13,074 common shares released on 29 & 31 Jul 2025 (Codes M).
• Tax withholding: 6,996 shares automatically withheld (Code F) at $8.68–$8.99 for taxes.
• Net share change: Kong’s direct ownership rises by 6,078 shares to 165,030 common shares.
• New grants: 6,818 RSUs (vesting equally 2026–2028) and 10,241 stock options at $8.68 strike (vesting over 24 months, expiring 31 Jul 2035) awarded under the 2024 Stock Incentive Plan.
• Derivative holdings after transactions: 18,626 unvested RSUs and 189,331 options.

All dispositions were withholding-related; no open-market sales occurred. The filing indicates continued incentive alignment through equity awards and a modest increase in the director’s long-term stake, while adding incremental potential dilution for shareholders.

Positive

• Director increased direct ownership by 6,078 shares, indicating confidence and alignment.
• New RSU and option grants renew long-term incentive alignment under the 2024 Stock Incentive Plan.

Negative

• Additional equity grants introduce incremental dilution through 10,241 new options and 6,818 RSUs.

Insights

Securities Analyst

TL;DR Modest net insider buy and fresh equity grants; signals alignment but limited market impact.

On balance, Kong increased direct ownership by roughly 6 k shares and accepted sizeable option and RSU packages. Because no shares were sold for cash, the activity does not suggest bearish sentiment. However, the overall magnitude—<0.1 % of UEC’s float—is too small to materially affect valuation. The grants add modest dilution but are typical for director compensation programs. I view the filing as informational with neutral market impact.

Corporate Governance Expert

TL;DR Equity-based pay refreshes incentives; dilution minor, ownership still rising—slightly positive governance signal.

The 2024 Stock Incentive Plan awards refresh Kong’s unvested RSU pool (18,626) and options (189,331), promoting long-term alignment. Net share accumulation, albeit small, avoids the negative optics of open-market selling. Because the option strike aligns with prevailing prices, the plan is neither excessively dilutive nor deeply in-the-money. I assign a mildly positive governance rating.

Insider Trade Summary

13,074 shares exercised/converted

Exercise 11 txns

Insider KONG DAVID

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	5,128	$0.00	$0.00
Grant/Award	Restricted Stock Units	6,818	$0.00	$0.00
Grant/Award	Options	10,241	$0.00	$0.00
Exercise	Common Shares	5,128	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares	2,744	$8.68	$24K
Exercise	Restricted Stock Units	4,607	$0.00	$0.00
Exercise	Restricted Stock Units	3,339	$0.00	$0.00
Exercise	Common Shares	4,607	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares	2,465	$8.99	$22K
Exercise	Common Shares	3,339	$0.00	$0.00
Exercise Price or Tax Liability	Common Shares	1,787	$8.99	$16K

Holdings After Transaction: Restricted Stock Units — 18,626 contracts (Direct); Options — 189,331 contracts (Direct); Common Shares — 165,030 shares (Direct)

Footnotes (6)

1. F1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
2. F2. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
3. F3. Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.
4. F4. Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.
5. F5. The Restricted Stock Units vest in three equal installments beginning July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th of each year.
6. F6. Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many UEC shares does director David Kong now own?

165,030 common shares are now held directly following the reported transactions.

Did the director sell any Uranium Energy Corp. shares on the open market?

No. All dispositions were withheld shares for tax purposes; no open-market sales occurred.

What new equity awards were granted to David Kong?

He received 6,818 RSUs and 10,241 stock options at an $8.68 strike price under the 2024 plan.

When will the newly granted RSUs vest?

They vest in three equal installments beginning 31 Jul 2026 with delivery by 30 Aug each year.

What is the expiration date of the newly granted options?

The options expire on 31 Jul 2035 and vest over a 24-month schedule.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/31/2025 - 09:47 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KONG DAVID

(Last) (First) (Middle)

7440 AFTON DRIVE

(Street)

RICHMOND A1 V7A 1A3

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares	07/29/2025		M		4,607	A	(1)	163,559	D
Common Shares	07/29/2025		F		2,465(3)	D	$8.99	161,094	D
Common Shares	07/29/2025		M		3,339	A	(1)	164,433	D
Common Shares	07/29/2025		F		1,787(3)	D	$8.99	162,646	D
Common Shares	07/31/2025		M		5,128	A	(1)	167,774	D
Common Shares	07/31/2025		F		2,744(3)	D	$8.68	165,030	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/29/2025		M			4,607	(2)	(2)	Common Stock	4,607	$0	20,275	D
Restricted Stock Units	(1)	07/29/2025		M			3,339	(2)	(2)	Common Stock	3,339	$0	16,936	D
Restricted Stock Units	(1)	07/31/2025		M			5,128	(2)	(2)	Common Stock	5,128	$0	11,808	D
Restricted Stock Units	(1)	07/31/2025		A(4)		6,818		(5)	(5)	Common Stock	6,818	$0	18,626	D
Options	$8.68	07/31/2025		A(4)		10,241		(6)	07/31/2035	Common Stock	10,241	$0	189,331	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

2. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

3. Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

4. Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.

5. The Restricted Stock Units vest in three equal installments beginning July 31, 2026. Vested shares will be delivered to the reporting person no later than August 30th of each year.

6. Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).

	/s/ DAVID KONG	07/31/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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