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Uranium Energy Corp (UEC) grants options and RSUs to director Kong

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Form Type
4

Rhea-AI Filing Summary

Uranium Energy Corp director David Kong reported equity compensation activity on July 30-31, 2026. He received 10,916 stock options at an exercise price of $9.74 per share and 6,930 restricted stock units. Previously granted RSUs covering 10,740 shares were converted into common stock, and 5,748 shares at $9.60 per share were withheld to satisfy tax obligations on vesting.

Positive

  • None.

Negative

  • None.
Insider KONG DAVID
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F6 5,129 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 3,339 $0.00 $0.00
Exercise Restricted Stock Units F1, F6 2,272 $0.00 $0.00
Exercise Common Stock F1 5,129 -- --
Exercise Common Stock F1 3,339 -- --
Exercise Common Stock F1 2,272 -- --
Tax Withholding Common Stock F2 5,748 $9.60 $55K
Grant/Award Options (right to buy) F3, F4 10,916 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F3, F5 6,930 $0.00 $0.00
Holdings After Transaction: Options (right to buy) — 10,916 shares (Direct); Restricted Stock Units — 14,816 shares (Direct); Common Stock — 187,229 shares (Direct)
Footnotes (6)
  1. F1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
  2. F2. Represents shares of the Issuer's common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.
  3. F3. Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.
  4. F4. Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
  5. F5. The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
  6. F6. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
Stock options granted 10916.0000 shares Options (right to buy) granted on 2026-07-30 to director David Kong
Option exercise price $9.7400 per share Exercise price for 10,916 options expiring 2036-07-30
Restricted Stock Units granted 6930.0000 units RSU grant on 2026-07-30 representing common stock
RSUs converted to stock 10740 shares Restricted Stock Units converted into common stock on 2026-07-31
Shares withheld for taxes 5748.0000 shares Common shares withheld at $9.6000 per share to satisfy tax withholding upon RSU vesting
Tax withholding price $9.6000 per share Per-share value used for 5,748 withheld shares on 2026-07-31
Restricted Stock Unit financial
"Each Restricted Stock Unit represents the right to receive one share of common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Incentive Plan financial
"Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
tax withholding requirements financial
"Shares of common stock withheld to satisfy tax withholding requirements upon vesting"
Options (right to buy) financial
"Security titled Options (right to buy) covering 10916.0000 shares of common stock"

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FAQ

What insider stock transactions did UEC director David Kong report for July 30-31, 2026?

David Kong reported 10,916 stock options granted at $9.74, a grant of 6,930 RSUs, conversion of 10,740 RSUs into common stock, and 5,748 shares withheld at $9.60 per share to cover tax withholding on RSU vesting.

How many stock options did David Kong receive from Uranium Energy Corp (UEC) and at what exercise price?

David Kong received 10,916 stock options with an exercise price of $9.74 per share. These options cover 10,916 shares of common stock and expire on July 30, 2036, subject to a staged vesting schedule over 24 months.

What is the vesting schedule for David Kong’s new UEC stock options?

The options vest over 24 months: 12.5% three months after grant, 12.5% at six months, and 25% at each of 12, 18, and 24 months. Vesting follows the pattern described in the option award footnote.

When do David Kong’s new restricted stock units in Uranium Energy Corp (UEC) vest?

The 6,930 RSUs vest in three equal annual installments beginning July 31, 2027, subject to continued Board service. Vested shares will be delivered no later than August 30 of each vesting year.

How many UEC shares were withheld to cover David Kong’s tax obligations on RSU vesting?

A total of 5,748 common shares were withheld at $9.60 per share to satisfy tax withholding requirements upon RSU vesting. This disposition is reported under transaction code F and described explicitly as tax withholding.

What does each Restricted Stock Unit reported by David Kong in UEC represent?

Each Restricted Stock Unit represents the right to receive one share of Uranium Energy Corp common stock upon settlement. This one-for-one relationship is specified in the award’s footnote describing the RSU terms.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KONG DAVID

(Last)(First)(Middle)
SUITE 1830
1188 WEST GEORGIA STREET

(Street)
VANCOUVERBCV6E 4A2

(City)(State)(Zip)

CANADA (FEDERAL LEVEL)

(Country)
2. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/31/2026M5,129A(1)187,366D
Common Stock07/31/2026M3,339A(1)190,705D
Common Stock07/31/2026M2,272A(1)192,977D
Common Stock07/31/2026F5,748(2)D$9.6187,229D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (right to buy)$9.7407/30/2026A(3)10,916 (4)07/30/2036Common Stock10,916$010,916D
Restricted Stock Units(1)07/30/2026A(3)6,930 (5) (5)Common Stock6,930$025,556D
Restricted Stock Units(1)07/31/2026M5,129 (6) (6)Common Stock5,129$020,427D
Restricted Stock Units(1)07/31/2026M3,339 (6) (6)Common Stock3,339$017,088D
Restricted Stock Units(1)07/31/2026M2,272 (6) (6)Common Stock2,272$014,816D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
2. Represents shares of the Issuer's common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.
3. Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.
4. Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
5. The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
6. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
/s/ David Kong07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)