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Uranium Energy (NYSE American: UEC) awards options and RSUs to director

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(Neutral)
Form Type
4

Rhea-AI Filing Summary

URANIUM ENERGY CORP director Gloria L Ballesta Moya reported several equity compensation events. On July 31, 2026 she converted 10,740 Restricted Stock Units into an equal number of common shares at no cash cost, reflecting previously vested awards. On July 30, 2026 she received 10,916 stock options with a $9.74 exercise price expiring July 30, 2036 and 6,930 new Restricted Stock Units, all granted under the 2024 Stock Incentive Plan, with the RSUs vesting in three equal annual installments beginning July 31, 2027. No open‑market purchase or sale transactions were reported.

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Insider Ballesta Moya Gloria L
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F5 5,129 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 3,339 $0.00 $0.00
Exercise Restricted Stock Units F1, F5 2,272 $0.00 $0.00
Exercise Common stock F1 5,129 -- --
Exercise Common stock F1 3,339 -- --
Exercise Common stock F1 2,272 -- --
Grant/Award Options (right to buy) F2, F3 10,916 $0.00 $0.00
Grant/Award Restricted Stock Units F1, F2, F4 6,930 $0.00 $0.00
Holdings After Transaction: Options (right to buy) — 10,916 shares (Direct); Restricted Stock Units — 14,816 shares (Direct); Common stock — 113,628 shares (Direct)
Footnotes (5)
  1. F1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
  2. F2. Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.
  3. F3. Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
  4. F4. The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
  5. F5. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
RSUs converted 10,740 shares Restricted Stock Units converted to common stock on July 31, 2026
Stock options granted 10,916 shares Options (right to buy) granted on July 30, 2026
Option exercise price $9.74 per share Exercise price of options granted to director
RSUs granted 6,930 units New Restricted Stock Units awarded on July 30, 2026
Option expiration July 30, 2036 Expiration date of the 10,916 stock options
Restricted Stock Units financial
"Each Restricted Stock Unit represents the right to receive, at settlement, one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Incentive Plan financial
"Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan"
A stock incentive plan is a company program that gives employees or directors pieces of ownership or the right to buy shares over time, similar to receiving a bonus paid in company stock instead of cash. Investors pay attention because these plans align staff incentives with long‑term company performance but can also dilute existing shareholders and affect reported profits when grants are expensed, so they influence both ownership percentages and financial results.
Options (right to buy) financial
"Options (right to buy) with an exercise price of 9.7400 expiring in 2036-07-30"
vest financial
"Options vest over a 24-month period with specified percentages at set dates"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
exercise or conversion of derivative security financial
"Transaction code M indicates exercise or conversion of derivative security"

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FAQ

What equity awards did UEC director Gloria L Ballesta Moya receive in this Form 4?

She received 10,916 stock options at an exercise price of $9.74 per share and 6,930 Restricted Stock Units, all granted under Uranium Energy’s 2024 Stock Incentive Plan and subject to multi‑year vesting schedules.

How many Restricted Stock Units did UEC’s director convert into common stock?

Gloria L Ballesta Moya converted 10,740 Restricted Stock Units into an equal number of Uranium Energy common shares on July 31, 2026, at no cash cost, reflecting settlement of previously vested RSU awards into common stock.

What is the vesting schedule for the new stock options reported by UEC?

The 10,916 stock options granted at $9.74 per share vest over 24 months: 12.5% after three and six months, and 25% after 12, 18, and 24 months, subject to continued service, and expire on July 30, 2036.

When do the 6,930 RSUs granted to UEC’s director begin vesting and settling?

The 6,930 RSUs vest in three equal annual installments beginning July 31, 2027, subject to continued Board service, with vested shares delivered no later than August 30 of each applicable year.

Did the UEC Form 4 report any open-market stock purchases or sales by the director?

No. The Form 4 reports no open-market purchases or sales. It shows RSU settlements into common stock and new grants of stock options and RSUs, but no transactions coded as open‑market buys or sells.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ballesta Moya Gloria L

(Last)(First)(Middle)
500 NORTH SHORELINE BOULEVARD
SUITE 800N

(Street)
CORPUS CHRISTI TEXAS 78401

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
URANIUM ENERGY CORP [ UEC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock07/31/2026M5,129A(1)108,017D
Common stock07/31/2026M3,339A(1)111,356D
Common stock07/31/2026M2,272A(1)113,628D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (right to buy)$9.7407/30/2026A(2)10,916 (3)07/30/2036Common Stock10,916$010,916D
Restricted Stock Units(1)07/30/2026A(2)6,930 (4) (4)Common Stock6,930$025,556D
Restricted Stock Units(1)07/31/2026M5,129 (5) (5)Common Stock5,129$020,427D
Restricted Stock Units(1)07/31/2026M3,339 (5) (5)Common Stock3,339$017,088D
Restricted Stock Units(1)07/31/2026M2,272 (5) (5)Common Stock2,272$014,816D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
2. Granted pursuant to and in accordance with the Issuer's 2024 Stock Incentive Plan.
3. Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
4. The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
5. This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.
/s/ GLORIA BALLESTA07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)