UFP Technologies director plans $2.1M stock sale

Rhea-AI Filing Summary

UFP Technologies Inc. (UFPT) disclosed a planned sale of 7,000 shares of common stock under Rule 144 for the account of director Marc D. Kozin, with shares held in the Marc D. Kozin Revocable Trust U/A 7/28/23 and to be sold through Fidelity Brokerage Services. The notice lists an aggregate market value of $2,140,950.00 for these shares. The shares derive from stock awards granted between 2019 and 2023 totaling 3,258 shares, with specified vesting dates from 2020 to 2024. Shares outstanding are shown as 7,713,300, a baseline figure, not the amount being sold.

Key Figures

Shares to be sold: 7,000 shares Aggregate market value of shares to be sold: $2,140,950.00 Shares outstanding: 7,713,300 shares +5 more

8 metrics

Shares to be sold 7,000 shares Planned Rule 144 sale of UFPT common stock

Aggregate market value of shares to be sold $2,140,950.00 Value associated with the 7,000 UFPT shares in the securities information section

Shares outstanding 7,713,300 shares Outstanding UFPT common stock shown in the securities information section

2019 stock award shares 907 shares Common stock awarded on 06/05/2019, labeled as Compensation

2020 stock award shares 796 shares Common stock awarded on 06/10/2020, labeled as Compensation

2021 stock award shares 610 shares Common stock awarded on 06/09/2021, labeled as Compensation

2022 stock award shares 647 shares Common stock awarded on 06/08/2022, labeled as Compensation

2023 stock award shares 298 shares Common stock awarded on 06/07/2023, labeled as Compensation

Key Terms

Rule 144, Stock Award, revocable trust

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Stock Award financial

"Common Stock | 06/07/2023 | Stock Award | UFPT"

revocable trust financial

"shares are being sold from MARC D KOZIN REVOCABLE TRUST U/A 7/28/23"

A revocable trust is a legal arrangement where the person who creates it keeps control and can change or cancel the trust at any time, while naming who will manage and receive the assets later. Think of it like a flexible folder for your investments and property that can be relabeled or reworked as circumstances change; it matters to investors because it determines how ownership is recorded, how easily assets transfer on incapacity or death, and whether holdings bypass public probate proceedings.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for UFP Technologies Inc. (UFPT)?

It discloses a planned Rule 144 sale of 7,000 shares of UFPT common stock for the account of director Marc D. Kozin, held in the Marc D. Kozin Revocable Trust U/A 7/28/23, with sales to be executed through Fidelity Brokerage Services.

Who is selling UFPT shares and through what entity?

The seller is director Marc D. Kozin, with shares held in the Marc D. Kozin Revocable Trust U/A 7/28/23. The notice states that Fidelity Brokerage Services LLC is acting, with the signature provided by a duly authorized representative as attorney-in-fact for Marc D. Kozin.

How many UFPT shares are planned to be sold and what is the stated value?

The notice states that up to 7,000 shares of UFPT common stock are to be sold, with an aggregate market value of $2,140,950.00 reported in the filing’s securities information section.

What is the relationship of the securities to Marc D. Kozin’s compensation from UFPT?

The filing shows the shares to be sold originated from stock awards granted as compensation between 2019 and 2023, totaling 3,258 shares, each labeled as “Compensation” with specific grant and vesting dates.

How many UFPT shares are shown as outstanding in this Form 144 notice?

The securities information section lists 7,713,300 shares as outstanding. This figure provides context for the company’s equity base and is separate from the 7,000 shares covered by the planned Rule 144 sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/25/2026 - 01:33 PM EDT Accepted by SEC EDGAR 08/25/2026 - 01:32 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001241647
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UFP TECHNOLOGIES INC
SEC File Number	001-12648
Address of Issuer	100 HALE STREET NEWBURYPORT MASSACHUSETTS 01950
Phone	978-352-2200
Name of Person for Whose Account the Securities are To Be Sold	KOZIN MARC D
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Fidelity Brokerage Services 245 Summer Street Boston MA 02210	7000	2140950.00	7713300	08/25/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	06/07/2023	Stock Award	UFPT			298	05/31/2024	Compensation
Common Stock	06/08/2022	Stock Award	UFPT			647	05/31/2023	Compensation
Common Stock	06/09/2021	Stock Award	UFPT			610	05/31/2022	Compensation
Common Stock	06/10/2020	Stock Award	UFPT			796	05/31/2021	Compensation
Common Stock	06/05/2019	Stock Award	UFPT			907	05/31/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	shares are being sold from MARC D KOZIN REVOCABLE TRUST U/A 7/28/23
Date of Notice	08/25/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Dylan Troy as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for KOZIN MARC D
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)