Director at UFP Technologies (UFPT) receives 802 restricted stock units award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Hassett Joseph John reported acquisition or exercise transactions in this Form 4 filing.

UFP Technologies director Joseph John Hassett received an equity award of 802 restricted stock units (RSUs) that will settle in common shares. The grant, priced at $0.00 per share as a compensation award, was made under the company’s 2009 Non-Employee Director Stock Incentive Plan.

The RSUs vest 100% on May 31, 2027, provided he continues to serve as a director through that date. After this grant, Hassett has direct ownership of 2,425 shares of common stock, including the awarded RSUs.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Hassett Joseph John

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, $.01 Par Value	802	$0.00	--

Holdings After Transaction: Common Stock, $.01 Par Value — 2,425 shares (Direct, null)

Footnotes (1)

[object Object]

Key Figures

RSUs granted: 802 units Grant price: $0.00 per share Post-transaction holdings: 2,425 shares +1 more

4 metrics

RSUs granted 802 units Restricted stock units awarded on June 4, 2026

Grant price $0.00 per share Compensation award, not market purchase

Post-transaction holdings 2,425 shares Direct ownership after RSU grant

Vesting date May 31, 2027 RSUs vest 100% if director continues service

Key Terms

restricted stock units, 2009 Non-Employee Director Stock Incentive Plan, vest

3 terms

restricted stock units financial

"Represents restricted stock units issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2009 Non-Employee Director Stock Incentive Plan financial

"issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan that are to be settled solely in shares"

vest financial

"The units vest with respect to 100% of the shares on May 31, 2027"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

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Form 4 Insider Transactions: What Each Field Means →

06/08/2026 - 12:45 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hassett Joseph John

(Last)

(First)

(Middle)

C/O UFP TECHNOLOGIES, INC.

100 HALE STREET

(Street)

NEWBURYPORT

MASSACHUSETTS

01950

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UFP TECHNOLOGIES INC [ UFPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, $.01 Par Value	06/04/2026		A		802⁽¹⁾	A	$0	2,425	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents restricted stock units issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan that are to be settled solely in shares of Common Stock. The units vest with respect to 100% of the shares on May 31, 2027, so long as the recipient continues as a director of the Issuer through the vesting date.

	Patrick J. Kinney, Jr. as attorney-in-fact for Joseph John Hassett	06/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did UFP Technologies (UFPT) director Joseph John Hassett report on this Form 4?

Joseph John Hassett reported receiving 802 restricted stock units as an equity award. These units are compensation, not an open-market purchase, and will be settled solely in UFP Technologies common stock if vesting conditions are met.

How many UFP Technologies shares does Joseph John Hassett hold after this transaction?

After the award, Joseph John Hassett holds 2,425 shares of UFP Technologies common stock directly. This figure includes the 802 restricted stock units granted in this transaction, which will convert into shares when they vest if service conditions are satisfied.

What are the vesting terms of the 802 restricted stock units granted to Hassett at UFPT?

The 802 restricted stock units vest 100% on May 31, 2027. Vesting is contingent on Hassett continuing to serve as a director of UFP Technologies through that vesting date, after which the units settle in common stock.

Was the UFPT Form 4 transaction a market purchase or sale of shares?

The Form 4 reports a grant of restricted stock units, not a market trade. The 802 units were issued as a compensation award at a stated price of $0.00 per share and involve no open-market buying or selling activity.

Under which plan were Joseph John Hassett’s UFP Technologies restricted stock units issued?

The 802 restricted stock units were issued under UFP Technologies’ 2009 Non-Employee Director Stock Incentive Plan. This plan provides equity-based compensation to non-employee directors, with awards that typically vest over time based on continued board service.