UFPT (UFPT) president receives 5,733 performance and time-based stock units

Rhea-AI Filing Summary

UFP Technologies president Mitchell Rock reported equity awards that increase his direct holdings. On February 10, 2026, he acquired 2,463 shares of common stock for $0 upon performance-based restricted stock units granted on February 11, 2025 being certified as achieved, bringing his holdings to 35,463 shares. On the same date, he received an additional 3,270 time-based stock units for $0, raising his direct ownership to 38,733 shares. The performance-based units vest one-third on March 1, 2026 and one-third on each of March 1, 2027 and March 1, 2028, subject to continued employment. The time-based units vest one-third on March 1, 2027 and one-third on each of March 1, 2028 and March 1, 2029 if he remains employed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ROCK MITCHELL

(Last) (First) (Middle)

C/O UFP TECHNOLOGIES, INC.

100 HALE STREET

(Street)

NEWBURYPORT MA 01950

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UFP TECHNOLOGIES INC [ UFPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 Par Value	02/10/2026		A		2,463(1)	A	$0	35,463	D
Common Stock, $.01 Par Value	02/10/2026		A		3,270(2)	A	$0	38,733	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units granted on February 11, 2025, under the Issuer's 2003 Incentive Plan subject to satisfaction of performance targets that are to be settled solely in shares of common stock. The transaction date represents the date on which the Issuer's Compensation Committee determined the performance targets were achieved. The units vest with respect to one-third of the shares on March 1, 2026 and with respect to an additional one-third on each of March 1, 2027 and 2028, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.

2. Represents stock unit awards granted on February 10, 2026, under the Issuer's 2003 Incentive Plan the vesting under which is solely time-based, that are to be settled solely in shares of common stock. The units vest with respect to one-third of the shares on March 1, 2027 and with respect to an additional one-third on each of March 1, 2028 and 2029, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.

	Patrick J. Kinney, Jr. as attorney-in-fact for Mitchell Rock	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction did UFPT president Mitchell Rock report on this Form 4?

Mitchell Rock reported acquiring stock-based awards rather than buying shares in the market. He received performance-based and time-based stock units that settle in UFP Technologies common stock, increasing his direct beneficial ownership as each grant was recorded at a price of $0 per share.

How many UFP Technologies (UFPT) shares did Mitchell Rock acquire in the reported grants?

Rock was credited with 2,463 shares tied to performance-based restricted stock units and 3,270 shares tied to time-based stock unit awards. These awards together brought his reported direct beneficial ownership to 38,733 shares of UFP Technologies common stock following the transactions on February 10, 2026.

What are the vesting terms of Mitchell Rock’s performance-based stock units at UFP Technologies (UFPT)?

The performance-based restricted stock units were granted February 11, 2025 and vest in three equal installments. One-third vests on March 1, 2026, with additional one-third portions vesting on March 1, 2027 and March 1, 2028, provided Rock remains continuously employed through each respective vesting date.

What are the vesting terms of the time-based stock unit awards reported by UFPT’s president?

The time-based stock unit awards granted February 10, 2026 also vest in three equal installments. One-third vests on March 1, 2027, with further one-third portions vesting on March 1, 2028 and March 1, 2029, so long as Mitchell Rock remains continuously employed through each vesting date.

Did Mitchell Rock pay cash for the UFPT shares reported on this Form 4?

No cash changed hands for these awards; both transactions list a price of $0 per share. The reported acquisitions reflect stock-based compensation under UFP Technologies’ 2003 Incentive Plan, settled solely in shares of common stock as vesting and performance conditions are satisfied.

What incentive plan governs the equity awards reported by UFP Technologies (UFPT) president Mitchell Rock?

Both the performance-based restricted stock units and the time-based stock unit awards were granted under UFP Technologies’ 2003 Incentive Plan. The filing states these units are to be settled solely in shares of common stock, subject to their respective performance and time-based vesting conditions and continued employment.