UFPT director exercises options for 2,864 shares

Accepted by SEC EDGAR 05/12/2026 - 03:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

UFP Technologies director Daniel C. Croteau exercised stock options to acquire 2,864 shares of common stock at $22.02 per share. Following the transaction, he directly holds 3,719 shares of UFP Technologies common stock. This filing reflects a derivative exercise rather than an open-market purchase or sale.

Insider Trade Summary

2,864 shares exercised/converted

Exercise 2 txns

Insider CROTEAU DANIEL C

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy)	2,864	$0.00	$0.00
Exercise	Common Stock, $.01 Par Value	2,864	$22.02	$63K

Holdings After Transaction: Stock Option (Right to Buy) — 0 options (Direct); Common Stock, $.01 Par Value — 3,719 shares (Direct)

Key Figures

Options exercised: 2,864 shares Exercise price: $22.02 per share Shares held after: 3,719 shares +1 more

4 metrics

Options exercised 2,864 shares Stock option exercise into common stock

Exercise price $22.02 per share Stock option exercise price

Shares held after 3,719 shares Direct common stock ownership after transaction

Derivative shares exercised 2,864 options Stock Option (Right to Buy) converted

Key Terms

Stock Option (Right to Buy), derivative security, Common Stock, $.01 Par Value

3 terms

Stock Option (Right to Buy) financial

"security_title": "Stock Option (Right to Buy)""

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

Common Stock, $.01 Par Value financial

"security_title": "Common Stock, $.01 Par Value""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UFPT director Daniel C. Croteau report?

Daniel C. Croteau reported exercising stock options to acquire 2,864 shares of UFP Technologies common stock. The transaction was coded as an option exercise, not an open-market buy or sell.

At what price were Daniel C. Croteau’s UFPT stock options exercised?

The options were exercised at $22.02 per share. This price represents the option’s exercise price, not necessarily the market price on the transaction date.

How many UFPT shares does Daniel C. Croteau hold after this transaction?

After exercising options, Daniel C. Croteau directly holds 3,719 shares of UFP Technologies common stock. This figure reflects his direct ownership position reported in the filing.

Was Daniel C. Croteau’s UFPT transaction an open-market buy or sell?

The transaction was an exercise of stock options, not an open-market buy or sell. It is coded as an exercise or conversion of a derivative security, increasing his share holdings.

What type of securities were involved in Daniel C. Croteau’s UFPT Form 4?

The Form 4 shows common stock of UFP Technologies and related stock options. The options, labeled as “Stock Option (Right to Buy),” were exercised into 2,864 common shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CROTEAU DANIEL C

(Last) (First) (Middle)

C/O UFP TECHNOLOGIES, INC.

100 HALE STREET

(Street)

NEWBURYPORT MASSACHUSETTS 01950

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UFP TECHNOLOGIES INC [ UFPT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $.01 Par Value	05/08/2026		M		2,864	A	$22.02	3,719	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$22.02	05/08/2026		M			2,864	06/09/2016	06/09/2016	Common Stock, $.01 Par Value	2,864	$0	0	D

Explanation of Responses:

	Patrick J. Kinney, Jr. as attorney-in-fact for Daniel C. Croteau	05/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)