UI (NYSE) Form 144: Proposed sale of 282, 140 and 78 restricted shares

Rhea-AI Filing Summary

UI submitted a Form 144 notice reporting proposed sales of common stock under Rule 144. The filing lists three lots of restricted stock dated 07/01/2020 (282 and 140 shares) and 07/01/2022 (78 shares). The cover identifies the broker as Morgan Stanley Smith Barney LLC and an exchange listing of NYSE with a filing date of 05/13/2026.

Insights

Securities Attorney

Form 144 notifies the market of proposed Rule 144 sales by an affiliate or control person.

Rule 144 notices are administrative filings that state the seller intends to rely on resale exemptions for restricted or control stock. The entry lists lot dates and share counts: 282, 140, and 78.

Timing and actual sale execution are not disclosed here; subsequent trade reports will show whether the proposed sales occurred.

Key Figures

Filing date: 05/13/2026 Exchange: NYSE Broker: Morgan Stanley Smith Barney LLC +4 more

7 metrics

Filing date 05/13/2026 Form 144 cover date

Exchange NYSE Listed exchange on cover

Broker Morgan Stanley Smith Barney LLC Broker of record listed on cover

Proposed lot 1 282 shares Restricted stock dated 07/01/2020

Proposed lot 2 140 shares Restricted stock dated 07/01/2020

Proposed lot 3 78 shares Restricted stock dated 07/01/2022

Form type Form 144 Rule 144 resale notice

Key Terms

Rule 144, Restricted Stock, Broker of record

3 terms

Rule 144 regulatory

"Form 144 notice of proposed sale under resale rules"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock financial

"Listed as security type with grant dates and share counts"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Broker of record market

"Morgan Stanley Smith Barney LLC named on the cover"

A broker of record is the single broker or firm officially authorized to manage an investor’s account, execute trades and receive related communications and fees on behalf of that account. It matters because whoever holds that designation controls who handles orders, gets paid for advice or commissions, and can access account information—similar to choosing a primary agent to handle your taxes or a primary doctor to coordinate care, which affects costs and how decisions are made.

FAQ

What does UI's Form 144 filing mean?

It signals an intent to sell restricted/common shares under Rule 144. The filing lists proposed lots of 282, 140, and 78 restricted shares with grant dates 07/01/2020 and 07/01/2022.

How many shares does the Form 144 list for proposed sale?

The notice shows three proposed lots totaling listed counts: 282, 140, and 78 shares. The filing provides these specific lot amounts and their original restricted stock grant dates.

Who is the broker handling the proposed sale in UI's filing?

The filing names Morgan Stanley Smith Barney LLC as the broker. The cover lists the broker's New York address and indicates the exchange as NYSE with a filing date of 05/13/2026.

Does Form 144 confirm the shares were sold?

No. Form 144 notifies an intent to sell under resale rules; it does not confirm execution. Actual sales would appear later in transaction reports or Form 4/Form 5 if applicable.

Are the restricted stock grant dates included in the filing important?

Yes. The filing shows grant dates of 07/01/2020 and 07/01/2022, which help determine whether resale conditions under Rule 144 (holding periods) are met for each lot.

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Accepted by SEC EDGAR 05/13/2026 - 04:06 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001674260
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UBIQUITI INC.
SEC File Number	001-35300
Address of Issuer	685 Third Avenue, 27th Floor, New York NEW YORK 10017
Phone	(646) 780-7958
Name of Person for Whose Account the Securities are To Be Sold	KEVIN RADIGAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	500	340265.00	60522085	05/13/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2020	Restricted Stock	Issuer			282	07/01/2020	Not Applicable
Common	07/01/2020	Restricted Stock	Issuer			140	07/01/2020	Not Applicable
Common	07/01/2022	Restricted Stock	Issuer			78	07/01/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Kevin Joseph Radigan
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)