Unilever (NYSE: UL) holder Fabian Garcia plans $999K ADS sale

Rhea-AI Filing Summary

UNILEVER PLC (UL) received a notice that Fabian Garcia intends to sell up to 15,643 American Depositary Shares of the company under Rule 144 through Fidelity Brokerage Services LLC. The approximate aggregate market value of the planned sale is $999,822.35, with an approximate sale date of 08/21/2026 on the NYSE. These securities are reported as having been acquired from the issuer via restricted stock vesting dated 02/12/2026. The filing also states that 2,181,005,247 American Depositary Shares were outstanding for this class.

Key Figures

American Depositary Shares to be sold: 15,643 shares Approximate aggregate market value: $999,822.35 Shares outstanding (American Depositary Shares): 2,181,005,247 shares +2 more

5 metrics

American Depositary Shares to be sold 15,643 shares Maximum number of UL ADS proposed to be sold under Rule 144

Approximate aggregate market value $999,822.35 Value of 15,643 UL American Depositary Shares to be sold

Shares outstanding (American Depositary Shares) 2,181,005,247 shares UL ADS outstanding for the class referenced in the notice

Proposed sale date 08/21/2026 Approximate date of Rule 144 sale on NYSE

Acquisition date of securities 02/12/2026 Date of restricted stock vesting from issuer classified as compensation

Key Terms

Rule 144, American Depositary Shares, Restricted Stock Vesting, attorney-in-fact

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

American Depositary Shares financial

"American Depositary Shares | Fidelity Brokerage Services LLC"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer |"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

attorney-in-fact regulatory

"as attorney-in-fact for Fabian Garcia"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What sale is being proposed in this Form 144 for UL?

Fabian Garcia has filed to sell up to 15,643 American Depositary Shares of UNILEVER PLC under Rule 144, through Fidelity Brokerage Services LLC, with trading expected on the NYSE.

What is the approximate market value of the UL shares to be sold?

The filing reports an approximate aggregate market value of $999,822.35 for the 15,643 American Depositary Shares of UNILEVER PLC proposed to be sold under Rule 144.

When is the proposed sale date for Fabian Garcia’s UL shares?

The notice states an approximate sale date of 08/21/2026 for the proposed Rule 144 sale of UNILEVER PLC American Depositary Shares on the NYSE.

How were the UL American Depositary Shares acquired by Fabian Garcia?

The securities are reported as acquired from UNILEVER PLC through Restricted Stock Vesting on 02/12/2026, categorized as Compensation in the filing.

How many UL American Depositary Shares are outstanding according to this filing?

The Form 144 states that there are 2,181,005,247 American Depositary Shares of UNILEVER PLC outstanding for the class referenced in the proposed sale.

Who is executing the proposed Rule 144 sale for UL shares?

The proposed sale of UNILEVER PLC American Depositary Shares is listed through Fidelity Brokerage Services LLC, with the Form 144 signed by Daniel Tucci as attorney-in-fact for Fabian Garcia.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/21/2026 - 02:09 PM Accepted by SEC EDGAR 08/21/2026 - 02:08 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001219440
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UNILEVER PLC
SEC File Number	001-04546
Address of Issuer	UNILEVER HOUSE 100 VICTORIA EMBANKMENT LONDON UNITED KINGDOM EC4Y 0DY
Phone	447557030211
Name of Person for Whose Account the Securities are To Be Sold	GARCIA FABIAN T
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	15643	999822.35	2181005247	08/21/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depositary Shares	02/12/2026	Restricted Stock Vesting	Issuer			15643	02/12/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Fabian Garcia
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)