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IQ Ultra Short Duration ETF SEC Filings

ultr NYSE

Welcome to our dedicated page for IQ Ultra Short Duration ETF SEC filings (Ticker: ultr), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Searching for ULTR’s latest holdings breakdown, yield shifts, or duration moves often means skimming multiple filings and dense prospectus updates. Whether you’re comparing capital-preservation options or tracking ULTR insider trading Form 4 transactions, the information you need can live in separate documents scattered across the EDGAR system.

Stock Titan brings every disclosure into one place and decodes it. Our platform ingests N-CSR shareholder reports, N-PORT monthly portfolios, 497 prospectus supplements, and even the occasional ULTR 8-K material events explained. We still surface traditional terms investors Google—such as the ULTR annual report 10-K simplified or a hypothetical ULTR quarterly earnings report 10-Q filing—so you never hit a dead end. Interactive dashboards deliver ULTR Form 4 insider transactions real-time, fee tables, risk metrics, and duration changes the moment they post. Prefer a quick read? Our AI creates bite-size highlights, turning 100-plus pages into plain-English briefs: “understanding ULTR SEC documents with AI.”

Use the data the way professionals do: run a ULTR earnings report filing analysis to spot yield trends, drill into credit-quality shifts shown in N-PORT schedules, or monitor ULTR executive stock transactions Form 4 ahead of rate-sensitive announcements. Need governance details? The next ULTR proxy statement executive compensation is indexed, searchable, and paired with contextual commentary. From prospectus changes that tweak investment guidelines to real-time alerts on insider trades, you’ll find ULTR SEC filings explained simply—and you’ll act before markets fully react.

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Royal Bank of Canada (RY) is marketing senior unsecured Digital EURO STOXX 50® Index-Linked Notes under a 424B2 filing. The notes pay no periodic interest and have an expected tenor of 24-27 months. Repayment is tied to the EURO STOXX 50 (SX5E):

  • If the final index level is at least 85% of the initial level, investors receive a fixed Threshold Settlement Amount of approximately $1,151.30–$1,178.00 per $1,000 note (a 15.13%–17.8% upside).
  • If the index finishes below the 85% threshold, principal is reduced by an accelerated factor—$1,000 + 1.1765 × (index return + 15%). Losses can reach 100% of principal.

The initial estimated value is $963.70–$993.70, below par, indicating embedded fees and market factors. Underwriting discount is 0%, so RBC receives 100% of proceeds. Minimum denomination is $1,000; transfers in $1,000 increments.

Key risks highlighted include: potential full loss of principal, exposure to RBC credit risk, market value below issue price before maturity, and lack of CDIC/FDIC insurance or bail-in conversion protection. Detailed terms and risk factors are provided in the accompanying prospectus, prospectus supplement, underlying supplement 1A and product supplement 1A.

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Rhea-AI Summary

Royal Bank of Canada (RY) is marketing senior unsecured Digital EURO STOXX 50® Index-Linked Notes under a 424B2 filing. The notes pay no periodic interest and have an expected tenor of 24-27 months. Repayment is tied to the EURO STOXX 50 (SX5E):

  • If the final index level is at least 85% of the initial level, investors receive a fixed Threshold Settlement Amount of approximately $1,151.30–$1,178.00 per $1,000 note (a 15.13%–17.8% upside).
  • If the index finishes below the 85% threshold, principal is reduced by an accelerated factor—$1,000 + 1.1765 × (index return + 15%). Losses can reach 100% of principal.

The initial estimated value is $963.70–$993.70, below par, indicating embedded fees and market factors. Underwriting discount is 0%, so RBC receives 100% of proceeds. Minimum denomination is $1,000; transfers in $1,000 increments.

Key risks highlighted include: potential full loss of principal, exposure to RBC credit risk, market value below issue price before maturity, and lack of CDIC/FDIC insurance or bail-in conversion protection. Detailed terms and risk factors are provided in the accompanying prospectus, prospectus supplement, underlying supplement 1A and product supplement 1A.

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Rhea-AI Summary

Form NPORT-P filing overview: The document purports to be the monthly portfolio investments report for the IQ Ultra Short Duration ETF (symbol ULTR); however, nearly every data field—including registrant identification, asset values, risk metrics, securities-lending details and monthly return information—has been left blank or contains only placeholder text.

The filing structure follows the standard SEC Form NPORT-P layout (Parts A through B), but no quantitative information is supplied. Key elements such as

  • total assets, liabilities and net assets (Item B.1)
  • credit-spread sensitivity (Item B.3)
  • borrowings and payables (Item B.2)
  • securities-lending counterparties and collateral (Item B.4)
  • monthly total returns and derivative gains/losses (Item B.5)
are all blank.

Because the report omits material financial disclosures, investors cannot assess the fund’s size, leverage, liquidity, risk profile or recent performance. The document therefore offers no actionable information regarding ULTR’s current portfolio or risk exposures.

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Form NPORT-P filing overview: The document is an SEC Monthly Portfolio Investments Report for the IQ Ultra Short Duration ETF (symbol: ULTR). However, nearly every data field—including assets, liabilities, portfolio risk metrics, securities-lending details, and monthly return information—is left blank. The filing contains the boiler-plate structure of Parts A and B but provides no populated financial metrics, borrower names, or collateral values. As a result, the submission offers no material insight into the fund’s portfolio composition, risk profile, or recent performance for the covered month. Investors therefore receive no actionable information from this specific filing.

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FAQ

What is the current stock price of IQ Ultra Short Duration ETF (ultr)?

The current stock price of IQ Ultra Short Duration ETF (ultr) is $47.96 as of April 22, 2024.

What is the primary focus of IQ Ultra Short Duration ETF (ULTR)?

ULTR focuses on generating steady income while preserving capital by investing in high-quality, short-duration debt securities.

Who manages the IQ Ultra Short Duration ETF?

The ETF is managed by IndexIQ, a leader in innovative investment solutions.

What types of securities does ULTR invest in?

ULTR invests in a diversified portfolio of high-quality, investment-grade debt securities with an average duration of less than one year.

What are the recent achievements of ULTR?

ULTR has delivered competitive returns and is praised for its transparency and cost-efficiency.

What is the financial condition of ULTR?

ULTR has a robust financial health, characterized by a strong asset base and disciplined investment approach.

How does ULTR manage risk?

ULTR employs rigorous credit analysis and risk management practices to safeguard investor capital.

What are the benefits of investing in ULTR?

Investing in ULTR provides a low-risk, short-term investment vehicle that prioritizes capital preservation and reliable income.

Who can invest in ULTR?

ULTR is accessible to both individual and institutional investors, with shares traded on major stock exchanges.

Does ULTR have any partnerships?

Yes, ULTR collaborates with various financial institutions to widen its reach and enhance its service offerings.

What is ULTR's approach to managing interest rate risk?

ULTR maintains a short duration to minimize interest rate risk, offering stability even in fluctuating market conditions.
IQ Ultra Short Duration ETF

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