UMB Financial files Form 144 for proposed common share sales

UMB Financial Corporation submitted a Form 144 notice reporting proposed sales of Common Stock tied to restricted stock vesting.

Rhea-AI Filing Summary

UMB Financial Corporation submitted a Form 144 notice reporting proposed sales of Common Stock tied to restricted stock vesting. The filing lists vesting dates and share amounts, 12/31/2025 through 02/11/2026, as the source of the securities to be sold.

Insights

Insider Transactions Analyst

Form 144 lists proposed dispositions of vested restricted shares on specific dates.

The filing documents dates and share counts associated with restricted stock vesting: 12/31/2025 and dates in 02/2026. It records the timing and the volumes tied to vesting events rather than open‑market trade execution details.

Cash‑flow treatment and whether sales occurred or will occur are not shown; subsequent filings or trade reports would state executed transactions and proceeds.

Key Figures

Vesting shares 12/31/2025: 4,404 shares Vesting shares 02/07/2026: 1,049 shares Vesting shares 02/09/2026: 1,263 shares +2 more

5 metrics

Vesting shares 12/31/2025 4,404 shares restricted stock vest on <date>12/31/2025</date>

Vesting shares 02/07/2026 1,049 shares restricted stock vest on <date>02/07/2026</date>

Vesting shares 02/09/2026 1,263 shares restricted stock vest on <date>02/09/2026</date>

Vesting shares 02/10/2026 1,115 shares restricted stock vest on <date>02/10/2026</date>

Vesting shares 02/11/2026 415 shares restricted stock vest on <date>02/11/2026</date>

Key Terms

Restricted stock vest, Form 144, Common

3 terms

Restricted stock vest financial

"Restricted stock vest | UMB Financial Corporation"

A restricted stock vest is the moment when shares granted to an employee or executive under conditions (like staying at the company or hitting targets) officially become theirs to keep or sell. Think of it as a timed gift that unlocks only after certain rules are met. Investors watch vesting because it can change who controls shares, create potential selling pressure when large blocks unlock, and reveal how management’s incentives are aligned with company performance.

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Common financial

"Securities Information Common | Merrill 8890 Lyra Dr"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does UMBF's Form 144 report?

Form 144 reports proposed sales of Common Stock arising from restricted stock vesting. It lists specific vesting dates and share counts, identifying the securities that may be offered for sale under Rule 144.

How many shares are tied to the 12/31/2025 vesting for UMBF?

The filing shows 4,404 shares associated with a restricted stock vesting on 12/31/2025. This entry identifies the vested shares that are available for potential sale under the notice.

Which dates in 2026 are listed for vesting in the Form 144?

The Form 144 lists vesting dates of 02/07/2026, 02/09/2026, 02/10/2026, and 02/11/2026, each with the number of shares tied to those vesting events.

Does Form 144 confirm that UMBF shares were sold?

No. The Form 144 is a notice of proposed sale; it lists securities available for sale due to vesting. It does not confirm whether sales were executed or report proceeds; execution would appear in trade reports or subsequent filings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/09/2026 - 04:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001739106
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UMB FINANCIAL CORPORATION
SEC File Number	001-38481
Address of Issuer	1010 Grand Boulevard Kansas City MISSISSIPPI 64106
Phone	816-860-7000
Name of Person for Whose Account the Securities are To Be Sold	James Rine
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Flr columbus OH 43240	8246	1093280.29	75978727	06/09/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
common	12/31/2025	Restricted stock vest	UMB Financial Corporation			4404	12/31/2025	NA
common	02/07/2026	Restricted stock vest	UMB Financial Corporation			1049	02/07/2026	NA
common	02/09/2026	Restricted stock vest	UMB Financial Corporation			1263	02/09/2026	NA
common	02/10/2026	Restricted stock vest	UMB Financial Corporation			1115	02/10/2026	NA
common	02/11/2026	Restricted stock vest	UMB Financial Corporation			415	02/11/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	James Rine
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)