UMB Financial (UMBF) holder files Form 144 to sell 1,600 vested shares

Rhea-AI Filing Summary

A security holder of UMB Financial Corporation filed a notice of proposed sale of up to 1,600 shares of common stock through Merrill on the NASDAQ, with an intended sale date of July 31, 2026. These shares come from multiple restricted stock vesting events between January 2024 and January 2025.

Key Figures

Shares proposed for sale: 1,600 shares Intended sale date: 07/31/2026 Restricted stock vest 01/29/2024: 11 shares +5 more

8 metrics

Shares proposed for sale 1,600 shares Common stock of UMB Financial Corporation listed in Form 144

Intended sale date 07/31/2026 Date associated with the 1,600 shares of common stock to be sold

Restricted stock vest 01/29/2024 11 shares Common stock from restricted stock vest on 01/29/2024

Restricted stock vest 02/10/2024 164 shares Common stock from restricted stock vest on 02/10/2024

Restricted stock vest 02/11/2024 346 shares Common stock from restricted stock vest on 02/11/2024

Restricted stock vest 02/12/2024 130 shares Common stock from restricted stock vest on 02/12/2024

Restricted stock vest 07/29/2024 833 shares Common stock from restricted stock vest on 07/29/2024

Restricted stock vest 01/27/2025 116 shares Common stock from restricted stock vest on 01/27/2025

Key Terms

Form 144, Restricted Stock Vest, Securities To Be Sold, Securities Sold During The Past 3 Months

4 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vest financial

"Common | 01/29/2024 | Restricted Stock Vest | UMB Financial Corporation"

A restricted stock vest is the moment when shares granted to an employee or executive under conditions (like staying at the company or hitting targets) officially become theirs to keep or sell. Think of it as a timed gift that unlocks only after certain rules are met. Investors watch vesting because it can change who controls shares, create potential selling pressure when large blocks unlock, and reveal how management’s incentives are aligned with company performance.

Securities To Be Sold regulatory

"144: Securities To Be Sold"

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

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Available on EDGAR 07/31/2026 - 04:03 PM Accepted by SEC EDGAR 07/31/2026 - 04:02 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for UMBF disclose?

The filing discloses a plan to sell up to 1,600 shares of UMB Financial Corporation common stock on NASDAQ. The shares originate from several restricted stock vest events occurring between January 2024 and January 2025.

How many UMBF shares are proposed to be sold under this Form 144?

The filing covers a proposed sale of up to 1,600 shares of UMB Financial Corporation common stock. This total matches the sum of vested restricted stock awards listed in the securities-to-be-sold section.

On which market are the UMBF shares intended to be sold?

The shares are intended to be sold on the NASDAQ market. The Form 144 specifies NASDAQ as the trading venue for the proposed sale of up to 1,600 shares of UMB Financial Corporation common stock.

What is the planned sale date for the UMBF shares in this Form 144?

The planned sale date for the covered shares is July 31, 2026. This date appears in the securities information section alongside the 1,600 shares of UMB Financial Corporation common stock to be sold.

What is the source of the UMBF shares listed in the Form 144?

All 1,600 shares come from restricted stock vest events in UMB Financial Corporation stock. Vesting dates include 01/29/2024, 02/10/2024, 02/11/2024, 02/12/2024, 07/29/2024, and 01/27/2025, with specific share amounts on each date.

Does the UMBF Form 144 list any securities sold in the past three months?

The section labeled "Securities Sold During The Past 3 Months" does not show any specific transactions. The filing instead focuses on the proposed future sale of 1,600 vested restricted stock shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Flr Columbus OH 43240	1600	231041	75978727	07/31/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/29/2024	Restricted Stock Vest	UMB Financial Corporation			11	01/29/2024	NA
Common	02/10/2024	Restricted Stock Vest	UMB Financial Corporation			164	02/10/2024	NA
Common	02/11/2024	Restricted Stock Vest	UMB Financial Corporation			346	02/11/2024	NA
Common	02/12/2024	Restricted Stock Vest	UMB Financial Corporation			130	02/12/2024	NA
Common	07/29/2024	Restricted Stock Vest	UMB Financial Corporation			833	07/29/2024	NA
Common	01/27/2025	Restricted Stock Vest	UMB Financial Corporation			116	01/27/2025	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)