UMBF (NASDAQ: UMBF) holder to sell 1,377 shares and reports prior restricted stock trades

Rhea-AI Filing Summary

An affiliate of the issuer with ticker UMBF has filed to sell up to 1,377 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ, with an indicated sale date of August 6, 2026.

The filing also lists prior transactions in restricted stock over the past several months, including 786 shares dated February 3, 2026, 116 shares dated May 5, 2026, and 475 shares dated January 31, 2025.

Key Figures

Planned common shares for sale: 1,377 shares Planned sale date: 08/06/2026 Restricted stock transaction: 786 shares +2 more

5 metrics

Planned common shares for sale 1,377 shares Common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services

Planned sale date 08/06/2026 Indicated sale date for common shares on NASDAQ

Restricted stock transaction 786 shares Restricted stock from issuer dated 02/03/2026

Restricted stock transaction 116 shares Restricted stock from issuer dated 05/05/2026

Restricted stock transaction 475 shares Restricted stock from issuer dated 01/31/2025

Key Terms

Restricted Stock, Securities To Be Sold, Securities Information

3 terms

Restricted Stock financial

"Common | 02/03/2026 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 02/03/2026"

Securities Information regulatory

"144: Securities Information Common | Morgan Stanley Smith Barney"

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Available on EDGAR 08/06/2026 - 04:04 PM Accepted by SEC EDGAR 08/06/2026 - 04:02 PM Learn about SEC filing dates

FAQ

How many UMBF shares are planned for sale under this filing?

The filing covers a planned sale of up to 1,377 shares of UMBF common stock. These shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ, with an indicated sale date of August 6, 2026.

Which broker is handling the planned UMBF stock sale?

The planned UMBF common stock sale will be handled by Morgan Stanley Smith Barney LLC Executive Financial Services. This firm is listed as the intermediary for selling up to 1,377 shares on NASDAQ under the disclosed plan.

On what date are the 1,377 UMBF shares expected to be sold?

The planned sale date for the 1,377 UMBF common shares is listed as August 6, 2026. This date appears in the securities information section associated with the NASDAQ listing for the issuer’s common stock.

What restricted UMBF stock transactions are disclosed for the past 3 months?

The filing lists restricted stock transactions of 786 shares dated February 3, 2026 and 116 shares dated May 5, 2026. Both are identified as restricted stock from the issuer and appear in the recent-activity section.

Are there earlier restricted UMBF stock transactions mentioned beyond the past 3 months?

Yes. In addition to recent activity, the filing notes a restricted stock transaction of 475 shares dated January 31, 2025. This provides additional history of issuer-related restricted stock movements connected to the reporting party.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1377	200427.22	75950030	08/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/03/2026	Restricted Stock	Issuer			786	02/03/2026	Not Applicable
Common	05/05/2026	Restricted Stock	Issuer			116	05/05/2026	Not Applicable
Common	01/31/2025	Restricted Stock	Issuer			475	01/31/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)