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  4. [144] UMB FINANCIAL CORP SEC Filing

UMB Financial (NASDAQ: UMBF) affiliate plans 5,713-share sale

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

UMB Financial Corporation is the issuer for a planned resale of its common stock reported on Form 144. An affiliate has notified of intent to sell up to 5,713 shares of UMBF common stock with an aggregate market value of $867,036.29 through Merrill on NASDAQ, with a proposed sale date of 08/17/2026. The shares derive from multiple restricted stock vest awards that vested between March 2021 and February 2026 in blocks ranging from 140 to 1,245 shares.

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Shares to be sold 5,713 shares Common stock proposed for sale under Form 144
Aggregate market value $867,036.29 Market value of 5,713 UMBF common shares to be sold
Proposed sale date 08/17/2026 Date sales of the reported common shares may begin
Restricted stock vest 1 725 shares Common stock vested on 03/03/2021
Restricted stock vest 2 1,245 shares Common stock vested on 01/27/2025
Restricted stock vest 3 877 shares Common stock vested on 07/29/2025
Restricted stock vest 4 856 shares Common stock vested on 12/31/2025
Restricted stock vest 5 376 shares Common stock vested on 02/09/2026
Form 144 regulatory
"144: Filer Information | | | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Restricted Stock Vest financial
"Common | 03/03/2021 | Restricted Stock Vest | UMB Financial Corporation"
A restricted stock vest is the moment when shares granted to an employee or executive under conditions (like staying at the company or hitting targets) officially become theirs to keep or sell. Think of it as a timed gift that unlocks only after certain rules are met. Investors watch vesting because it can change who controls shares, create potential selling pressure when large blocks unlock, and reveal how management’s incentives are aligned with company performance.
Securities To Be Sold regulatory
"144: Securities To Be Sold Common | 03/03/2021 | Restricted Stock Vest"
Common financial
"Common | Merrill 8890 Lyra Dr 5th Flr Columbus OH 43240"

FAQ

What does the Form 144 filing for UMBF disclose about planned stock sales?
The Form 144 for UMBF discloses an affiliate’s intent to sell up to 5,713 shares of UMB Financial common stock, with an aggregate market value of $867,036.29, subject to Rule 144 conditions.

When is the proposed sale date for the UMBF shares in this Form 144?
The proposed sale date for the UMBF shares is 08/17/2026. This date reflects when the affiliate expects to begin selling the reported common shares, in compliance with Rule 144 resale requirements.

Through which broker and market will the UMBF Form 144 shares be sold?
The affiliate plans to sell UMBF common shares through Merrill on the NASDAQ market. This indicates an intended open-market resale of the registered class of common stock, subject to applicable volume and timing limits.

How many UMBF shares from restricted stock vesting are included in the Form 144?
The filing lists a total of 5,713 shares of UMB Financial common stock. These shares come from multiple Restricted Stock Vest events between 2021 and 2026, each contributing specific share amounts to the planned resale.

What are some of the key restricted stock vesting dates referenced for UMBF?
Key vesting dates include 03/03/2021 (725 shares), 01/27/2025 (1,245 shares), and 07/29/2025 (877 shares). Additional vesting dates in February 2025 and February 2026 contributed smaller share blocks to the Form 144 amount.

Does the UMBF Form 144 indicate recent sales during the last three months?
The Form 144 includes a section titled "Securities Sold During The Past 3 Months", but the provided data primarily details planned sales and past restricted stock vesting, not completed recent sales figures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR