UMB Financial affiliate to sell $867K in stock

UMB Financial Corporation is the issuer for a planned resale of its common stock reported on Form 144.

Rhea-AI Filing Summary

UMB Financial Corporation is the issuer for a planned resale of its common stock reported on Form 144. An affiliate has notified of intent to sell up to 5,713 shares of UMBF common stock with an aggregate market value of $867,036.29 through Merrill on NASDAQ, with a proposed sale date of 08/17/2026. The shares derive from multiple restricted stock vest awards that vested between March 2021 and February 2026 in blocks ranging from 140 to 1,245 shares.

Key Figures

Shares to be sold: 5,713 shares Aggregate market value: $867,036.29 Proposed sale date: 08/17/2026 +5 more

8 metrics

Shares to be sold 5,713 shares Common stock proposed for sale under Form 144

Aggregate market value $867,036.29 Market value of 5,713 UMBF common shares to be sold

Proposed sale date 08/17/2026 Date sales of the reported common shares may begin

Restricted stock vest 1 725 shares Common stock vested on 03/03/2021

Restricted stock vest 2 1,245 shares Common stock vested on 01/27/2025

Restricted stock vest 3 877 shares Common stock vested on 07/29/2025

Restricted stock vest 4 856 shares Common stock vested on 12/31/2025

Restricted stock vest 5 376 shares Common stock vested on 02/09/2026

Key Terms

Form 144, Restricted Stock Vest, Securities To Be Sold, Common

4 terms

Form 144 regulatory

"144: Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vest financial

"Common | 03/03/2021 | Restricted Stock Vest | UMB Financial Corporation"

A restricted stock vest is the moment when shares granted to an employee or executive under conditions (like staying at the company or hitting targets) officially become theirs to keep or sell. Think of it as a timed gift that unlocks only after certain rules are met. Investors watch vesting because it can change who controls shares, create potential selling pressure when large blocks unlock, and reveal how management’s incentives are aligned with company performance.

Securities To Be Sold regulatory

"144: Securities To Be Sold Common | 03/03/2021 | Restricted Stock Vest"

Common financial

"Common | Merrill 8890 Lyra Dr 5th Flr Columbus OH 43240"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for UMBF disclose about planned stock sales?

The Form 144 for UMBF discloses an affiliate’s intent to sell up to 5,713 shares of UMB Financial common stock, with an aggregate market value of $867,036.29, subject to Rule 144 conditions.

When is the proposed sale date for the UMBF shares in this Form 144?

The proposed sale date for the UMBF shares is 08/17/2026. This date reflects when the affiliate expects to begin selling the reported common shares, in compliance with Rule 144 resale requirements.

Through which broker and market will the UMBF Form 144 shares be sold?

The affiliate plans to sell UMBF common shares through Merrill on the NASDAQ market. This indicates an intended open-market resale of the registered class of common stock, subject to applicable volume and timing limits.

How many UMBF shares from restricted stock vesting are included in the Form 144?

The filing lists a total of 5,713 shares of UMB Financial common stock. These shares come from multiple Restricted Stock Vest events between 2021 and 2026, each contributing specific share amounts to the planned resale.

What are some of the key restricted stock vesting dates referenced for UMBF?

Key vesting dates include 03/03/2021 (725 shares), 01/27/2025 (1,245 shares), and 07/29/2025 (877 shares). Additional vesting dates in February 2025 and February 2026 contributed smaller share blocks to the Form 144 amount.

Does the UMBF Form 144 indicate recent sales during the last three months?

The Form 144 includes a section titled "Securities Sold During The Past 3 Months", but the provided data primarily details planned sales and past restricted stock vesting, not completed recent sales figures.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/17/2026 - 04:36 PM Accepted by SEC EDGAR 08/17/2026 - 04:35 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001659887
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UMB FINANCIAL CORPORATION
SEC File Number	001-38481
Address of Issuer	1010 Grand Boulevard Kansas City MISSOURI 64106
Phone	816-860-7000
Name of Person for Whose Account the Securities are To Be Sold	Thomas Terry
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Flr Columbus OH 43240	5713	867036.29	75978727	08/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2021	Restricted Stock Vest	UMB Financial Corporation			725	03/03/2021	NA
Common	01/27/2025	Restricted Stock Vest	UMB Financial Corporation			1245	01/27/2025	NA
Common	02/09/2025	Restricted Stock Vest	UMB Financial Corporation			370	02/09/2025	NA
Common	02/10/2025	Restricted Stock Vest	UMB Financial Corporation			217	02/10/2025	NA
Common	02/11/2025	Restricted Stock Vest	UMB Financial Corporation			140	02/11/2025	NA
Common	02/12/2025	Restricted Stock Vest	UMB Financial Corporation			184	02/12/2025	NA
Common	07/29/2025	Restricted Stock Vest	UMB Financial Corporation			877	07/29/2025	NA
Common	12/31/2025	Restricted Stock Vest	UMB Financial Corporation			856	12/31/2025	NA
Common	02/07/2026	Restricted Stock Vest	UMB Financial Corporation			350	02/07/2026	NA
Common	02/09/2026	Restricted Stock Vest	UMB Financial Corporation			376	02/09/2026	NA
Common	02/10/2026	Restricted Stock Vest	UMB Financial Corporation			229	02/10/2026	NA
Common	02/11/2026	Restricted Stock Vest	UMB Financial Corporation			144	02/11/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Thomas Terry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)