UMB Financial (UMBF) president sells 2,000 shares at $148.60 and $148.72

Rhea-AI Filing Summary

UMB Financial Corp officer Newton Nikki Farentino, President, Private Wealth Mgmt, reported selling a total of 2,000 shares of Common Stock on 2026-08-04 in open market or private transactions at $148.60 and $148.72 per share. An indirect ESOP account is shown holding 75.575 shares afterward.

Insider Trade Summary

Net Seller: 2,000 shares

Net Sell 3 txns

Insider Newton Nikki Farentino

Role President, Private Wealth Mgmt

Sold 2,000 shs ($297K)

Type	Security	Shares	Price	Value
Sale	Common Stock	1,999	$148.60	$297K
Sale	Common Stock	1	$148.72	$148.72
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 11,980.81 shares (Direct); Common Stock — 75.575 shares (Indirect, By ESOP)

Key Figures

Common stock sold: 2,000 shares Sale price for 1,999-share trade: $148.60 per share Sale price for 1-share trade: $148.72 per share +1 more

4 metrics

Common stock sold 2,000 shares Aggregate shares sold by Newton Nikki Farentino on 2026-08-04

Sale price for 1,999-share trade $148.60 per share Price for 1,999-share sale of Common Stock on 2026-08-04

Sale price for 1-share trade $148.72 per share Price for 1-share sale of Common Stock on 2026-08-04

Indirect ESOP holdings 75.575 shares Common Stock held indirectly "By ESOP" following the reported transactions

Key Terms

ESOP, open market or private transaction, indirect

3 terms

ESOP financial

"nature_of_ownership is reported as "By ESOP" for indirect holdings"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

open market or private transaction financial

"transaction_code_description states "Sale in open market or private transaction""

indirect financial

"ownership_type for ESOP-held shares is listed as "indirect""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/04/2026 - 05:32 PM Accepted by SEC EDGAR 08/04/2026 - 05:31 PM Learn about SEC filing dates

FAQ

What insider stock transaction did UMBF report for Newton Nikki Farentino?

Newton Nikki Farentino reported selling 2,000 shares of UMB Financial Corp (UMBF) Common Stock on 2026-08-04. The sales consisted of 1,999 shares at $148.60 per share and 1 share at $148.72 per share in open market or private transactions.

At what prices were UMBF shares sold by Newton Nikki Farentino?

The reported UMBF share sales were executed at $148.60 and $148.72 per share. One transaction covered 1,999 shares at $148.60, and a separate transaction covered 1 share at $148.72, both designated as open market or private transactions.

How many UMBF shares did Newton Nikki Farentino sell in total?

The transactions show a total sale of 2,000 UMBF common shares. This total comes from two reported non-derivative sales on 2026-08-04: 1,999 shares at $148.60 and 1 share at $148.72, all held directly before the sales.

Does Newton Nikki Farentino have any indirect UMBF holdings after these sales?

Yes. The report lists 75.575 shares of UMBF Common Stock held indirectly "By ESOP". These shares are classified as indirect ownership, separate from the directly held shares involved in the 2,000-share sale on 2026-08-04.

What is Newton Nikki Farentino’s role at UMB Financial Corp (UMBF)?

Newton Nikki Farentino is reported as an officer of UMB Financial Corp, serving as President, Private Wealth Mgmt. The disclosed 2,000-share sale of Common Stock on 2026-08-04 reflects transactions in shares associated with this executive role.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newton Nikki Farentino

(Last) (First) (Middle)

1010 GRAND BOULEVARD

(Street)

KANSAS CITY MISSOURI 64106

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UMB FINANCIAL CORP [ UMBF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Private Wealth Mgmt

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/04/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/04/2026		S		1,999	D	$148.6	11,981.81	D
Common Stock	08/04/2026		S		1	D	$148.72	11,980.81	D
Common Stock								75.575	I	By ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Jason Bartel, attorney-in-fact for Mr. Newton	08/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)