Welcome to our dedicated page for Umb Financial SEC filings (Ticker: UMBF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
UMB Financial Corporation (NASDAQ: UMBF) files a range of documents with the U.S. Securities and Exchange Commission that describe its financial condition, operations and material events. As a Missouri-incorporated financial services company in the commercial banking industry, UMB uses SEC filings to report information relevant to shareholders, creditors and other market participants.
On this UMBF SEC filings page, Stock Titan surfaces reports such as Form 8-K current reports, which UMB uses to announce events like quarterly earnings results and dividend declarations. For example, the company has filed an 8-K to furnish a press release detailing financial results for a quarter and to disclose board-approved dividends on its common and Series B preferred stock. These filings often include or reference exhibits such as earnings press releases and investor presentation materials.
In addition to current reports, investors can consult UMB’s annual and quarterly reports (Forms 10-K and 10-Q, when available) for more extensive discussions of net interest income, noninterest income, loan and deposit balances, efficiency ratio, returns on assets and equity, and the impact of acquisitions such as Heartland Financial USA, Inc. These periodic reports also describe segment-level activities across commercial banking, personal banking and institutional banking, including asset servicing, corporate trust solutions, investment banking and healthcare services.
Stock Titan enhances access to UMB’s regulatory disclosures by providing real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain the key points of lengthy filings. Users can quickly identify items related to earnings, capital actions, dividends and other material developments without reading every page. This page also helps track insider and capital structure information through relevant forms, giving a structured view of how UMB communicates with regulators and the investing public.
UMB Financial Corp executive Amy Harris reported a small tax-related share disposition. On February 11, 2026, 60 shares of UMB Financial common stock were surrendered at $132.16 per share to cover tax obligations tied to equity compensation. After this transaction, she directly held 7,849 common shares and indirectly held 102.264 shares through an ESOP. A footnote explains that the ESOP balance reflects dividends earned upon vesting of the underlying restricted stock unit.
UMB Financial Corp’s Chief Human Resource Officer, Robert Brian Beaird, reported a small tax-related share disposition. On February 11, 2026, 70 shares of UMB Financial common stock were disposed of at $132.16 per share to satisfy tax withholding obligations tied to equity compensation.
After this transaction, Beaird directly beneficially owned 10,543.3509 shares of common stock and indirectly held 227.936 shares through an ESOP. A footnote explains that the activity reflects dividends earned upon vesting of underlying restricted stock units rather than an open-market trade.
UMB Financial Corp Executive Vice President Uma Wilson reported a small tax-related share disposition in company stock. On 02/10/2026, 131 shares of common stock were surrendered at $132.87 per share under transaction code F to cover tax withholding on equity compensation.
After this transaction, Wilson directly beneficially owned 24,484.9167 shares of UMB Financial common stock, reflecting dividends earned upon vesting of underlying restricted stock units. She also indirectly held 294.876 shares through an employee stock ownership plan (ESOP).
UMB Financial Corp’s Chief Credit Officer, Terry Thomas S, reported a small tax-related share disposition. On 02/10/2026, 89 shares of common stock were withheld at $132.87 per share to cover tax obligations tied to equity compensation, coded as a tax-withholding disposition rather than an open-market trade. After this, he directly holds 36,445.3105 common shares and has an additional 5,087.897 shares held indirectly through an ESOP, including dividends earned upon vesting of restricted stock units.
UMB Financial Corp. Chief Financial Officer Shankar Ram reported a tax-withholding disposition of 204 shares of common stock at $132.87 per share on February 10, 2026. This transaction was coded “F,” meaning shares were used to cover tax obligations rather than sold on the open market.
After this transaction, he directly owned 32,498.1405 shares of common stock, plus 1,605.25 shares held indirectly through a 401(k) plan and 97.06 shares held indirectly through an ESOP. A footnote explains that the reported amount reflects dividends earned upon vesting of the underlying restricted stock unit, highlighting the connection to equity-based compensation.
UMB Financial Corp President James D. Rine reported a tax-related share disposition. On 02/10/2026, 832 shares of common stock were disposed of at $132.87 per share under transaction code F, which is used for paying tax liabilities by delivering shares.
After this transaction, Rine holds 69,953.1751 shares of UMB Financial common stock directly and 1,487.754 shares indirectly through an ESOP. A footnote explains that the indirect ESOP position reflects dividends earned upon vesting of underlying restricted stock units.
UMB Financial Corp's Chief Accounting Officer, David Carl Odgers, reported a small share disposition related to tax withholding. On 02/10/2026, 29 shares of common stock were withheld and disposed of at $132.87 per share to satisfy tax liabilities upon vesting of restricted stock units, as noted in the footnote explaining these were dividends earned on the underlying awards.
After this transaction, Odgers beneficially owned 6,661.41 shares of UMB Financial common stock directly, plus 307.686 shares held indirectly through a 401(k) plan and 306.886 shares held indirectly through an ESOP. The filing reflects routine equity compensation and associated tax handling rather than an open-market trade.
UMB Financial Corp. officer Nikki Farentino Newton, President of Private Wealth Management, reported a Form 4 transaction involving company common stock. On 02/10/2026, she disposed of 144 shares at $132.87 per share to satisfy tax obligations related to vesting restricted stock units, including dividends earned upon vesting.
After this withholding transaction, she directly beneficially owned 14,053.81 shares of UMB Financial common stock and indirectly held 75.575 shares through an ESOP arrangement.
UMB Financial Corp executive Phillip James Mason, President of Institutional Banking, disposed of 65 shares of common stock on February 10, 2026 in a tax-withholding transaction related to vested restricted stock units. The shares were valued at $132.87 each.
After this transaction, he beneficially owned 9,729.419 shares directly. He also held 864.649 shares indirectly through a 401(k) plan and 241.076 shares indirectly through an ESOP.
UMB Financial Corp Chairman and CEO J. Mariner Kemper reported a tax-related share disposition. On February 10, 2026, 1,721 shares of common stock at $132.87 per share were withheld to cover taxes tied to dividends earned upon vesting of restricted stock units, coded as a tax-withholding transaction (Code F).
After this event, Kemper directly held about 329,621.2177 shares of UMB Financial common stock. He also reported various indirect holdings, including shares held in custodial accounts for family members, employee stock ownership, multiple trusts, and entities such as Kemper Realty and Pioneer Service Corporation.