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Union Bankshares officer reports no UNB shares

UNION BANKSHARES INC (UNB) reported an initial Form 3 for Brian P. Sullivan, identified as an officer of Union Bank, a subsidiary.

(Moderate)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

UNION BANKSHARES INC (UNB) reported an initial Form 3 for Brian P. Sullivan, identified as an officer of Union Bank, a subsidiary. The filing lists Common Stock of UNION BANKSHARES INC with 0 shares owned directly after the reported position, and shows no reportable transactions or derivative holdings.

Positive

  • None.

Negative

  • None.
Insider Sullivan Brian P
Role Insider
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 0 shares (Direct)
Common Stock holdings after reported position 0 shares Direct ownership of UNION BANKSHARES INC common stock reported on Form 3
Buy transactions reported 0 transactions Form 3 transaction summary for Brian P. Sullivan
Sell transactions reported 0 transactions Form 3 transaction summary for Brian P. Sullivan
Form 3 regulatory
"reported an initial Form 3 for Brian P. Sullivan"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
Common Stock financial
"The filing lists Common Stock of UNION BANKSHARES INC"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
ten percent owner regulatory
"he is not a ten percent owner; he is identified as an Officer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for UNB disclose about Brian P. Sullivan’s holdings?

It states that Brian P. Sullivan, an officer of Union Bank, reports 0 shares of UNION BANKSHARES INC common stock owned directly after the reported position, with no derivative securities listed.

Is Brian P. Sullivan a director or 10% owner of UNION BANKSHARES INC (UNB)?

No. The Form 3 indicates he is not a director and not a ten percent owner; he is identified as an Officer of Union Bank, a related entity.

Does the UNB Form 3 show any recent stock transactions for Brian P. Sullivan?

No. The Form 3 shows a holding entry only, with no transaction code, no reported buy or sell activity, and a resulting position of 0 shares of common stock.

Are there any derivative securities reported for Brian P. Sullivan in UNB’s Form 3?

No. The derivative section is empty, indicating no options, warrants, or other derivatives in UNION BANKSHARES INC reported for Brian P. Sullivan in this filing.

What type of security is reported in the UNB Form 3 for Brian P. Sullivan?

The filing lists Common Stock of UNION BANKSHARES INC as the relevant security, with a reported direct holding of 0 shares following the reported position.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Sullivan Brian P

(Last)(First)(Middle)
1484 N DANVILLE ROAD

(Street)
DANVILLE VERMONT 05828

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/19/2026
3. Issuer Name and Ticker or Trading Symbol
UNION BANKSHARES INC [ UNB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Officer of Union Bank
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Brian P. Sullivan09/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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