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UnitedHealth director Paul R. Garcia gets stock awards

The deferred stock units are immediately vested but must be retained until the director completes service on the Board.

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Form Type
4

Rhea-AI Filing Summary

UnitedHealth Group Inc. director Paul R. Garcia received 155 deferred stock units and 103 shares of common stock as regular quarterly compensation on October 1, 2026. The deferred stock units are immediately vested but must be retained until he completes Board service. Reported indirect holdings included 2,146 shares in Revocable Trust, 45 in Trust 2 and 55 in Trust 3.

Insider GARCIA PAUL R
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 155 $0.00 $0.00
Grant/Award Common Stock F2 103 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 4,180 shares (Direct); Common Stock — 2,146 shares (Indirect, By Revocable Trust); Common Stock — 45 shares (Indirect, By Trust 2); Common Stock — 55 shares (Indirect, By Trust 3)
Footnotes (2)
  1. F1. Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
  2. F2. Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.
Deferred stock units granted 155 deferred stock units October 1, 2026; regular quarterly director compensation
Common shares granted 103 shares October 1, 2026; regular quarterly director compensation
Shares held by Revocable Trust 2,146 shares Reported indirect holding on October 1, 2026
Shares held by Trust 2 45 shares Reported indirect holding on October 1, 2026
Shares held by Trust 3 55 shares Reported indirect holding on October 1, 2026
deferred stock units financial
"Represents deferred stock units that are granted as regular quarterly compensation"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
immediately vested financial
"Deferred stock units are immediately vested"
regular quarterly compensation financial
"granted as regular quarterly compensation for service as a director"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stock awards did UnitedHealth Group director Paul R. Garcia receive?

Paul R. Garcia received 155 deferred stock units and 103 shares of common stock on October 1, 2026, as regular quarterly compensation for director service.

When can Paul R. Garcia retain his UnitedHealth Group deferred stock units?

The deferred stock units are immediately vested, but must be retained until he completes service on the Board.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GARCIA PAUL R

(Last)(First)(Middle)
C/O UNITEDHEALTH GROUP INCORPORATED
1 HEALTH DRIVE

(Street)
EDEN PRAIRIE MINNESOTA 55344

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNITEDHEALTH GROUP INC [ UNH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/01/2026A155(1)A$04,077D
Common Stock10/01/2026A103(2)A$04,180D
Common Stock2,146IBy Revocable Trust
Common Stock45IBy Trust 2
Common Stock55IBy Trust 3
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents deferred stock units that are granted as regular quarterly compensation for service as a director of UnitedHealth Group. Deferred stock units are immediately vested, but must be retained by the director until the director's completion of service on the Board.
2. Represents shares of common stock that are granted as regular quarterly compensation for service as a director of UnitedHealth Group.
Remarks:
Faraz A. Choudhry, Attorney-in-Fact for Paul R. Garcia10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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