Unilever officer proposes $2.12M share sale

The securities history lists restricted-stock vesting of 7,702 ADS on March 25, 2024, 15,851 on February 13, 2025, and 8,447 on February 12, 2026.

Available on EDGAR 11/06/2026 - 03:08 PM EST Accepted by SEC EDGAR 11/06/2026 - 03:08 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

UNILEVER PLC officer Fabian T. Garcia reported a proposed sale of 32,000 American Depositary Shares through Fidelity Brokerage Services LLC, with an approximate sale date of November 6, 2026, an aggregate market value of $2,119,136.00, and NYSE identified as the exchange. He also reported 15,643 ADS sold on August 21, 2026, for an aggregate market value of $999,822.35.

Key Figures

Proposed sale: 32,000 American Depositary Shares Aggregate market value of proposed sale: $2,119,136.00 Prior sale: 15,643 American Depositary Shares +4 more

7 metrics

Proposed sale 32,000 American Depositary Shares Approximate sale date November 6, 2026

Aggregate market value of proposed sale $2,119,136.00 Proposed sale with approximate date November 6, 2026

Prior sale 15,643 American Depositary Shares Sold August 21, 2026; listed among securities sold during the past three months

Aggregate market value of prior sale $999,822.35 Sale on August 21, 2026

American Depositary Shares from restricted-stock vesting 7,702 American Depositary Shares March 25, 2024

American Depositary Shares from restricted-stock vesting 15,851 American Depositary Shares February 13, 2025

American Depositary Shares from restricted-stock vesting 8,447 American Depositary Shares February 12, 2026

Key Terms

American Depositary Shares, Restricted Stock Vesting, Rule 144, attorney-in-fact

4 terms

American Depositary Shares technical

"American Depositary Shares"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Restricted Stock Vesting financial

"Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 regulatory

"definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

attorney-in-fact regulatory

"as attorney-in-fact for Fabian T. Garcia"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many UL American Depositary Shares does Fabian T. Garcia plan to sell?

Fabian T. Garcia, identified as an officer, reported a proposed sale of 32,000 UL American Depositary Shares through Fidelity Brokerage Services LLC, with an approximate sale date of November 6, 2026 and an aggregate market value of $2,119,136.00.

What UL ADS sales did Fabian T. Garcia report for the past three months?

The reported sale was 15,643 American Depositary Shares on August 21, 2026, with an aggregate market value of $999,822.35.

How were the UL ADS listed for Fabian T. Garcia acquired?

The listed acquisition entries identify American Depositary Shares received through restricted-stock vesting: 7,702 on March 25, 2024, 15,851 on February 13, 2025, and 8,447 on February 12, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001219440
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UNILEVER PLC
SEC File Number	001-04546
Address of Issuer	UNILEVER HOUSE 100 VICTORIA EMBANKMENT LONDON UNITED KINGDOM EC4Y 0DY
Phone	442038225252
Name of Person for Whose Account the Securities are To Be Sold	GARCIA FABIAN T
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
American Depositary Shares	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	32000	2119136.00	2181005247	11/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
American Depositary Shares	03/25/2024	Restricted Stock Vesting	Issuer			7702	03/25/2024	Compensation
American Depositary Shares	02/13/2025	Restricted Stock Vesting	Issuer			15851	02/13/2025	Compensation
American Depositary Shares	02/12/2026	Restricted Stock Vesting	Issuer			8447	02/12/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Fabian T. Garcia 100 Victoria Embankment London X0 EC4Y 0DY	American Depositary Shares	08/21/2026	15643	999822.35

144: Remarks and Signature

Remarks
Date of Notice	11/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Fabian T. Garcia
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)