UNM (NYSE: UNM) planned resale of 12,000 shares via Fidelity Brokerage

Rhea-AI Filing Summary

Issuer filed a Rule 144 notice reporting a proposed sale of 12,000 shares of Common Stock through Fidelity Brokerage Services LLC on 04/30/2026. The filing lists prior acquisitions of shares by the reporting person totaling 12,000 shares across multiple grants and ESPP purchases (examples: 4,696; 7,119; 82; 34; 31; 38) with acquisition dates from 02/20/2023 to 03/01/2025.

Key Figures

Shares proposed for sale: 12,000 shares Aggregate value shown: $961,680.00 Example vested shares: 4,696 shares +2 more

5 metrics

Shares proposed for sale 12,000 shares proposed resale via Fidelity Brokerage on 04/30/2026

Aggregate value shown $961,680.00 amount listed alongside the 12,000-share line (same row in excerpt)

Example vested shares 4,696 shares Restricted stock vesting on 02/20/2023

Example vested shares 7,119 shares Restricted stock vesting on 03/01/2025

ESPP purchases (examples) 82; 34; 31; 38 shares ESPP purchase dates: 06/30/2023; 09/29/2023; 03/28/2024; 06/28/2024

Key Terms

Rule 144, ESPP Purchase, Restricted Stock Vesting

3 terms

Rule 144 regulatory

"Rule 144 notice reporting a proposed sale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

ESPP Purchase financial

"ESPP Purchase | Issuer | 06/30/2023 | Cash"

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 02/20/2023"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	12000	961680.00	159776235	04/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/20/2023	Restricted Stock Vesting	Issuer			4696	02/20/2023	Compensation
Common	06/30/2023	ESPP Purchase	Issuer			82	06/30/2023	Cash
Common	09/29/2023	ESPP Purchase	Issuer			34	09/29/2023	Cash
Common	03/28/2024	ESPP Purchase	Issuer			31	03/28/2024	Cash
Common	06/28/2024	ESPP Purchase	Issuer			38	06/28/2024	Cash
Common	03/01/2025	Restricted Stock Vesting	Issuer			7119	03/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does UNM's Form 144 filing report?

The filing reports a proposed sale of 12,000 shares of Common Stock through Fidelity Brokerage Services LLC on 04/30/2026. It lists acquisition dates and amounts for previously acquired shares used to support the resale eligibility.

Who is the broker handling the sale in the Form 144 for UNM?

The broker listed is Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. The filing identifies the broker as the intermediary for the reported proposed sale.

Which prior share grants or purchases are shown in the UNM Form 144?

The filing lists restricted stock vesting and ESPP purchases with example quantities of 4,696, 7,119, 82, 34, 31, and 38 shares, with acquisition dates between 02/20/2023 and 03/01/2025.

Does Form 144 indicate how much cash the issuer will receive from the sale?

No, the filing does not state proceeds to the issuer. It reports a proposed resale of 12,000 shares by the selling holder through a broker; cash‑flow treatment is not provided in the excerpt.

Does this Form 144 mean the sale has already occurred?

No, Form 144 is a notice of a proposed sale under Rule 144. The filing lists the planned sale date of 04/30/2026 but does not itself confirm completion or settlement of the transaction.