Unum Group (NYSE: UNM) SVP awarded RSUs, reports tax share withholdings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Unum Group senior vice president and chief accounting officer Walter Lynn Rice Jr. reported routine equity compensation activity. He received a grant of 2,649 stock‑settled restricted stock units that vest in three near‑equal annual installments beginning on March 1, 2027. On the same date, 255, 333 and 186 common shares were withheld at $71.73 per share to cover tax obligations on vesting RSUs. After these transactions, he directly holds a mix of common shares and stock‑settled RSUs totaling 10,342 units.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Rice Walter Lynn JR

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	255	$71.73	$18K
Tax Withholding	Common Stock	333	$71.73	$24K
Tax Withholding	Common Stock	186	$71.73	$13K
Grant/Award	Common Stock	2,649	$0.00	--

Holdings After Transaction: Common Stock — 8,212 shares (Direct)

Footnotes (1)

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 858 stock-settled RSUs (as defined in footnote (2) below). Includes 4,688 restricted stock units and 3,524 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,172 stock-settled RSUs. Includes 3,516 stock-settled RSUs and 4,363 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 761 stock-settled RSUs. Includes 2,755 stock-settled RSUs and 4,938 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. Includes 5,404 stock-settled RSUs and 4,938 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Form 4 Insider Transactions: What Each Field Means →

03/03/2026 - 05:42 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rice Walter Lynn JR

(Last)

(First)

(Middle)

1 FOUNTAIN SQUARE

(Street)

CHATTANOOGA

37402

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/01/2026		F		255⁽¹⁾	D	$71.73	8,212⁽²⁾	D
Common Stock	03/01/2026		F		333⁽³⁾	D	$71.73	7,879⁽⁴⁾	D
Common Stock	03/01/2026		F		186⁽⁵⁾	D	$71.73	7,693⁽⁶⁾	D
Common Stock	03/01/2026		A		2,649⁽⁷⁾	A	$0	10,342⁽⁸⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 858 stock-settled RSUs (as defined in footnote (2) below).

2. Includes 4,688 restricted stock units and 3,524 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,172 stock-settled RSUs.

4. Includes 3,516 stock-settled RSUs and 4,363 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 761 stock-settled RSUs.

6. Includes 2,755 stock-settled RSUs and 4,938 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

7. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

8. Includes 5,404 stock-settled RSUs and 4,938 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Remarks:

	/s/ Jullienne, J. Paul, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Unum Group (UNM) report for Walter Lynn Rice Jr.?

Unum Group reported that Walter Lynn Rice Jr. received 2,649 stock‑settled restricted stock units and had several small common‑stock withholdings to satisfy tax obligations tied to vesting RSUs, all dated March 1, 2026.

How many Unum Group shares were withheld for taxes in this Form 4 filing?

The filing shows tax‑related share withholdings of 255, 333 and 186 Unum Group common shares at a price of $71.73 per share, all used to satisfy withholding obligations on vesting stock‑settled restricted stock units.

What equity award did the Unum Group SVP receive according to this Form 4?

Walter Lynn Rice Jr. received an award of 2,649 stock‑settled restricted stock units. These units are payable on a one‑for‑one basis in Unum Group common shares, subject to a vesting schedule starting in 2027.

When do the newly granted Unum Group RSUs begin vesting for Walter Lynn Rice Jr.?

The granted stock‑settled restricted stock units begin vesting on March 1, 2027. They vest in three near‑equal annual installments, as described in the Form 4 footnotes for this Unum Group insider transaction.

How many Unum Group securities does Walter Lynn Rice Jr. hold after these transactions?

After the reported transactions, Walter Lynn Rice Jr. directly holds 10,342 Unum Group securities in total, consisting of 5,404 stock‑settled restricted stock units and 4,938 shares of common stock, according to the Form 4 footnotes.

Were the Unum Group insider transactions open‑market buys or sells?

The transactions were not open‑market trades. They reflect tax‑withholding dispositions of Unum Group shares tied to vesting RSUs and a grant or award acquisition of new stock‑settled restricted stock units for the executive.