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Unum SEC Filings

UNM NYSE

Unum Group filings document the regulatory record of a Delaware insurance holding company with common stock and listed junior subordinated notes. Its Form 8-K reports regularly furnish quarterly earnings releases, statistical supplements, Regulation FD materials, share repurchase authorizations, and capital markets transactions such as senior note offerings.

The company’s proxy materials cover board governance, executive compensation, shareholder voting matters, and annual meeting proposals. Other filings record bylaw amendments affecting shareholder meetings, vote counting, proposal procedures, director nominations, and related governance mechanics, alongside disclosures about the company’s securities and capital structure.

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BlackRock, Inc. files Amendment No. 4 reporting beneficial ownership of 17,158,408 shares of UNUM Group common stock, representing 10.5% of the class. The filing attributes these holdings to certain "Reporting Business Units" of BlackRock and shows sole voting power of 16,656,103 and sole dispositive power of 17,158,408. The schedule is signed by Spencer Fleming on 04/07/2026.

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Unum Group ownership filing: The Vanguard Group filed an amendment clarifying that, following an internal realignment effective January 12, 2026, certain Vanguard subsidiaries and business divisions will report beneficial ownership separately. The amendment states The Vanguard Group now reports 0 shares beneficially owned of Unum Group common stock, representing 0% of the class.

The filing explains the change is made in reliance on SEC Release No. 34-39538 and that those subsidiaries pursue the same investment strategies previously followed. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.

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Unum Group executive vice president of Group Benefits, Christopher W. Pyne, reported an open-market sale of 4,852 shares of common stock at $72.47 per share on March 16, 2026. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025.

Following this transaction, Pyne directly holds 52,268 shares, which include 24,691 restricted stock units and 27,577 shares of common stock, with all restricted stock units settling on a one-for-one basis in common shares.

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Filing
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Unum Group executive Mark Paul Till reported a charitable-style transfer of shares. As EVP & CEO, Unum International, he made a bona fide gift of 1,607 shares of Unum common stock on March 12, 2026, transferring them to his spouse for no consideration.

Following the gift, his direct holdings total 18,032 Unum shares, consisting of 9,620 restricted stock units and 8,412 shares of common stock, all of which may settle 1-for-1 in shares. His spouse now holds 8,407 shares indirectly on his behalf.

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Unum Group executive Lisa G. Iglesias, EVP and General Counsel, sold 3,500 shares of Unum common stock in an open-market transaction at $73.00 per share on March 9, 2026. After this sale, she directly holds 29,453 equity-linked interests in Unum.

These holdings consist of 15,818 restricted stock units and 13,635 shares of common stock, with the restricted stock units payable on a one-for-one basis in Unum common shares. The filing reflects a routine insider sale while maintaining a substantial continuing stake in the company.

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UNM filed a Form 144 notice reporting a proposed sale of Common shares through Fidelity Brokerage Services LLC. The filing lists 3,500 shares and references two restricted stock vesting events: 240 shares vested 03/01/2025 and 3,260 shares vested 02/17/2026.

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Unum Group reported that its board approved a series of amendments to the company’s Amended and Restated Bylaws effective March 4, 2026. The changes update terminology, clarify how shareholder votes are counted, and address procedures for shareholder proposals and director nominations.

The bylaws now treat shareholders participating remotely as present “in person” for voting, define how the vote denominator is calculated, and give the board authority to determine if proposals or nominations were properly brought before a meeting. Additional revisions refine information requirements for director nominees, update indemnification provisions, and remove obsolete or outdated language, including references to old technologies and certain share certificate formalities.

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Unum Group EVP and CFO Steven Andrew Zabel reported several equity compensation events involving the company’s common stock. On March 1, 2026, he received 17,840 stock-settled restricted stock units (RSUs) as a grant, which vest in three near-equal annual installments beginning on March 1, 2027.

On the same date, he had three tax-withholding dispositions under transaction code F, where 2,430, 3,090, and 1,857 shares were withheld at $71.73 per share to satisfy withholding obligations tied to the vesting of earlier RSU awards. After these transactions, he held 122,794 shares directly, including 36,631 stock-settled RSUs and 86,163 shares of common stock.

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Unum Group EVP & CEO, Unum International Mark Paul Till reported several stock transactions tied to restricted stock units (RSUs). On March 1, 2026, a total of 2,855 shares of common stock were disposed of through tax-withholding dispositions at $71.73 per share to satisfy tax obligations on vesting stock-settled RSUs, as described in multiple footnotes.

On the same date, Till acquired 4,008 stock-settled RSUs in a grant with no cash price, which vest in three near-equal annual installments beginning on March 1, 2027. Footnotes state all stock-settled RSUs are settled on a 1-for-1 basis in common stock, and that his direct holdings now include both RSUs and common shares. In addition, 6,800 shares are held indirectly by his spouse.

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FAQ

How many Unum (UNM) SEC filings are available on StockTitan?

StockTitan tracks 61 SEC filings for Unum (UNM), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Unum (UNM)?

The most recent SEC filing for Unum (UNM) was filed on April 7, 2026.