Welcome to our dedicated page for Unum SEC filings (Ticker: UNM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Unum Group (NYSE: UNM) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a Fortune 500 workplace benefits provider in the direct life insurance carriers industry, Unum uses filings such as Forms 10-K, 10-Q, and 8-K to report its financial condition, segment performance, risk factors, and material events to investors and regulators.
Unum’s recent Form 8-K filings illustrate the types of information investors can expect. Some 8-Ks report quarterly results, referencing detailed statistical supplements posted by the company. Others describe capital markets transactions, such as the completion of a $300 million offering of 5.250% senior notes due 2035 under an existing shelf registration, including references to the underwriting agreement, form of notes, and legal opinions. Additional 8-Ks cover board actions like the authorization of a share repurchase program of up to $1 billion of common stock, or the closing of a coinsurance transaction that cedes portions of closed block individual long-term care and individual disability business to a reinsurer.
Through its periodic and current reports, Unum also discloses segment-level results for Unum US, Unum International, Colonial Life, and Closed Block, along with information on reinsurance arrangements, reserve assumption updates, and capital structure. Investors interested in Unum’s debt profile can review registered senior and subordinated notes and related indenture documents referenced in filings.
On Stock Titan, these filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand earnings trends, capital actions, and material agreements. Real-time updates from EDGAR ensure that new UNM filings, including Forms 4 for insider transactions when available, appear promptly, while AI-generated explanations make complex insurance and capital markets disclosures more accessible to a broad range of investors.
Unum Group President and CEO Richard P. McKenney reported equity compensation activity involving company common stock. He received a grant of 78,768 stock-settled restricted stock units, which vest in three near-equal annual installments beginning on March 1, 2027. On the same date, 12,423, 13,235, and 8,374 shares of common stock were withheld at $71.73 per share to cover tax obligations tied to vesting RSUs. Following these transactions, he directly holds 940,438 common shares and stock-settled RSUs in total, and also has indirect ownership of 15,000 shares through a SLAT and 45,000 shares through family trusts.
Unum Group executive Lisa G. Iglesias reported equity compensation activity involving company common stock. On March 1, 2026, she had three tax-withholding dispositions coded "F" of 1,244, 1,309, and 818 shares at $71.73 per share to satisfy tax obligations on vesting stock-settled restricted stock units (RSUs).
On the same date, she also reported an "A" transaction, receiving a grant of 7,685 stock-settled RSUs, which may be settled 1-for-1 in common stock and are scheduled to vest in three near-equal annual installments beginning on March 1, 2027. After these transactions, her directly owned holdings included both common shares and multiple blocks of stock-settled RSUs.
Unum Group executive Timothy Gerald reported equity compensation changes involving company common stock. On March 1, 2026, he received a grant of 6,695 stock-settled restricted stock units, which may be settled on a 1-for-1 basis in common shares and vest in three near-equal annual installments beginning on March 1, 2027.
To cover tax withholding obligations tied to the vesting of previously granted stock-settled RSUs, a total of 2,819 shares were disposed of through tax-withholding transactions at $71.73 per share. After these transactions, he directly owned 58,508 common shares, including stock-settled RSUs, and indirectly held 783.647 shares through a 401(k) plan.
Anderson Shelia Danette reported acquisition or exercise transactions in this Form 4 filing.
Unum Group executive Shelia Danette Anderson, EVP and Chief Information & Digital Officer, received a grant of 6,430 stock-settled restricted stock units, reported as common stock, on March 1, 2026. These RSUs vest in three near-equal annual installments starting March 1, 2027 and can be settled 1-for-1 in common shares. Following this award, her directly held stake is 29,031 shares.
Unum Group executive Elizabeth Claire Ahmed reported a mix of equity award activity and related tax-share dispositions. On March 1, 2026, she received a grant of 6,814 stock-settled RSUs at a stated price of $0.00 per share, increasing her direct holdings to 54,564 common shares.
On the same date, she had four tax-withholding dispositions of Unum Group common stock, totaling several thousand shares at $71.73 per share, to satisfy tax obligations tied to vesting RSUs. Footnotes explain that her holdings comprise both common shares and stock-settled RSUs, which are settled on a 1-for-1 basis only in common stock.
The newly granted RSUs are scheduled to vest in three near-equal annual installments beginning on March 1, 2027, providing a multi-year equity incentive for the EVP, People & Communications.
Unum Group director Timothy F. Keaney reported an open-market sale of 4,500 shares of common stock at a price of $72.58 per share. After this transaction on February 18, 2026, he reported holding 38,592 shares, including deferred share rights and restricted stock units that settle 1-for-1 in common stock.
Unum Group director Cynthia Egan sold 9,000 shares of common stock in an open-market transaction at a weighted average price of $73.0035 per share, with individual sale prices ranging from $73.000 to $73.035.
After this sale, she reported ownership of 42,846 shares, consisting of 2,198 restricted stock units (RSUs) and 40,648 shares of common stock. The RSUs are each settleable on a 1-for-1 basis in shares of common stock. The filing notes that the beneficial ownership figure reflects delivery of common shares upon settlement of 3,342 RSUs since her prior Form 4.
Unum Group EVP and CFO Steven Andrew Zabel reported a tax-withholding share disposition related to vesting equity awards. On this Form 4, 1,516 shares of common stock were withheld at $71.64 per share to satisfy tax obligations on the vesting of 3,852 stock success units granted in 2020. After this transaction and an exempt acquisition of 40.143 shares under the employee stock purchase plan, his direct beneficial ownership stands at 112,331 shares, including 38,724 restricted stock units and 73,607 shares of common stock, all of which are stock-settled on a 1-for-1 basis.
Unum Group executive Christopher W. Pyne, EVP of Group Benefits, reported a tax-related share disposition. On the vesting of 4,163 stock success units, the company withheld 1,847 shares of common stock to cover tax obligations at a price of $71.64 per share.
After this withholding transaction, Pyne directly owned 48,187 Unum shares, consisting of 20,623 restricted stock units and 27,564 shares of common stock, all of which may be settled or are held on a 1-for-1 basis in Unum common stock.
Unum Group President and CEO Richard P. McKenney reported an automatic tax-withholding disposition of 24,935 shares of common stock at $71.64 per share on February 16, 2026. These shares were withheld to cover taxes on the vesting of 63,365 stock success units, which settle 1-for-1 in common shares.
After this transaction, he directly holds 895,702 shares, consisting of 720,920 common shares and 174,782 restricted stock units, all stock-settled on a 1-for-1 basis. He also has indirect holdings of 15,000 shares through a SLAT and 45,000 shares through family trusts.