How are Unum Group deferred share rights and RSUs held by Mojgan M. Lefebvre settled?

All deferred share rights and RSUs are settled 1-for-1 in common stock. The filing states that each DSR and RSU may be settled only in Unum Group common shares, providing a clear link between these units and eventual share delivery.

Unum Group (NYSE: UNM) director granted 2,191 RSUs, now holds 15,269 shares

Q: How many Unum Group shares does Mojgan M. Lefebvre now beneficially own?

After the award, Lefebvre beneficially owns 15,269 shares. This total includes 4,529 deferred share rights, 8,533 RSUs, and 2,207 shares of common stock, all of which can convert or settle into Unum Group common shares on a 1-for-1 basis.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Unum Group director Mojgan M. Lefebvre received an equity award of 2,191 shares of common stock in the form of restricted stock units. These RSUs vest on the earlier of May 26, 2027, or the company’s next annual shareholder meeting and carry no cash exercise price.

After this award, Lefebvre beneficially owns 15,269 shares, including 4,529 deferred share rights, 8,533 RSUs, and 2,207 shares of common stock. All deferred share rights and RSUs are settleable on a 1-for-1 basis in Unum Group common stock, making this a compensation-related increase rather than an open-market purchase.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lefebvre Mojgan M

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,191	$0.00	--

Holdings After Transaction: Common Stock — 15,269 shares (Direct, null)

Footnotes (1)

All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. Includes 4,529 deferred share rights ("DSRs"), 8,533 RSUs, and 2,207 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.

Key Figures

RSU grant size: 2,191 shares Total shares after transaction: 15,269 shares Deferred share rights: 4,529 units +5 more

8 metrics

RSU grant size 2,191 shares Restricted stock units granted on May 26, 2026

Total shares after transaction 15,269 shares Beneficial ownership following RSU grant

Deferred share rights 4,529 units Part of total beneficial ownership

RSUs outstanding 8,533 units RSUs included in beneficial ownership total

Common shares held 2,207 shares Common stock portion of beneficial ownership

Vesting date May 26, 2027 Latest vesting date for new RSUs

Settlement ratio 1-for-1 in common stock For all DSRs and RSUs held

Grant price $0.0000 per share RSU grant as compensation, not a purchase

Key Terms

restricted stock units ("RSUs"), deferred share rights ("DSRs"), beneficial ownership

3 terms

restricted stock units ("RSUs") financial

"All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

beneficial ownership financial

"Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

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Form 4 Insider Transactions: What Each Field Means →

05/28/2026 - 05:51 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lefebvre Mojgan M

(Last)

(First)

(Middle)

UNUM GROUP

1 FOUNTAIN SQUARE

(Street)

CHATTANOOGA

TENNESSEE

37402

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	05/26/2026		A		2,191⁽¹⁾	A	$0	15,269⁽²⁾⁽³⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.

2. Includes 4,529 deferred share rights ("DSRs"), 8,533 RSUs, and 2,207 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

3. Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 2,198.000 RSUs since the date of the reporting person's prior Form 4.

Remarks:

	/s/ Jullienne, J. Paul, Attorney-in-Fact	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Unum Group (UNM) director Mojgan M. Lefebvre report on this Form 4?

Mojgan M. Lefebvre reported receiving 2,191 restricted stock units. These RSUs are a compensation grant in Unum Group common stock, not an open-market purchase, and increase her total beneficial ownership position reported in this filing.

When do Mojgan M. Lefebvre’s new Unum Group RSUs vest?

The 2,191 RSUs vest on the earlier of May 26, 2027, or the next annual meeting. This means vesting could occur sooner if the company holds its next shareholder meeting before that date, subject to continued service and plan terms.

How many Unum Group shares does Mojgan M. Lefebvre now beneficially own?

After the award, Lefebvre beneficially owns 15,269 shares. This total includes 4,529 deferred share rights, 8,533 RSUs, and 2,207 shares of common stock, all of which can convert or settle into Unum Group common shares on a 1-for-1 basis.

Is Mojgan M. Lefebvre’s Unum Group equity award an open-market stock purchase?

No, the 2,191 shares were granted as restricted stock units at zero cost. The reported transaction is a compensation-related grant, not a market trade, and therefore does not represent a discretionary open-market buy or sell decision.