Welcome to our dedicated page for Union Pacific SEC filings (Ticker: UNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Union Pacific Corporation (UNP) SEC filings page on Stock Titan brings together the company’s regulatory disclosures from the U.S. Securities and Exchange Commission, including current reports on Form 8-K, annual reports on Form 10-K and other key documents. Union Pacific is a major freight railroad operating in 23 western U.S. states, and its filings provide detailed insight into its operations, governance, capital structure and strategic transactions.
Recent Form 8-K filings highlight Union Pacific’s Agreement and Plan of Merger with Norfolk Southern Corporation. These reports describe the planned two-step merger structure under which Norfolk Southern would become a wholly owned subsidiary of Union Pacific, subject to regulatory approvals and other conditions. Related 8-Ks cover the filing of a registration statement on Form S-4, the joint proxy statement/prospectus, special shareholder meetings, voting results on the issuance of Union Pacific shares, and the submission of a comprehensive application to the Surface Transportation Board to approve the proposed combination.
Other 8-Ks report on topics such as quarterly financial results, litigation related to the merger disclosures, and board changes, including the election of W. Anthony Will as a director and his committee assignments. These filings also include extensive cautionary language on forward-looking statements and cross-references to Union Pacific’s Form 10-K risk factors, giving investors context on regulatory, operational, financial and legal risks.
On Stock Titan, investors can use AI-powered summaries to quickly understand the substance of lengthy Union Pacific filings, from merger agreements and supplemental disclosures to earnings-related 8-Ks. Real-time updates from EDGAR ensure that new documents, including future 10-K and 10-Q reports and any Form 4 insider transaction filings, are surfaced promptly. This helps users navigate complex material, identify key terms and conditions in the Norfolk Southern transaction, and track how Union Pacific describes its performance, governance and risk profile over time.
Union Pacific Corporation executive Eric J. Gehringer, EVP Operations, reported an open-market sale of company stock. On March 20, 2026, he sold 1,999 shares of Common Stock at $234.93 per share, leaving him with 45,973.3656 directly held shares.
The sale was made pursuant to a Rule 10b5-1 trading plan adopted on December 19, 2025. In addition to his direct holdings, he has 12,989.067 indirectly held shares in a deferral account, representing converted restricted stock units payable only in common stock at employment termination or a specified date.
WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.
UNION PACIFIC CORP director Christopher J. Williams received a grant of 213 Phantom Stock units linked to the company’s common stock. The units reference a value of $243.12 per unit and increase his Phantom Stock balance to 6,193 units. Phantom Stock Units are tied to common shares at a 1:1 ratio but are payable in cash only, commencing at retirement, so they represent deferred cash-based compensation rather than current share ownership.
Will W Anthony reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific Corp director Will W. Anthony reported an award of 179 Phantom Stock units linked to the company’s common stock. The units were granted at a reference price of $243.12 per unit and are structured on a 1:1 basis with common shares.
These Phantom Stock Units are a cash-settled, retirement-based compensation vehicle, payable only in cash commencing at retirement rather than as actual shares. Following this grant, Anthony holds 179 Phantom Stock Units under this plan.
Union Pacific Corp director John Wiehoff received a grant of phantom stock units. On this award date, he acquired 191 phantom stock units at a reference price of $243.12 per unit. The grant increased his phantom stock holdings to 2,049 units, which are payable in cash only commencing at retirement on a 1:1 distribution ratio with common stock.
Tien John K Jr reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific Corp director John K. Tien Jr. received a grant of 189 Phantom Stock units on April 1, 2026. Each unit is linked 1:1 to a share of common stock and was valued at $243.12 per unit for this award. Following the grant, Tien holds a total of 1,770 Phantom Stock units. These Phantom Stock Units are payable in cash only, commencing at retirement, so they represent a deferred, cash-settled compensation arrangement rather than current stock ownership or an open-market trade.
Simons Doyle reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific director Doyle Simons received a grant of 346 Phantom Stock Units on April 1, 2026 at a reference price of $243.12 per unit. The units track Union Pacific common stock on a 1:1 basis and are payable in cash only commencing at retirement. After this award, Simons directly holds 3,361 Phantom Stock Units.
MCCARTHY MICHAEL R reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific Corp director Michael R. McCarthy received a grant of 917 Phantom Stock units on April 1, 2026. Each Phantom Stock unit tracks one share of Union Pacific common stock on a 1:1 basis and is valued at $243.12 per unit for this award.
Following this grant, McCarthy holds a total of 72,014 Phantom Stock units. These Phantom Stock units are payable in cash only, commencing at retirement, meaning they are a form of deferred, cash-settled compensation rather than an open-market stock purchase or sale.
Lute Jane H reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific director Jane H. Lute received a grant of 411 Phantom Stock units tied to the company’s common stock. The units are valued at $243.12 per unit and increase her Phantom Stock holdings to 12,099 units. These Phantom Stock units are payable in cash only, commencing at retirement, with a 1:1 distribution ratio to common stock.
HOPKINS DEBORAH C reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific director Deborah C. Hopkins received a compensation grant of 251 Phantom Stock units tied to Union Pacific common stock. The units have a reference value of $243.12 per unit and are linked to common stock on a 1:1 basis. After this award, she holds 12,781 Phantom Stock units in total. These Phantom Stock units are payable in cash only, commencing at retirement, so they represent deferred cash-based compensation rather than current share ownership.
Finley Teresa reported acquisition or exercise transactions in this Form 4 filing.
Union Pacific Corp director Teresa Finley received a grant of 198 Phantom Stock units linked to common stock. The grant is recorded at a reference price of $243.12 per unit and increases her Phantom Stock holdings to 3,326 units. These Phantom Stock Units are payable in cash only, starting at retirement, and use a 1:1 distribution ratio to Union Pacific common stock.