Union Pacific (UNP) EVP Kenyatta Rocker adds ESPP shares and updates holdings
Rhea-AI Filing Summary
UNION PACIFIC CORP executive Kenyatta G Rocker, EVP Marketing & Sales, acquired 2.545 shares of common stock on 2026-08-10 at $292.24 per share through the 2021 Employee Stock Purchase Plan, held indirectly by spouse. After this, spouse holdings were 1,308.6157 shares. On the same date, Rocker reported 61,133.1447 shares held directly, plus indirect holdings of 350.0000 shares in a Deferral Account and 2,049.9627 shares in a managed account that includes payroll-based, tax-reduction stock ownership plans and a 401(k) plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 2.545 shares
Net Buy
4 txns
Insider
Rocker Kenyatta G
Role
EVP MARKETING & SALES
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock F1 | 2.545 | $292.24 | $743.75 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F2 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,308.6157 shares (Indirect, by Spouse);
Common Stock — 61,133.1447 shares (Direct);
Common Stock — 350 shares (Indirect, By Deferral Account);
Common Stock — 2,049.9627 shares (Indirect, by Managed Account)
Footnotes (2)
- F1. Purchase pursuant to the 2021 Employee Stock Purchase Plan.
- F2. Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.
Key Figures
ESPP shares acquired: 2.545 shares
Acquisition price: $292.2400 per share
Spouse indirect holdings: 1,308.6157 shares
+3 more
6 metrics
ESPP shares acquired
2.545 shares
Common Stock acquired on 2026-08-10 pursuant to the 2021 Employee Stock Purchase Plan
Acquisition price
$292.2400 per share
Price for ESPP acquisition of 2.545 Common Stock shares
Spouse indirect holdings
1,308.6157 shares
Total Common Stock held indirectly by spouse following the acquisition
Direct holdings
61,133.1447 shares
Common Stock held directly by Kenyatta G Rocker as of 2026-08-10
Deferral Account holdings
350.0000 shares
Common Stock held indirectly through a Deferral Account
Managed Account holdings
2,049.9627 shares
Indirect Common Stock holdings via managed account including payroll-based and 401(k) plans
Key Terms
Employee Stock Purchase Plan, Deferral Account, Payroll-based and Tax-reduction stock ownership plans, 401(k) plan
4 terms
Employee Stock Purchase Plan financial
"Purchase pursuant to the 2021 Employee Stock Purchase Plan."
An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.
Deferral Account financial
"nature_of_ownership": "By Deferral Account""
Payroll-based and Tax-reduction stock ownership plans financial
"Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans"
401(k) plan financial
"and 401(k) plan."
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did UNP executive Kenyatta G Rocker report in this Form 4?
Kenyatta G Rocker reported acquiring 2.545 Union Pacific common shares at $292.24 per share via the 2021 Employee Stock Purchase Plan, held indirectly by spouse, and disclosed updated direct and indirect share holdings as of 2026-08-10.
What indirect Union Pacific (UNP) holdings did Kenyatta G Rocker disclose?
Rocker disclosed indirect holdings of 1,308.6157 shares by spouse, 350.0000 shares through a Deferral Account, and 2,049.9627 shares in a managed account that includes payroll-based, tax-reduction stock ownership plans and a 401(k) plan.