Union Pacific executive gifts 431 shares to charity
Union Pacific’s EVP Marketing & Sales reported a charitable gift of shares and updated his direct and indirect common stock holdings.
Rhea-AI Filing Summary
UNION PACIFIC CORP (UNP) executive vice president of Marketing & Sales Kenyatta G. Rocker reported a bona fide gift of 431 shares of common stock on September 4, 2026, as a charitable contribution to a non‑affiliated entity. After this gift, he holds 60,702.1447 Union Pacific shares directly, plus indirect holdings of 350 shares through a deferral account, 2,049.9627 shares through a managed account that includes payroll-based and tax-reduction stock ownership and 401(k) plan holdings, and 1,308.6157 shares held by his spouse. No Rule 10b5‑1 trading plan is reported for these transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
431 shares gifted
Gift
4 txns
Insider
Rocker Kenyatta G
Role
EVP MARKETING & SALES
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock F1 | 431 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 60,702.1447 shares (Direct);
Common Stock — 350 shares (Indirect, By Deferral Account);
Common Stock — 2,049.9627 shares (Indirect, by Managed Account);
Common Stock — 1,308.6157 shares (Indirect, by Spouse)
Footnotes (2)
- F1. The reporting person made a charitable contribution to a non-affiliated entity.
- F2. Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans and 401(k) plan.
Key Figures
Shares gifted: 431 shares
Direct holdings after transaction: 60,702.1447 shares
Indirect holdings via Deferral Account: 350 shares
+3 more
6 metrics
Shares gifted
431 shares
Bona fide gift of Union Pacific common stock on September 4, 2026
Direct holdings after transaction
60,702.1447 shares
Union Pacific common stock held directly by Kenyatta G. Rocker after the gift
Indirect holdings via Deferral Account
350 shares
Union Pacific common stock held indirectly by Deferral Account after September 4, 2026
Indirect holdings via Managed Account
2,049.9627 shares
Union Pacific common stock held indirectly by Managed Account including certain company plans
Indirect holdings by spouse
1,308.6157 shares
Union Pacific common stock held indirectly by spouse after the reported transactions
Gift transactions count
1 gift
Number of bona fide gift transactions reported in this Form 4
Key Terms
bona fide gift, Deferral Account, Managed Account, Payroll-based and Tax-reduction stock ownership plans, +1 more
5 terms
bona fide gift financial
"The reporting person made a bona fide gift of 431 shares"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Deferral Account financial
"Indirect ownership of 350 shares is reported as By Deferral Account"
Managed Account financial
"Indirect ownership of 2,049.9627 shares is reported as by Managed Account"
Payroll-based and Tax-reduction stock ownership plans financial
"Includes holdings in Union Pacific's Payroll-based and Tax-reduction stock ownership plans"
401(k) plan financial
"Includes holdings in Union Pacific's ... and 401(k) plan"
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
FAQ
What insider transaction did UNP executive Kenyatta G. Rocker report?
He reported a bona fide gift of 431 shares of Union Pacific common stock on September 4, 2026, described as a charitable contribution to a non‑affiliated entity, with no cash consideration reported for the transfer.
What indirect Union Pacific (UNP) holdings does Kenyatta G. Rocker report?
He reports 350 shares held indirectly via a Deferral Account, 2,049.9627 shares held indirectly via a managed account, and 1,308.6157 shares held indirectly by his spouse.
Do Rocker’s indirect UNP holdings include retirement and stock ownership plans?
Yes. A footnote states the indirect managed account position of 2,049.9627 shares includes holdings in Union Pacific’s payroll-based and tax-reduction stock ownership plans and 401(k) plan.
Were Kenyatta G. Rocker’s UNP transactions under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5‑1 checkbox is not checked, and there is no footnote indicating a trading plan, so no Rule 10b5‑1 plan is reported for these transactions.
AI-generated analysis. How Rhea-AI works. Not financial advice.
