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Unity Bancorp SEC Filings

UNTY NASDAQ

Welcome to our dedicated page for Unity Bancorp SEC filings (Ticker: UNTY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Unity Bancorp, Inc. (NASDAQ: UNTY) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a New Jersey‑incorporated bank holding company. Unity Bancorp files reports with the U.S. Securities and Exchange Commission as the parent of Unity Bank, a New Jersey state‑chartered commercial bank, and uses these filings to report material events, financial results and governance changes.

Investors can review current reports on Form 8‑K, where Unity Bancorp discloses quarterly earnings, dividend declarations, executive leadership changes and amendments to compensation arrangements. For example, the company has filed 8‑K reports describing results of operations and financial condition for specific quarters, announcing cash dividends on common shares under Item 8.01 (Other Events), and detailing promotions to President and Chief Financial Officer roles under Item 5.02 (Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers).

Another 8‑K filing outlines an amendment to Unity Bank’s Deferred Compensation Plan, explaining how interest is credited on installment distributions based on the Prime Rate plus a margin, subject to minimum and maximum rates. Such filings give insight into executive compensation structures and long‑term benefit plans at the bank.

Alongside 8‑K reports, Unity Bancorp also files annual reports on Form 10‑K and quarterly reports on Form 10‑Q, which contain detailed information on its commercial banking activities, risk factors and financial statements. On Stock Titan, AI‑powered tools summarize lengthy filings, highlight key sections and help explain technical disclosures, allowing users to quickly understand Unity Bancorp’s reported earnings, capital actions and governance updates. The filings page also surfaces insider‑related information reported on forms such as Form 4, enabling users to monitor transactions by directors and executive officers.

Rhea-AI Summary

Unity Bancorp President and director George Boyan reported routine equity compensation-related transactions. On March 15 and 16, a total of 2,080 Restricted Stock shares were withheld at $50.01 per share to cover tax liabilities on vested awards of 2,750 and 3,000 shares. Following these withholdings, Boyan directly holds 27,810 restricted shares and 32,131 common shares, reflecting ongoing equity ownership rather than open-market trading.

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Unity Bancorp CEO James A. Hughes reported routine share withholdings to cover taxes on vesting restricted stock, rather than open-market sales. On March 15 and 16, 2026, a total of 3,638 Restricted Stock shares were withheld at $50.01 per share for tax liabilities tied to a 4,500-share restricted stock vesting on each date.

After these tax-withholding dispositions, Hughes directly holds 39,824 restricted shares, including 824 dividend reinvested shares, and 183,141 Common Stock shares across brokerage, plan, and transfer agent accounts. These entries show his updated equity position following routine compensation-related tax events.

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Rhea-AI Summary

Unity Bancorp Inc. director and ten percent owner Robert H. Dallas II reported a series of option exercises and related share sales. On March 12, 2026, he exercised stock options for a total of 17,300 shares of common stock at exercise prices ranging from $15.70 to $22.57 per share, then sold 7,088 shares of common stock in open-market trades at a weighted average price of $49.70 per share. On March 13, 2026, he sold an additional 7,725 shares at a weighted average price of $49.60 per share. A footnote states that the sale executed the following day after the exercises was made to cover anticipated tax liability. After these transactions, he holds 32,073 common shares directly, 4,924 restricted shares, and 1,775,735 common shares indirectly through Dallas Financial Holdings, LLC.

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Robert Dallas reports a proposed sale of Common Stock totaling 7,725 shares by notice of Section 144. The filing lists an intended disposition of 7,725 shares via Morgan Stanley Smith Barney LLC with an aggregate amount of $383,197.08 and references 03/12/2026 and 03/13/2026.

The filing also shows prior sales of 7,088 shares on 03/12/2026 for $352,200.80 during the past three months. Transaction method is listed as exercised shares and settlement by cash.

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Rhea-AI Summary

Unity Bancorp President George Boyan reported routine equity compensation activity. He received 10,250 restricted shares on 3/10/2026 under the 2023 Equity Compensation Plan, scheduled to vest in four annual installments from 3/10/2027 through 3/10/2030.

On 3/11/2026, 859 shares were withheld at $50.40 per share to cover taxes on a 2,375-share restricted stock vesting. After these entries, he directly holds 33,560 restricted shares and 28,461 common shares.

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Rhea-AI Summary

Unity Bancorp CEO James A. Hughes reported routine equity compensation activity. On March 10, 2026, he received a grant of 15,000 restricted shares from the 2023 Equity Compensation Plan, vesting in four equal installments of 3,750 shares each year from March 10, 2027 through March 10, 2030.

On March 11, 2026, 1,415 restricted shares were withheld at $50.40 per share to cover taxes on a 3,500-share restricted stock vesting, a non‑market disposition. After these changes, he directly holds 48,824 restricted shares and 177,779 common shares, along with 89,000 stock options that are described as fully exercisable.

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Unity Bancorp CEO James A. Hughes reported a tax-related share disposition tied to equity compensation. On March 8, 2026, 1,819 restricted shares were withheld at $51.08 per share to cover tax liability on the vesting of 4,500 restricted shares, a non‑open‑market, tax-withholding disposition.

After this transaction, he directly holds 37,324 restricted shares, including 36,500 restricted shares with upcoming vesting dates and 824 dividend reinvestment shares. He also directly holds 175,694 common shares across several accounts and 89,000 stock options that are currently exercisable.

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Rhea-AI Summary

Unity Bancorp Inc. President George Boyan reported a tax-related share transaction. On the vesting of 3,000 restricted shares, 1,085 restricted shares were withheld at $51.08 per share to cover tax liability, a standard non‑open‑market disposition. After this, he directly holds 25,685 restricted shares and 26,945 common shares across reported accounts.

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FAQ

What is the current stock price of Unity Bancorp (UNTY)?

The current stock price of Unity Bancorp (UNTY) is $51.11 as of December 24, 2023.

What is the market cap of Unity Bancorp (UNTY)?

The market cap of Unity Bancorp (UNTY) is approximately 511.0M.

UNTY Rankings

UNTY Stock Data

511.04M
7.22M
Banks - Regional
State Commercial Banks
Link
United States
CLINTON

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