UNTY files Form 144 to sell 2,075 restricted shares

UNTY notice of proposed sale: an affiliate submitted a Form 144 disclosing proposed sales of 2,075 shares of Common Stock in multiple restricted‑stock lots dated in January 2026.

Rhea-AI Filing Summary

UNTY notice of proposed sale: an affiliate submitted a Form 144 disclosing proposed sales of 2,075 shares of Common Stock in multiple restricted‑stock lots dated in January 2026. Sales are to be effected through Morgan Stanley Smith Barney LLC on NASDAQ; dates in the filing include 01/02/2026, 01/03/2026, and 01/27/2026.

Key Figures

Total proposed shares: 2,075 shares Lot 1: 625 shares Lot 2: 550 shares +2 more

5 metrics

Total proposed shares 2,075 shares aggregate from four restricted‑stock lots dated Jan 2026

Lot 1 625 shares Restricted Stock dated 01/03/2026

Lot 2 550 shares Restricted Stock dated 01/02/2026

Lot 3 400 shares Restricted Stock dated 01/27/2026

Lot 4 500 shares Restricted Stock dated 01/03/2026

Key Terms

Restricted Stock, Form 144, Broker‑dealer

3 terms

Restricted Stock financial

"Common | 01/03/2026 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker‑dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does UNTY's Form 144 reveal about the number of shares to be sold?

The filing reports proposed sales totaling 2,075 shares of Common Stock. These are listed as four restricted‑stock lots of 625, 550, 400, and 500 shares dated in January 2026.

Who is the broker handling the proposed sales in UNTY's Form 144?

The proposed transactions list Morgan Stanley Smith Barney LLC as the broker‑dealer. The filing shows their address at 1 New York Plaza, 8th Floor, New York, NY and identifies NASDAQ as the market.

Are the shares in UNTY's Form 144 described as restricted or unrestricted?

The filing specifically lists each lot as Restricted Stock. Each lot shows an issuer designation and January 2026 grant dates, indicating the shares were subject to resale restrictions at issuance.

Do the Form 144 entries specify sale dates or price ranges for UNTY shares?

The Form 144 lists grant dates for the restricted shares in January 2026 but does not state explicit sale dates or price ranges for the proposed sales in the provided excerpt.

Is the aggregate 2,075‑share figure confirmed in the filing data?

Yes. The filing shows a total of 2,075 in the header and four lot counts that sum to 2,075 shares, matching the aggregate proposed amount disclosed in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 04:09 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001502228
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UNITY BANCORP, INC.
SEC File Number	001-12431
Address of Issuer	64 Old Highway 22 Clinton NEW JERSEY 08809
Phone	(908) 730-7630
Name of Person for Whose Account the Securities are To Be Sold	MARY GROSS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2075	116220.96	10016427	04/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/03/2026	Restricted Stock	Issuer			625	01/03/2026	Not Applicable
Common	01/02/2026	Restricted Stock	Issuer			550	01/02/2026	Not Applicable
Common	01/27/2026	Restricted Stock	Issuer			400	01/27/2026	Not Applicable
Common	01/03/2026	Restricted Stock	Issuer			500	01/03/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Mary Gross
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)