Universe Pharma: August Luck discloses 9.29% stake

Rhea-AI Filing Summary

Universe Pharmaceuticals INC (UPC) received a Schedule 13G reporting that August Luck Global Limited and Xuefeng Li together beneficially own 465,258 Class A ordinary shares. This represents 9.29% of the Class A ordinary shares, based on 5,008,313 shares outstanding as of July 27, 2026.

The 465,258 shares are held by August Luck Global Limited, a British Virgin Islands company that is wholly owned and controlled by Xuefeng Li of the People’s Republic of China. Both reporting persons disclose shared voting and dispositive power over these shares, with no sole voting or dispositive power.

Key Figures

Shares beneficially owned: 465,258 Class A ordinary shares Percent of class: 9.29% Shares outstanding: 5,008,313 Class A ordinary shares +3 more

6 metrics

Shares beneficially owned 465,258 Class A ordinary shares Beneficial ownership reported by August Luck Global Limited and Xuefeng Li

Percent of class 9.29% Ownership percentage of UPC Class A ordinary shares

Shares outstanding 5,008,313 Class A ordinary shares Shares outstanding as of July 27, 2026, used to calculate ownership percentage

Shared voting power 465,258 shares Number of UPC shares over which each reporting person has shared voting power

Sole voting power 0 shares UPC shares over which the reporting persons have sole voting power

Shared dispositive power 465,258 shares UPC shares over which each reporting person has shared dispositive power

Key Terms

beneficially owned, shared voting power, shared dispositive power, Schedule 13G

4 terms

beneficially owned financial

"Item 4. | Ownership (a) | Amount beneficially owned: August Luck Global Limited: 465,258.00"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

shared voting power financial

"6 | Shared Voting Power 465,258.00 7 | Sole Dispositive Power 0.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

shared dispositive power financial

"8 | Shared Dispositive Power 465,258.00 9 465,258.00"

Schedule 13G regulatory

""form_type": "SCHEDULE 13G""

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

FAQ

What percentage of Universe Pharmaceuticals INC (UPC) does August Luck Global Limited beneficially own?

August Luck Global Limited beneficially owns 9.29% of Universe Pharmaceuticals INC’s Class A ordinary shares, representing 465,258 shares, based on 5,008,313 Class A ordinary shares outstanding as of July 27, 2026.

How many UPC Class A shares are reported as beneficially owned by Xuefeng Li?

Xuefeng Li is reported as beneficially owning 465,258 Class A ordinary shares of Universe Pharmaceuticals INC, the same block held by August Luck Global Limited, over which he has shared voting and dispositive power.

What is the relationship between August Luck Global Limited and Xuefeng Li in the UPC Schedule 13G?

The filing states that the 465,258 UPC Class A ordinary shares are held by August Luck Global Limited, which is wholly owned and controlled by Xuefeng Li. Both report shared voting and dispositive power over the same shares.

On what share count is the 9.29% ownership of UPC based?

The 9.29% ownership figure is calculated based on 5,008,313 Class A ordinary shares of Universe Pharmaceuticals INC outstanding as of July 27, 2026.

Does the reporting person have sole or shared voting power over UPC shares?

The Schedule 13G reports 0 UPC shares with sole voting or dispositive power and 465,258 shares with shared voting and shared dispositive power for each of August Luck Global Limited and Xuefeng Li.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/01/2026 - 06:09 PM Accepted by SEC EDGAR 09/01/2026 - 06:09 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

Universe Pharmaceuticals INC

(Name of Issuer)

Class A ordinary shares

(Title of Class of Securities)

G9442G138

(CUSIP Number)

07/27/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): G9442G138

1

Names of Reporting Persons

August Luck Global Limited

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

VIRGIN ISLANDS, BRITISH

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 465,258.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 465,258.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

465,258.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.29 %

12

Type of Reporting Person (See Instructions)

CO

Comment for Type of Reporting Person: The amount in rows 6, 8 and 9 represents 465,258 Class A ordinary shares held by August Luck Global Limited, a company with limited liability formed in the British Virgin Islands. August Luck Global Limited is wholly owned and controlled by Xuefeng Li, an individual. Percentage of class is calculated based on 5,008,313 Class A ordinary shares outstanding as of July 27, 2026.

SCHEDULE 13G

CUSIP Number(s): G9442G138

1

Names of Reporting Persons

Xuefeng Li

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

CHINA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 465,258.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 465,258.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

465,258.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.29 %

12

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person: The amount in rows 6, 8 and 9 represents 465,258 Class A ordinary shares held by August Luck Global Limited, a company with limited liability formed in the British Virgin Islands. August Luck Global Limited is wholly owned and controlled by Xuefeng Li, an individual. Percentage of class is calculated based on 5,008,313 Class A ordinary shares outstanding as of July 27, 2026.

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Universe Pharmaceuticals INC
(b)	Address of issuer's principal executive offices: 265 Jingjiu Avenue, Jinggangshan Economic and Technological, Ji'an, Jiangxi, CHINA, 343100
Item 2.
(a)	Name of person filing: August Luck Global Limited Xuefeng Li
(b)	Address or principal business office or, if none, residence: August Luck Global Limited: Vistra Corporate Services Centre, Wickhams Cay II, Road Town, Tortola, British Virgin Islands Xuefeng Li: Room 2004, No. 3, 7th Street, Fengtian Garden, Zengcheng District, Guangzhou, Guangdong Province 511300, People's Republic of China
(c)	Citizenship: August Luck Global Limited: British Virgin Islands Xuefeng Li: People's Republic of China
(d)	Title of class of securities: Class A ordinary shares
(e)	CUSIP Number(s): G9442G138
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: August Luck Global Limited: 465,258.00 Xuefeng Li: 465,258.00
(b)	Percent of class: August Luck Global Limited: 9.29% Xuefeng Li: 9.29%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: See Row 5 of the cover page for each Reporting Person.
	(ii) Shared power to vote or to direct the vote: See Row 6 of the cover page for each Reporting Person.
	(iii) Sole power to dispose or to direct the disposition of: See Row 7 of the cover page for each Reporting Person.
	(iv) Shared power to dispose or to direct the disposition of: See Row 8 of the cover page for each Reporting Person.
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

August Luck Global Limited

Signature:	/s/ Xuefeng Li
Name/Title:	Xuefeng Li/Director
Date:	09/01/2026

Xuefeng Li

Signature:	/s/ Xuefeng Li
Name/Title:	Xuefeng Li
Date:	09/01/2026

Exhibit Information

Exhibit 99.1 - Joint Filing Agreement