Upland Software (NASDAQ: UPLD) back in compliance with Nasdaq listing rules
Filing Impact
Filing Sentiment
Form Type
8-K
Rhea-AI Filing Summary
Upland Software, Inc. announced that it has regained compliance with the Nasdaq Global Market’s minimum bid price continued listing requirement. Nasdaq notified the company that, from June 17 through July 1, 2026, Upland’s common stock maintained a closing bid price at or above $1.00 per share for 10 consecutive business days, satisfying Nasdaq Listing Rule 5450(a)(1). As of July 2, 2026, Nasdaq considers the matter closed, and Upland’s listing on the Nasdaq Global Market remains in good standing.
Positive
- Nasdaq compliance restored: Upland’s stock met the $1.00 minimum bid price for 10 consecutive business days, and Nasdaq now considers the minimum bid price matter closed, removing an immediate delisting risk for the Nasdaq Global Market listing.
Negative
- None.
Insights
Upland removes an immediate Nasdaq delisting risk by restoring bid-price compliance.
Upland Software confirms its common stock has traded at or above $1.00 for 10 consecutive business days, restoring compliance with Nasdaq Listing Rule 5450(a)(1). This keeps the shares eligible for continued listing on the Nasdaq Global Market.
Maintaining a Nasdaq Global Market listing helps preserve trading liquidity and index eligibility, which can matter to institutional investors. The notice states that, as of July 2, 2026, Nasdaq considers the bid-price matter closed.
While compliance is restored, it depends on the stock continuing to meet Nasdaq standards going forward. Future company filings and Nasdaq notifications will show whether Upland consistently maintains all listing requirements over subsequent reporting periods.
8-K Event Classification
2 items: 8.01, 9.01
2 items
Item 8.01
Other Events
Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Key Figures
Minimum bid price threshold: $1.00 per share
Compliance confirmation date: July 2, 2026
Consecutive trading days at or above $1.00: 10 business days
+2 more
5 metrics
Minimum bid price threshold
$1.00 per share
Nasdaq Listing Rule 5450(a)(1) continued listing requirement
Compliance confirmation date
July 2, 2026
Date Nasdaq confirmed Upland had regained compliance
Consecutive trading days at or above $1.00
10 business days
Closing bid price from June 17 through July 1, 2026
Compliance rule cited
Nasdaq Listing Rule 5450(a)(1)
Minimum bid price requirement for Nasdaq Global Market
Enterprise customers
More than 1,100
Number of enterprise customers relying on Upland’s platform
Key Terms
Nasdaq Listing Rule 5450(a)(1), minimum bid price, continued listing requirement, Nasdaq Global Market, +1 more
5 terms
Nasdaq Listing Rule 5450(a)(1) regulatory
"regained compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5450(a)(1)"
Nasdaq Listing Rule 5450(a)(1) is a continued-listing standard that sets a minimum share price companies must maintain to remain listed on the Nasdaq market—commonly a $1.00 per-share threshold. Investors care because falling below that floor can trigger a compliance review and possible delisting, which is like failing a minimum grade and losing access to the public market; delisting can reduce liquidity, visibility and the ability to raise capital.
minimum bid price financial
"common stock had a closing bid price at or greater than $1.00 per share"
The minimum bid price is the lowest share price that a market, regulator, or specific offering will accept for a trade, listing, or auction—think of it as a reserve or floor that a stock must meet to qualify for certain actions. It matters to investors because falling below that floor can limit trading options, trigger compliance measures or delisting risks, and affect liquidity and the perceived value of a holding, much like a reserve price in an auction sets the baseline for a sale.
continued listing requirement regulatory
"minimum bid price continued listing requirement"
Rules a stock exchange sets that a publicly traded company must follow to keep its shares listed, such as minimum share price, market value, shareholder equity, and timely financial reporting. These rules matter to investors because failing them can lead to removal from the exchange, which can make shares harder to buy or sell and often lowers their value — like a club with membership requirements where losing eligibility restricts access and signals trouble.
Nasdaq Global Market regulatory
"for continued listing on The Nasdaq Global Market and the matter is now closed"
The Nasdaq Global Market is a section of the stock exchange where larger, well-established companies are listed and publicly traded. It functions like a marketplace where investors can buy and sell shares of these companies, providing them with access to capital and opportunities for growth. Its role is important because it helps investors identify and invest in reputable companies with strong financial backgrounds.
enterprise intelligence technical
"a provider of enterprise intelligence that turns knowledge, content, and data into actionable AI-powered outcomes"
FAQ
What did Upland Software (UPLD) announce regarding its Nasdaq listing?
Upland Software announced it has regained compliance with the Nasdaq Global Market’s minimum bid price requirement. Nasdaq confirmed the stock closed at or above $1.00 for 10 consecutive business days, so the listing compliance matter is now considered closed.
What is the Nasdaq minimum bid price rule affecting Upland Software (UPLD)?
Nasdaq Listing Rule 5450(a)(1) requires a minimum bid price of $1.00 per share for continued listing on the Nasdaq Global Market. Upland Software satisfied this rule after its stock closed at or above $1.00 for 10 consecutive business days.
Over what period did Upland Software (UPLD) meet the $1.00 minimum bid price?
Upland Software’s common stock maintained a closing bid price at or greater than $1.00 per share for 10 consecutive business days from June 17 through July 1, 2026. Nasdaq used this period to confirm the company’s renewed compliance with its bid price requirement.
Did Upland Software (UPLD) issue a press release about regaining Nasdaq compliance?
Yes. Upland Software issued a press release dated July 8, 2026, stating it received confirmation from Nasdaq that it regained compliance with the minimum bid price continued listing requirement. The press release is included as Exhibit 99.1 to the company’s current report.
Which Nasdaq market is Upland Software (UPLD) listed on after regaining compliance?
Upland Software remains listed on the Nasdaq Global Market after regaining compliance. Nasdaq confirmed that, following the 10-day period with a bid price at or above $1.00, the minimum bid price matter is closed and the existing Nasdaq Global Market listing continues.