Morgan Stanley Smith Barney: Rule 144 resale notice
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Rule 144 notice reporting planned sales of Common stock tied to restricted stock vesting under a registered plan.
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Rhea-AI Filing Summary
Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Rule 144 notice reporting planned sales of Common stock tied to restricted stock vesting under a registered plan. The excerpt lists vesting events of 1,651, 220, 355, and 240 shares on 01/28/2026, 03/02/2026, 03/04/2026, and 03/05/2026, respectively.
Insights
This filing is a routine Rule 144 sale notice tied to vesting restricted shares.
Rule 144 notices document intended resale of restricted or control securities after required conditions are met. The excerpt lists specific vesting dates and share counts for Common stock under a registered compensation plan.
Cash‑flow treatment and whether sales occurred or timing of any market transactions are not shown in the excerpt; subsequent filings would state actual dispositions if they occur.
Key Figures
Key Terms
Restricted stock vesting under a registered plan regulatory
Common financial
Issuer regulatory
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Morgan Stanley Smith Barney (URI) Form 144 report show?
Which dates are associated with the restricted stock vesting in this filing?
Who is identified as the filer for the reported securities activity?
AI-generated analysis. How Rhea-AI works. Not financial advice.