Morgan Stanley Smith Barney LLC (URI) files Form 144 listing vested common shares

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services filed a Form 144 notice reporting proposed sales of Common stock linked to restricted stock vesting under a registered plan.

The filing lists multiple vesting dates and specific share lots (examples include 7,061 shares vesting 01/28/2026 and 7,689 shares vesting 01/29/2025.

Insights

Insider Transactions Specialist

Routine Rule 144 sale notice for vested restricted shares.

The filing documents proposed dispositions of Common stock that became available through restricted stock vesting under a registered plan. The listed items are specific vesting lots with discrete share counts and vesting dates.

Cash‑flow treatment and exact timing of market sales are not shown in the excerpt; subsequent trading activity will depend on the reporting person's decisions and compliance with Rule 144 conditions.

Key Figures

Listed figure near header: 22,768 Vesting lot: 7,061 shares Vesting lot: 7,689 shares +2 more

5 metrics

Listed figure near header 22,768 appears in filer header area

Vesting lot 7,061 shares vesting date 01/28/2026

Vesting lot 7,689 shares vesting date 01/29/2025

Vesting lot 3,407 shares vesting date 01/24/2024

Vesting lot 1,018 shares vesting date 03/04/2026

Key Terms

Restricted stock vesting under a registered plan, Form 144, Issuer

3 terms

Restricted stock vesting under a registered plan regulatory

"Restricted stock vesting under a registered plan | Issuer | | | 7061 | 01/28/2026"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Restricted stock vesting under a registered plan | Issuer"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	22768	22425933.57	62646557	04/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/05/2026	Restricted stock vesting under a registered plan	Issuer			612	03/05/2026	Compensation
Common	03/03/2025	Restricted stock vesting under a registered plan	Issuer			702	03/03/2025	Compensation
Common	01/24/2024	Restricted stock vesting under a registered plan	Issuer			3407	01/24/2024	Compensation
Common	03/02/2025	Restricted stock vesting under a registered plan	Issuer			572	03/02/2025	Compensation
Common	01/28/2026	Restricted stock vesting under a registered plan	Issuer			7061	01/28/2026	Compensation
Common	03/05/2025	Restricted stock vesting under a registered plan	Issuer			703	03/05/2025	Compensation
Common	01/29/2025	Restricted stock vesting under a registered plan	Issuer			7689	01/29/2025	Compensation
Common	03/02/2026	Restricted stock vesting under a registered plan	Issuer			572	03/02/2026	Compensation
Common	03/04/2025	Restricted stock vesting under a registered plan	Issuer			432	03/04/2025	Compensation
Common	03/04/2026	Restricted stock vesting under a registered plan	Issuer			1018	03/04/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for URI show?

It reports proposed sales of Common shares tied to restricted stock vesting. The notice lists multiple vesting dates and share lots, each described as "restricted stock vesting under a registered plan," with individual share counts shown.

Who is the filer named on the Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services. The excerpt shows the firm's address and identifies the securities as Common stock associated with the firm's executive financial services unit.

How many shares are shown in the filing examples?

Individual vesting lots in the excerpt include counts such as 7,061 and 7,689 shares. The filing lists several discrete vesting dates and corresponding share quantities for the Common stock being reported.

Are proceeds or sale timing specified in this Form 144 excerpt?

No specific proceeds or execution timing are provided in the excerpt. The notice lists vesting lots and share counts; details on market sales, prices, or cash flows are not included in the provided text.