Welcome to our dedicated page for USARW SEC filings (Ticker: USARW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The USARW SEC filings page provides access to regulatory documents related to USA Rare Earth, Inc.’s warrants listed on The Nasdaq Stock Market LLC under the symbol USARW. According to the company’s Form 8-K filings, these securities are warrants, each whole warrant exercisable for one share of USA Rare Earth common stock at an exercise price of $11.50 per share. Filings referencing USARW often appear alongside disclosures about the company’s common stock (USAR), capital structure, and corporate actions.
Through this page, users can review current and historical SEC reports that mention USARW, including Forms 8-K that describe material events such as special meetings of stockholders, approval of share issuances tied to warrants, and other matters affecting the company’s equity and warrants. These documents also provide insight into topics like emerging growth company status, legal settlements, and governance decisions that may be relevant when evaluating the warrant terms and associated risks.
For a company in the basic materials and other industrial metals and mining sector, filings can also reference broader business developments. USA Rare Earth’s periodic reports and related exhibits, as described in its public communications, discuss its development of a rare earth sintered neo magnet manufacturing plant in Stillwater, Oklahoma, mining rights to the Round Top Mountain deposit in West Texas, and its intention to establish domestic rare earth and critical minerals supply, extraction, and processing capabilities. While these operational details are typically covered in Forms 10-K and 10-Q rather than in the warrant-specific sections, they form the business backdrop for the USARW warrants.
On Stock Titan, AI-powered tools can help summarize lengthy filings, highlight key warrant-related provisions, and surface references to USARW across 8-Ks and other documents. Users can quickly identify where warrant terms, redemptions, or share issuance approvals are discussed, and connect these disclosures to the company’s broader mine-to-magnet strategy, acquisitions such as Less Common Metals, and financing activities. This makes it easier to interpret how regulatory filings relate to both USA Rare Earth’s common stock and its USARW warrants.
Joshua Ballard, who is listed as Chief Executive Officer and a Director of USA Rare Earth, Inc. (ticker USAR), reported equity awards on 08/13/2025. The filing shows two restricted stock unit grants: one for 90,992 RSUs and another for 181,984 RSUs; each RSU converts to one share at settlement and both are reported as directly owned with a $0 grant price. The 90,992 RSU award vests in two equal tranches (50% on May 20, 2026 and 50% on May 20, 2027). The 181,984 RSU award vests in three equal tranches (one-third on May 20, 2026, 2027, and 2028). The form was signed by an attorney-in-fact on 08/15/2025.
USA Rare Earth (USAR) reported a Form 4 showing that William Robert Steele Jr., the company's Chief Financial Officer and a director, was granted 90,992 restricted stock units (RSUs) on 08/13/2025. Each RSU represents the right to receive one share of common stock upon settlement. The filing shows the RSUs are held directly by Steele and that 90,992 shares would be issued upon settlement. Portions of the award vest in scheduled tranches: one award vests in two equal tranches on May 20, 2026 and May 20, 2027; the other vests in three equal tranches on May 20, 2026, May 20, 2027, and May 20, 2028. If vesting falls in a closed trading window, vesting will occur on the first open trading day under the company policy.
Mordechai Zev Gutnick, a director of USA Rare Earth, Inc. (USAR), reported receipt of restricted stock units (RSUs). On 08/13/2025 he was granted 18,199 RSUs and 12,284 RSUs (total 30,483 RSUs), each representing the right to one share of common stock at settlement. The RSUs were reported as acquired and are held directly. The RSUs will fully vest on May 20, 2026, unless delayed to the next open trading window under the issuer's insider trading policy or adjusted for applicable tax rules and plan terms. The filing was signed by an attorney-in-fact.
Paul J. Kern, a director of USA Rare Earth, Inc., was granted restricted stock units. On 08/13/2025 Mr. Kern acquired 18,199 RSUs and 12,284 RSUs, each representing the right to receive one share of the issuer's common stock at settlement. The RSUs are recorded as directly beneficially owned following the transactions. The RSUs will fully vest on May 20, 2026, unless that date falls during a closed trading window under the issuer's insider trading policy, in which case vesting will occur on the first trading day of the next open trading window, subject to applicable tax and plan terms. The Form 4 was signed by an attorney-in-fact on 08/15/2025.
Carolyn Trabuco, a director of USA Rare Earth, Inc. (ticker: USAR), received restricted stock units totaling 30,483 on 08/13/2025. The filing reports two grants: 18,199 RSUs and 12,284 RSUs, each representing the right to one share of common stock at settlement. The RSUs are direct holdings and will fully vest on May 20, 2026, except that if that date falls within a closed trading window the vesting will occur on the first trading day of the next open window, subject to tax and plan terms.
The Form 4 is signed by an attorney-in-fact for Ms. Trabuco on 08/15/2025. No exercise price applies and no derivative securities or sales are reported in this filing.
USA Rare Earth, Inc. director Otto C. Schwethelm reported two grants of restricted stock units on 08/13/2025. The filings show acquisitions (Transaction Code A) of 18,199 RSUs and 12,284 RSUs, each representing the right to one share of common stock on settlement. Following the reported transactions, Mr. Schwethelm beneficially owns 18,199 and 12,284 shares attributable to those awards, held directly. The RSUs will fully vest on May 20, 2026, but if that date falls within a closed trading window they will vest on the first trading day of the next open window, subject to tax-law timing and the company’s Amended and Restated 2024 Omnibus Incentive Plan. The Form 4 is signed by an attorney-in-fact on behalf of Mr. Schwethelm on 08/15/2025.
Tready Smith, a director of USA Rare Earth, Inc. (ticker shown as USAR), was granted restricted stock units on 08/13/2025 totaling 30,483 RSUs (18,199 RSUs and 12,284 RSUs). Each RSU represents the right to receive one share of common stock at settlement and the reported settlement price is $0. The RSUs will fully vest on May 20, 2026, subject to the company’s insider trading windows and applicable tax or plan rules. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact, David Kronenfeld, on 08/15/2025.
Michael F. Senft, a director of USA Rare Earth, Inc. (ticker: USAR), reported receipt of restricted stock units on 08/13/2025 that convert to common stock at settlement. The filing lists two RSU awards of 18,199 and 12,284 units, which together represent 30,483 rights to receive one share per unit. Each RSU carries no cash price and is reported as directly owned. The awards will fully vest on May 20, 2026, except that if that date falls inside a closed trading window the RSUs will vest on the first trading day of the next open window, subject to tax-law timing and the terms of the company’s 2024 Omnibus Incentive Plan. The Form 4 was signed by an attorney-in-fact on 08/15/2025.
William Robert Steele Jr., identified as Chief Financial Officer and a director, filed an initial Form 3 reporting an event dated 03/06/2025 related to USA Rare Earth, Inc. (USAR). The filing states that no securities are beneficially owned by the reporting person. The form was submitted via an attorney-in-fact and includes an exhibit reference. This Form 3 documents the reporting person's relationship to the issuer and formally records that there are currently no direct or indirect equity holdings to disclose.
Reportable holders: Alyeska Investment Group, L.P., Alyeska Fund GP, LLC and Anand Parekh filed a joint Schedule 13G reporting ownership of USA Rare Earth, Inc. common stock (CUSIP 91733P107).
Reported stakes: Item 4 of the filing lists 9,460,937 shares representing 9.99% of the class. The exhibit states the reporting persons are beneficial owners of 9,375,704 shares and hold warrants to purchase 14,654,854 shares but, due to warrant terms that cap post-exercise ownership at 9.9%, may exercise only up to 485,834 shares as of June 30, 2025; the exhibit says they are reporting beneficial ownership only of that exercisable amount. The percentage calculation uses 94,704,077 outstanding shares per the issuer's Form S-1/A filed July 10, 2025.