UUUU (UUUU) Form 144 lists 200,000 common shares to be sold via RBC Capital Markets

Rhea-AI Filing Summary

NNNN (UUUU) notice reports 200,000 common shares identified for sale through RBC Capital Markets with an associated figure 2,902,800.00 and a date of 06/29/2026. The filing lists multiple vested RSU grants with specific vesting dates and share counts, including 97,345 (01/27/2021) and 49,529 (01/27/2020).

Key Figures

Shares identified for sale: 200000 shares Numeric field adjacent to sale row: 2902800.00 Large numeric field present: 249867000 +4 more

7 metrics

Shares identified for sale 200000 shares row adjacent to broker and exchange

Numeric field adjacent to sale row 2902800.00 appears in same row as broker and share count

Large numeric field present 249867000 appears in the header row near the broker line

Sale date shown 06/29/2026 date listed in the broker/share row

RSU vest 01/27/2021 97,345 shares RSU VEST listed with date 01/27/2021

RSU vest 01/27/2020 49,529 shares RSU VEST listed with date 01/27/2020

RSU vest 08/07/2019 12,398 shares RSU VEST listed with date 08/07/2019

Key Terms

Form 144, RSU VEST, ISSUER, AMEX

4 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU VEST financial

"COMMON | 01/27/2021 | RSU VEST | ISSUER"

ISSUER regulatory

"RSU VEST | ISSUER | | | 97345"

AMEX market

"06/29/2026 | AMEX 144: Securities To Be Sold"

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Available on EDGAR 06/29/2026 - 04:44 PM Accepted by SEC EDGAR 06/29/2026 - 04:44 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	200000	2902800.00	249867000	06/29/2026	AMEX

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	03/30/2017	RSU VEST	ISSUER			10000	03/30/2017	N/A
COMMON	08/07/2019	RSU VEST	ISSUER			12398	08/07/2019	N/A
COMMON	01/27/2020	RSU VEST	ISSUER			49529	01/27/2020	N/A
COMMON	02/21/2020	RSU VEST	ISSUER			14058	02/21/2020	N/A
COMMON	01/27/2021	RSU VEST	ISSUER			97345	01/27/2021	N/A
COMMON	08/17/2021	RSU VEST	ISSUER			977	08/17/2021	N/A
COMMON	01/27/2022	RSU VEST	ISSUER			15693	01/27/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the UUUU Form 144 disclose?

The Form 144 discloses 200,000 common shares identified for sale through a broker on 06/29/2026. The filing also lists multiple vested RSU grants with exact vesting dates and share counts as part of the securities described.

Who is the broker handling the UUUU sale?

The filing names RBC Capital Markets LLC as the broker associated with the transaction. The record shows the broker's address and the exchange labeled as AMEX in the same summary row of the disclosure.

Which RSU vesting events are listed in the UUUU filing?

The excerpt lists several vested RSU entries with dates and counts, including 03/30/2017: 10,000, 01/27/2020: 49,529, and 01/27/2021: 97,345. Each line shows vest date and the number of shares vesting.

Does the Form 144 state proceeds or settlement details for UUUU?

The filing shows a numeric field 2,902,800.00 adjacent to the broker and share row but does not attach explicit prose about proceeds destination. The document lists sale-related numbers without further allocation language.