Charles Schwab Corp. (UUUU) lists proposed open-market sales on multiple dates

Rhea-AI Filing Summary

Charles Schwab Corp. submitted Form 144 notices reporting proposed open-market sales of its common stock on several dates. The filings list proposed sale quantities of 7,500 shares on 02/28/2025, 1,500 shares on 10/11/2024, 4,000 shares on 05/07/2024, 6,500 shares on 06/29/2021, and 10,000 shares on 10/16/2017.

The notices classify each transaction as an Open Market Purchase with cash consideration. The filings appear administrative and do not state proceeds recipients or additional terms.

Insights

Securities Compliance Analyst

Form 144 notices list several proposed open-market sales by Charles Schwab Corp.

The excerpt lists proposed quantities and dates, including 7,500 shares on 02/28/2025 and earlier dates back to 10/16/2017. Each line is labeled "Open Market Purchase" and shows cash as consideration.

These entries are procedural sale notices; timing, purchaser identities, and cash‑flow recipients are not provided in the excerpt. Subsequent filings or transaction reports would supply execution details.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	29500	643395.00	241606000	03/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/28/2025	Open Market Purchase	N/A			7500	02/28/2025	Cash
Common	10/11/2024	Open Market Purchase	N/A			1500	10/11/2024	Cash
Common	05/07/2024	Open Market Purchase	N/A			4000	05/07/2024	Cash
Common	06/29/2021	Open Market Purchase	N/A			6500	06/29/2021	Cash
Common	10/16/2017	Open Market Purchase	N/A			10000	10/16/2017	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for UUUU disclose?

The Form 144 lists proposed open-market sales by Charles Schwab Corp. It shows specific share amounts and dates, including 7,500 shares on 02/28/2025 and earlier sales back to 10/16/2017.

How many shares are listed for sale on 02/28/2025 in the filing for UUUU?

The filing lists 7,500 shares associated with the date 02/28/2025. The entry is labeled as an open-market purchase with cash consideration in the provided excerpt.

Does the Form 144 state who will receive the sale proceeds for UUUU?

The excerpt does not specify who receives sale proceeds. Each row shows "Cash" as the type of consideration but does not name recipients or uses of proceeds.

Are the listed transactions in the Form 144 completed trades?

The document reports proposed transactions on specific dates; it does not confirm execution. The entries are Form 144 notices, which indicate intended open-market sales rather than completed trades.

Which dates and share counts are included in the excerpt for UUUU?

The excerpt includes the following date-and-share pairs: 02/28/2025 — 7,500; 10/11/2024 — 1,500; 05/07/2024 — 4,000; 06/29/2021 — 6,500; 10/16/2017 — 10,000.