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Energy Fuels (UUUU) director awarded 5,039 RSUs in new equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Energy Fuels Inc. director Benjamin Eshleman III received an equity grant of 5,039 restricted share units (RSUs) on 01/27/2026. The RSUs vest over three years: 50% on 01/27/2027, 25% on 01/27/2028, and 25% on 01/27/2029, at a grant price of $0 per share.

After this grant, he beneficially owns 212,243 common shares directly, with additional indirect holdings of 2,000 common shares in the Katherine Kilpatrick Eshleman Revocable Trust and 2,000 common shares in the Margaret Shinkle Eshleman Revocable Trust.

Positive

  • None.

Negative

  • None.
Insider Eshleman Benjamin III
Role Director
Type Security Shares Price Value
Grant/Award Common Shares 5,039 $0.00 --
holding Common Shares -- -- --
holding Common Shares -- -- --
Holdings After Transaction: Common Shares — 212,243 shares (Direct); Common Shares — 2,000 shares (Indirect, Katherine Kilpatrick Eshleman Revocable Trust)
Footnotes (1)
  1. [object Object]
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Eshleman Benjamin III

(Last) (First) (Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600

(Street)
LAKEWOOD CO 80228

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 01/27/2026 A 5,039(1) A $0 212,243 D
Common Shares 2,000 I Katherine Kilpatrick Eshleman Revocable Trust
Common Shares 2,000 I Margaret Shinkle Eshleman Revocable Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Reflects grant of 5,039 RSUs which vest as follows: 50% on 1/27/2027; 25% on 1/27/2028; and 25% on 1/27/2029.
Remarks:
Exhibit 24.2 Power of Attorney
/s/ Julia Hoffmeier as attorney-in-fact for Benjamin Eshleman III 01/29/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Energy Fuels (UUUU) disclose about Benjamin Eshleman III in this Form 4?

Energy Fuels reported a grant of 5,039 restricted share units to director Benjamin Eshleman III. These RSUs were granted at $0 per share and increase his direct beneficial ownership to 212,243 common shares, plus additional indirect holdings in related revocable trusts.

How many RSUs did Energy Fuels (UUUU) grant to director Benjamin Eshleman III?

Energy Fuels granted 5,039 restricted share units to director Benjamin Eshleman III. The filing notes these RSUs are a form of equity compensation that convert into common shares as they vest over time, aligning director interests with long-term shareholder value.

What is the vesting schedule for Benjamin Eshleman III’s RSUs at Energy Fuels (UUUU)?

The 5,039 RSUs vest in three tranches over three years. According to the filing, 50% vest on January 27, 2027, 25% vest on January 27, 2028, and the remaining 25% vest on January 27, 2029, subject to applicable conditions.

What is Benjamin Eshleman III’s total direct share ownership in Energy Fuels (UUUU) after this grant?

Following the RSU grant, Benjamin Eshleman III directly beneficially owns 212,243 common shares of Energy Fuels. This figure reflects his holdings after the reported transaction and excludes separate indirect holdings in two revocable trusts listed in the filing.

What indirect Energy Fuels (UUUU) holdings are associated with Benjamin Eshleman III?

The filing lists two indirect positions associated with Benjamin Eshleman III. Each trust, the Katherine Kilpatrick Eshleman Revocable Trust and the Margaret Shinkle Eshleman Revocable Trust, holds 2,000 common shares of Energy Fuels, in addition to his directly held 212,243 shares.

Was cash paid for the RSUs granted to the Energy Fuels (UUUU) director?

No cash was paid for the RSUs granted to the director. The Form 4 shows a transaction price of $0 per share for the 5,039 restricted share units, indicating they were awarded as non-cash equity compensation rather than purchased in the open market.