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Energy Fuels (NYSE: UUUU) VP gets 5,248 RSUs, 6,037 stock options in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Energy Fuels Inc. VP receives equity awards and updates share holdings

Energy Fuels Inc. (ticker UUUU) reported that its Vice President of Regulatory Affairs acquired 5,248 common shares on 12/12/2024 in the form of restricted stock units at a price of $0, bringing total beneficial ownership to 114,065 common shares as of this filing. The restricted stock units vest 50% on 1/27/2025, 25% on 1/27/2026, and 25% on 1/27/2027.

The executive was also granted an employee stock option covering 6,037 common shares at an exercise price of $7.25 per share, vesting 50% on 12/12/2025 and 50% on 12/12/2026, with an expiration date of 12/11/2029. The filing notes that it is being submitted late due to an inadvertent administrative error.

Positive

  • None.

Negative

  • None.
Insider BAKKEN SCOTT
Role VP, Regulatory Affairs
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) 6,037 $0.00 --
Grant/Award Common Shares 5,248 $0.00 --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 6,037 shares (Direct); Common Shares — 114,065 shares (Direct)
Footnotes (1)
  1. Reflects grant of 5,248 restricted stock units which vest as follows: 50% on 1/27/2025; 25% on 1/27/2026; and 25% on 1/27/2027. Reflects grant of 6,037 options having a strike price at a 10% premium of the grant price of $6.59, which vest as follows: 50% on 12/12/2025 and 50% on 12/12/2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BAKKEN SCOTT
(Last) (First) (Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600
(Street)
LAKEWOOD CO 80228
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Regulatory Affairs
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 12/12/2024 A 5,248(1) A $0 114,065 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $7.25 12/12/2024 A 6,037 (2) 12/11/2029 Common Shares 6,037 $0 6,037 D
Explanation of Responses:
1. Reflects grant of 5,248 restricted stock units which vest as follows: 50% on 1/27/2025; 25% on 1/27/2026; and 25% on 1/27/2027.
2. Reflects grant of 6,037 options having a strike price at a 10% premium of the grant price of $6.59, which vest as follows: 50% on 12/12/2025 and 50% on 12/12/2026.
Remarks:
TOTAL BALANCE IN COLUMN 5 OF TABLE I REFLECTS THE REPORTING PERSON'S TOTAL COMMON SHARE BALANCE AS OF THE DATE OF THIS FORM 4 FILING THIS FORM 4 FORM 4 IS BEING FILED LATE DUE TO AN INADVERTENT ADMINISTRATIVE ERROR
/s/ David Frydenlund as attorney-in-fact for Scott Bakken 12/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Source: View Original Filing on SEC EDGAR