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Energy Fuels (NYSE: UUUU) awards 7,260 RSUs and 8,352 options to VP

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Energy Fuels Inc. reported an insider equity award for its Vice President of Technical Services. On 12/12/2024, the officer received 7,260 restricted share units (RSUs), which vest 50% on 1/27/2025, 25% on 1/27/2026, and 25% on 1/27/2027. Following this grant, the officer beneficially owned 64,965 common shares directly.

The officer was also granted an employee stock option for 8,352 common shares at an exercise price of $7.25, a 10% premium to the grant price of $6.59. These options vest 50% on 12/12/2025 and 50% on 12/12/2026 and expire on 12/11/2029. The filing notes that it was submitted late due to an inadvertent administrative error.

Positive

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Negative

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Insider KAPOSTASY DANIEL
Role VP, Technical Services
Type Security Shares Price Value
Grant/Award Employee Stock Option (Right to Buy) 8,352 $0.00 --
Grant/Award Common Shares 7,260 $0.00 --
Holdings After Transaction: Employee Stock Option (Right to Buy) — 8,352 shares (Direct); Common Shares — 64,965 shares (Direct)
Footnotes (1)
  1. Reflects grant of 7,260 RSUs which vest as follows: 50% on 1/27/2025; 25% on 1/27/2026; and 25% on 1/27/2027. Reflects grant of 8,352 options having a strike price at a 10% premium of the grant price of $6.59, which vest as follows: 50% on 12/12/2025 and 50% on 12/12/2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KAPOSTASY DANIEL
(Last) (First) (Middle)
C/O ENERGY FUELS INC.
225 UNION BLVD., SUITE 600
(Street)
LAKEWOOD CO 80228
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ENERGY FUELS INC [ UUUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Technical Services
3. Date of Earliest Transaction (Month/Day/Year)
12/12/2024
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 12/12/2024 A 7,260(1) A $0 64,965 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $7.25 12/12/2024 A 8,352 (2) 12/11/2029 Common Shares 8,352 $0 8,352 D
Explanation of Responses:
1. Reflects grant of 7,260 RSUs which vest as follows: 50% on 1/27/2025; 25% on 1/27/2026; and 25% on 1/27/2027.
2. Reflects grant of 8,352 options having a strike price at a 10% premium of the grant price of $6.59, which vest as follows: 50% on 12/12/2025 and 50% on 12/12/2026.
Remarks:
TOTAL BALANCE IN COLUMN 5 OF TABLE I REFLECTS THE REPORTING PERSON'S TOTAL COMMON SHARE BALANCE AS OF THE DATE OF THIS FORM 4 FORM 4 IS BEING FILED LATE DUE TO AN INADVERTENT ADMINISTRATIVE ERROR
/s/ David Frydenlund as attorney-in-fact for Daniel Kapostasy 12/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Energy Fuels Inc. (UUUU) report in this Form 4 filing?

Energy Fuels Inc. disclosed that its Vice President of Technical Services received equity compensation on 12/12/2024, including 7,260 RSUs and an employee stock option for 8,352 common shares.

How many RSUs were granted to the Energy Fuels (UUUU) executive and how do they vest?

The executive received 7,260 RSUs, vesting 50% on 1/27/2025, 25% on 1/27/2026, and 25% on 1/27/2027.

What stock options were granted in this Energy Fuels (UUUU) Form 4 and at what price?

The filing shows a grant of 8,352 employee stock options with an exercise price of $7.25 per share, described as a 10% premium to a grant price of $6.59. The options expire on 12/11/2029.

What is the vesting schedule for the Energy Fuels (UUUU) stock options reported?

The 8,352 stock options vest in two equal tranches: 50% on 12/12/2025 and 50% on 12/12/2026.

How many Energy Fuels (UUUU) common shares does the reporting person own after these transactions?

After the reported RSU grant, the officer beneficially owned 64,965 common shares directly.

What role does the reporting person hold at Energy Fuels (UUUU)?

The reporting person is an officer of Energy Fuels Inc., serving as Vice President, Technical Services.

Was the Energy Fuels (UUUU) Form 4 filing submitted on time?

The remarks state that the Form 4 was filed late due to an inadvertent administrative error.