Welcome to our dedicated page for Energy Fuels SEC filings (Ticker: UUUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Energy Fuels Inc. filings document the regulatory record of a critical-materials company with uranium, rare earth element, heavy mineral sands and vanadium operations. Its SEC disclosures include 8-K material-event reports, proxy materials, governance updates, capital-structure filings and technical reports for mineral projects such as Pinyon Plain, Donald and Vara Mada.
The company's filings describe board and executive-transition matters, shareholder voting items, operating and financial results, material agreements and financing instruments, including convertible senior notes due 2031 and related indenture disclosures. They also record project feasibility and pre-feasibility reports, mineral-property disclosure standards, risk-related matters and other events tied to Energy Fuels' mining, milling and critical-minerals business.
Energy Fuels insider Timothy Carstens, listed as EVP, Heavy Minerals Sands Ops, reported a sale of 250,000 common shares on 08/08/2025 at an average price of $10.441 (price is noted as an average over multiple tranches). After the transaction the filing shows he beneficially owns 267,029 shares directly and 10,914 shares indirectly via Varadero Pty Ltd. The form is signed 08/11/2025 and was filed by one reporting person.
Energy Fuels Inc. (UUUU) has a Form 144 notice showing a planned sale of common shares. The filer intends to sell 211,000 common shares through the broker listed as nabtrade on the NYSE American with an aggregate market value of $2,042,480. The securities were acquired on 10/01/2024 in a merger/acquisition transaction and the filer reports no securities sold in the past three months. The filer also certifies they do not possess undisclosed material adverse information about the issuer.
Energy Fuels Inc. (NYSE American: UUUU) disclosed in an 8-K that, effective 4 Aug 2025, mining veteran Ross R. Bhappu (age 65) will assume the newly created role of President. Current President & CEO Mark S. Chalmers will remain CEO and Director, providing continuity while advancing the Board’s long-term succession plan.
Under a two-year employment agreement signed 30 Jul 2025, Bhappu will receive a US$550k base salary, target 85 % cash bonus, target 120 % equity award, and a 150,000-RSU sign-on grant valued at ~US$1.46 m (vesting in three equal annual tranches). He may be considered for promotion to CEO no later than 30 Apr 2026, subject to Board-defined performance metrics.
If terminated without cause, for good reason, disability or death, Bhappu is entitled to 2.99× the sum of base salary plus target bonus (≈ US$3.04 m if triggered 31 Dec 2025) plus accrued obligations. A strict non-solicitation covenant applies during the agreement. No family relationships exist with current directors or executives.
Bhappu adds 35+ years’ mining & private-equity experience, including senior roles at Resource Capital Funds and Molycorp, bolstering Energy Fuels’ strategy in uranium and rare-earth supply chains.
Energy Fuels announced an Initial Statement of Beneficial Ownership (Form 3) for Kevin Martin Balloch, who serves as Senior VP of Project Finance. The filing details his securities ownership as of April 18, 2025.
Key ownership details:
- Common Shares: Directly owns 142,500 shares (including 51,074 unvested restricted stock units)
- Indirect Ownership: 119,334 common shares held by spouse
- Stock Options: 43,037 options at $6.11 exercise price, expiring January 28, 2030, with vesting schedule: - 50% one year from January 29, 2025 grant date - 50% two years from grant date
The filing was executed by David Frydenlund as attorney-in-fact for Balloch on June 25, 2025, establishing the initial reporting baseline for the officer's equity holdings in Energy Fuels.