[144] Universal Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 notice from a holder of Universal Corporation (UVV) securities discloses a proposed sale of 4,617 common shares on the NYSE with an aggregate market value of $244,225.60 and total shares outstanding of 24,886,204. The shares were acquired as restricted stock units (RSUs): 1,792 shares vested/acquired on 08/02/2021 and 2,825 shares on 08/08/2025. No securities of the issuer were reported sold by the filer in the past three months. The filer affirms they do not possess undisclosed material adverse information about the issuer and acknowledges criminal penalties for intentional misstatements.

Insights

Securities Analyst

TL;DR Form 144 reports a proposed sale of 4,617 UVV common shares totaling $244,225.60, acquired as RSUs on two dates.

The filing documents a routine Rule 144 notice for the proposed disposition of equity awarded as restricted stock units. It lists the broker (Wells Fargo Clearing Services), the planned sale date (08/15/2025), and confirms no sales in the prior three months. The notice includes the total shares outstanding figure of 24,886,204 and the issuer exchange (NYSE), which together provide transparency about the transaction context. This disclosure is procedural and does not itself provide operational or financial performance information about the issuer.

Corporate Governance Specialist

TL;DR The filer complied with Rule 144 procedures, disclosing RSU origins, broker details, and the filer’s attestation regarding material nonpublic information.

The form includes necessary compliance elements: identification of the broker, dates and nature of acquisition (RSUs), and an attestation that the filer lacks undisclosed material adverse information. The filing also warns of legal consequences for false statements. The document does not disclose any trading plan adoption date or additional governance actions.

08/15/2025 - 03:30 PM

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services 1 N. Jefferson Ave. St. Louis MO 63103	4617	244225.60	24886204	08/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/02/2021	RSU's	Issuer			1792	08/02/2021	N/A
Common	08/08/2025	RSU's	Issuer			2825	08/08/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for UVV disclose about the proposed sale?

The form discloses a proposed sale of 4,617 common shares on the NYSE with an aggregate market value of $244,225.60 and an approximate sale date of 08/15/2025.

How were the shares being sold acquired according to the filing?

The shares were acquired as RSU's: 1,792 shares on 08/02/2021 and 2,825 shares on 08/08/2025.

Which broker is named for the transaction in the Form 144?

The named broker is Wells Fargo Clearing Services located at 1 N. Jefferson Ave., St. Louis, MO 63103.

Does the filing report recent sales of the issuer's securities by the filer?

The filing states "Nothing to Report" for securities sold during the past three months by the person for whose account the securities are to be sold.

What attestation does the filer make in the Form 144?

The filer represents by signing the notice that they do not know any material adverse information about the issuer that has not been publicly disclosed and acknowledges penalties for intentional misstatements.