[144] Universal Corporation SEC Filing

Rhea-AI Filing Summary

Universal Corporation (UVV) filed a Form 144 reporting a proposed sale of 2,800 common shares with an aggregate market value of $146,675.95, intended to be sold on the NYSE on 08/11/2025. The shares were acquired through grants on 08/04/2017 (908 shares), 08/02/2019 (1,420 shares) and 08/03/2022 (472 shares), which together equal the amount disclosed for sale. The filing lists 24,886,204 shares outstanding, reports no sales in the past three months, and identifies Wells Fargo Clearing Services as the broker.

Insights

Securities Analyst

TL;DR: Routine Rule 144 notice: 2,800 shares (~$146.7k) planned sale, representing ~0.011% of outstanding shares; likely immaterial.

The filing documents a proposed sale under Rule 144 of 2,800 common shares valued at $146,675.95. Using the disclosed 24,886,204 shares outstanding, the sale equals approximately 0.011% of outstanding stock, indicating the transaction is small relative to capitalization. The broker is identified as Wells Fargo Clearing Services and the planned sale date is 08/11/2025. No prior sales were reported in the past three months.

Corporate Governance Expert

TL;DR: Filer acquired shares via grants in 2017/2019/2022 and reports no sales in past three months; signature statement and Rule 144 compliance are included.

The notice shows the securities were received as grants on 08/04/2017, 08/02/2019 and 08/03/2022. The form contains the standard representation that the filer is not aware of undisclosed material adverse information and includes the required broker identification. The filing therefore appears to be a procedural disclosure under Rule 144 rather than a governance event or material corporate action.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	2800	146675.95	24886204	08/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/04/2017	Grant	Issuer			908	08/04/2017	N/A
Common	08/02/2019	Grant	Issuer			1420	08/02/2019	N/A
Common	08/03/2022	Grant	Issuer			472	08/03/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Universal (UVV) Form 144 disclose?

The Form 144 discloses a proposed sale of 2,800 common shares valued at $146,675.95, to be sold on the NYSE on 08/11/2025.

How many shares is the filer selling and what's the aggregate value?

The filer is offering 2,800 shares with an aggregate market value of $146,675.95.

When and how were the shares acquired?

The shares were acquired by grant on 08/04/2017 (908 shares), 08/02/2019 (1,420 shares), and 08/03/2022 (472 shares).

Did the filer sell any UVV shares in the past three months?

The filing states Nothing to Report for securities sold during the past three months.

What percentage of outstanding shares does this proposed sale represent?

Based on the disclosed 24,886,204 shares outstanding, 2,800 shares represent approximately 0.011% of outstanding shares.

Which broker is handling the proposed sale?

The broker listed is Wells Fargo Clearing Services (address provided in the filing).