Uxin CEO Dai Kun discloses major share holdings

Uxin Ltd Chief Executive Officer Dai Kun filed an initial Form 3 showing substantial indirect ownership of the company’s shares through Xin Gao Group Limited, a British Virgin Islands company beneficially owned by him via a trust where he is the sole director.

Rhea-AI Filing Summary

Uxin Ltd Chief Executive Officer Dai Kun filed an initial Form 3 showing substantial indirect ownership of the company’s shares through Xin Gao Group Limited, a British Virgin Islands company beneficially owned by him via a trust where he is the sole director.

The filing reports employee share options indirectly held by Xin Gao Group Limited over 824,897,400 Class A ordinary shares with an exercise price of $0.0001 per share, expiring on August 20, 2028. It also shows indirect holdings of 1,440,922,190 Class A ordinary shares and 40,809,861 Class B ordinary shares.

Insider Trade Summary

3 transactions reported

Mixed 3 txns

Insider Dai Kun

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Employee share options (right to buy)	--	--	--
holding	Class A ordinary shares	--	--	--
holding	Class B ordinary shares	--	--	--

Holdings After Transaction: Employee share options (right to buy) — 824,897,400 contracts (Indirect, By Xin Gao Group Limited); Class A ordinary shares — 1,440,922,190 shares (Indirect, By Xin Gao Group Limited); Class B ordinary shares — 40,809,861 shares (Indirect, By Xin Gao Group Limited)

Footnotes (1)

1. F1. Shares held of record by Xin Gao Group Limited, a British Virgin Islands company beneficially owned by the reporting person through a trust, of which the reporting person is the sole director.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Uxin (UXIN) CEO Dai Kun’s Form 3 filing show?

The Form 3 shows Dai Kun’s initial beneficial ownership in Uxin Ltd, held indirectly through Xin Gao Group Limited. It reports large positions in Class A and Class B ordinary shares, plus sizable employee share options over Class A ordinary shares.

How many Uxin Class A shares does Dai Kun indirectly hold?

The filing reports indirect holdings of 1,440,922,190 Class A ordinary shares by Xin Gao Group Limited. In addition, employee share options are outstanding over a further 824,897,400 underlying Class A ordinary shares, all attributed as indirectly owned through that same entity.

What Uxin Class B ordinary share holdings are reported for Dai Kun?

The Form 3 lists 40,809,861 Class B ordinary shares indirectly held by Xin Gao Group Limited. These shares are recorded as beneficially owned through a trust structure in which Dai Kun is the beneficial owner and serves as the sole director of the entity.

What are the terms of Dai Kun’s Uxin employee share options?

The Form 3 discloses employee share options indirectly held over 824,897,400 underlying Class A ordinary shares. These options carry an exercise price of $0.0001 per share and have an expiration date of August 20, 2028, as reported for Xin Gao Group Limited.

How are Uxin shares held on behalf of Dai Kun structured?

The shares are held of record by Xin Gao Group Limited, a British Virgin Islands company. This entity is beneficially owned by Dai Kun through a trust arrangement, and the filing notes that he serves as the sole director of Xin Gao Group Limited.

Does the Uxin Form 3 indicate any recent share purchases or sales by Dai Kun?

The Form 3 functions as an initial statement of beneficial ownership and lists holdings and option positions. The transaction records in the data are categorized as holdings with unknown transaction codes, and no specific buy or sell transactions are identified in the provided details.

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Accepted by SEC EDGAR 03/18/2026 - 09:00 AM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Dai Kun

(Last) (First) (Middle)

NO. 16 GUANGSHUN S. AVENUE,

CHAOYANG DIST

(Street)

BEIJING 100102

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Uxin Ltd [ UXIN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares	1,440,922,190	I	By Xin Gao Group Limited(1)
Class B ordinary shares	40,809,861	I	By Xin Gao Group Limited(1)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee share options (right to buy)	03/16/2026	08/20/2028	Class A ordinary shares	824,897,400	$0.0001	I	By Xin Gao Group Limited(1)

Explanation of Responses:

1. Shares held of record by Xin Gao Group Limited, a British Virgin Islands company beneficially owned by the reporting person through a trust, of which the reporting person is the sole director.

	/s/ Kun Dai	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)