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Uxin Ltd CEO Kun Dai buys 7,023 depositary shares

The reported post-transaction position was 46,261 ADS held indirectly through Xin Gao Group Limited.

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Form Type
4

Rhea-AI Filing Summary

Uxin Ltd (UXIN) CEO and director Kun Dai reported an indirect purchase through Xin Gao Group Limited of 7,023 American depositary shares on October 6, 2026, at $1.2383 per share. The purchase was made under a Rule 10b5-1 trading plan. After the transaction, the reported indirect position was 46,261 American depositary shares. Each ADS represents 300 Class A ordinary shares.

Insider Dai Kun
Role Chief Executive Officer
Bought 7,023 shs ($9K)
Type Security Shares Price Value
Purchase American depositary shares F1 7,023 $1.2383 $9K
Holdings After Transaction: American depositary shares — 46,261 shares (Indirect, By Xin Gao Group Limited)
Footnotes (1)
  1. F1. Each American depositary shares represents 300 Class A ordinary shares of the issuer.
American depositary shares purchased 7,023 shares Indirect purchase on October 6, 2026
Purchase price $1.2383 per share Purchase on October 6, 2026
American depositary shares held following transaction 46,261 shares Indirect position through Xin Gao Group Limited
Class A ordinary shares per American depositary share 300 shares ADS conversion ratio
American depositary shares financial
"Each American depositary shares represents 300 Class A ordinary shares"
American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.
Class A ordinary shares financial
"300 Class A ordinary shares of the issuer"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
Rule 10b5-1 trading plan regulatory
"The purchase was made under a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many UXIN ADS did CEO Kun Dai purchase?

Kun Dai reported an indirect purchase of 7,023 American depositary shares at $1.2383 per share on October 6, 2026, through Xin Gao Group Limited. The purchase was made under a Rule 10b5-1 trading plan.

How many Class A ordinary shares does each UXIN ADS represent?

Each American depositary share represents 300 Class A ordinary shares of Uxin Ltd.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dai Kun

(Last)(First)(Middle)
NO. 16 GUANGSHUN S. AVENUE,
CHAOYANG DIST

(Street)
BEIJING100102

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Uxin Ltd [ UXIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
American depositary shares(1)10/06/2026P7,023A$1.238346,261IBy Xin Gao Group Limited
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each American depositary shares represents 300 Class A ordinary shares of the issuer.
/s/ Dai Kun10/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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