Uxin Ltd CEO reports purchase of 5,505 depositary shares

The purchase was reported under a Rule 10b5-1 trading plan, with 51,766 American depositary shares reported afterward.

Rhea-AI Filing Summary

Uxin Ltd (UXIN) CEO and director Kun Dai reported an indirect purchase of 5,505 American depositary shares by Xin Gao Group Limited on October 7, 2026, at $1.2128 per share. The reported position after the transaction was 51,766 American depositary shares. The purchase was reported under a Rule 10b5-1 trading plan. Each American depositary share represents 300 Class A ordinary shares.

Insider Trade Summary 10b5-1

Net Buyer: 5,505 shares

Net Buy 1 txn

Insider Dai Kun

Role Chief Executive Officer

Bought 5,505 shs ($7K)

Type	Security	Shares	Price	Value
Purchase	American depositary shares F1	5,505	$1.2128	$7K

Holdings After Transaction: American depositary shares — 51,766 shares (Indirect, By Xin Gao Group Limited)

Footnotes (1)

1. F1. Each American depositary shares represents 300 Class A ordinary shares of the issuer.

Key Figures

American depositary shares purchased: 5,505 shares Purchase price: $1.2128 per American depositary share Reported position after transaction: 51,766 American depositary shares +1 more

4 metrics

American depositary shares purchased 5,505 shares October 7, 2026

Purchase price $1.2128 per American depositary share October 7, 2026

Reported position after transaction 51,766 American depositary shares After the October 7, 2026 transaction

ADS ratio 300 Class A ordinary shares per American depositary share As stated in the footnote

Key Terms

American depositary share, Class A ordinary shares, Rule 10b5-1 trading plan

3 terms

American depositary share financial

"Each American depositary share represents 300 Class A ordinary shares."

An American Depositary Share (ADS) is a U.S.-listed certificate that represents a specified number of shares in a foreign company, held by a custodian bank; it works like a receipt that allows U.S. investors to buy and trade foreign equity on American exchanges without dealing with another country’s markets. Investors care because ADSs make foreign stocks easier to access, improve liquidity and settlement in dollars, and can affect dividend payments, voting rights and regulatory oversight compared with buying the underlying foreign shares directly.

Class A ordinary shares financial

"Each American depositary share represents 300 Class A ordinary shares."

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

Rule 10b5-1 trading plan regulatory

"purchase reported under a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

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How many UXIN ADS did Xin Gao Group Limited purchase?

Xin Gao Group Limited purchased 5,505 American depositary shares on October 7, 2026, at $1.2128 per share. The purchase was reported under a Rule 10b5-1 trading plan, and the reported position afterward was 51,766 American depositary shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/08/2026 - 09:15 AM Accepted by SEC EDGAR 10/08/2026 - 09:15 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dai Kun

(Last) (First) (Middle)

NO. 16 GUANGSHUN S. AVENUE,

CHAOYANG DIST

(Street)

BEIJING 100102

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uxin Ltd [ UXIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
American depositary shares(1)	10/07/2026		P		5,505	A	$1.2128	51,766	I	By Xin Gao Group Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each American depositary shares represents 300 Class A ordinary shares of the issuer.

	/s/ Dai Kun	10/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)