Uxin Ltd CEO reports purchase of 7,443 depositary shares

Each American depositary share represents 300 Class A ordinary shares of Uxin Ltd.

Rhea-AI Filing Summary

Uxin Ltd (UXIN) Chief Executive Officer Kun Dai reported that Xin Gao Group Limited purchased 7,443 American depositary shares on September 30, 2026, at $1.3362 per share. Xin Gao Group Limited held 15,883 American depositary shares after the transaction, which was made under a Rule 10b5-1 plan.

Insider Trade Summary 10b5-1

Net Buyer: 7,443 shares

Net Buy 1 txn

Insider Dai Kun

Role Chief Executive Officer

Bought 7,443 shs ($10K)

Type	Security	Shares	Price	Value
Purchase	American depositary shares F1	7,443	$1.3362	$10K

Holdings After Transaction: American depositary shares — 15,883 shares (Indirect, By Xin Gao Group Limited)

Footnotes (1)

1. F1. Each American depositary shares represents 300 Class A ordinary shares of the issuer.

Key Figures

American depositary shares purchased: 7,443 American depositary shares Purchase price: $1.3362 per American depositary share American depositary shares held after transaction: 15,883 American depositary shares +1 more

4 metrics

American depositary shares purchased 7,443 American depositary shares Purchase on September 30, 2026

Purchase price $1.3362 per American depositary share Purchase on September 30, 2026

American depositary shares held after transaction 15,883 American depositary shares Held by Xin Gao Group Limited after the transaction

ADS ratio 300 Class A ordinary shares per American depositary share Ratio stated for Uxin Ltd securities

Key Terms

American depositary shares, Rule 10b5-1 plan, Class A ordinary shares

3 terms

American depositary shares financial

"purchase of 7,443 American depositary shares"

American depositary shares (ADSs) are a way for investors in the United States to buy shares of foreign companies without dealing with international markets directly. They represent ownership in a foreign company's stock and are traded on U.S. stock exchanges, making it easier for American investors to buy, sell, and own parts of companies from around the world.

Rule 10b5-1 plan regulatory

"purchase was made under a Rule 10b5-1 plan"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

Class A ordinary shares financial

"300 Class A ordinary shares of the issuer"

Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many UXIN American depositary shares were purchased?

Xin Gao Group Limited purchased 7,443 American depositary shares on September 30, 2026, at $1.3362 per share. The purchase was reported as indirect ownership by Chief Executive Officer Kun Dai and was made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/01/2026 - 07:56 AM Accepted by SEC EDGAR 10/01/2026 - 07:55 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Dai Kun

(Last) (First) (Middle)

NO. 16 GUANGSHUN S. AVENUE,

CHAOYANG DIST

(Street)

BEIJING 100102

(City) (State) (Zip)

CHINA

(Country)

2. Issuer Name and Ticker or Trading Symbol
Uxin Ltd [ UXIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
American depositary shares(1)	09/30/2026		P		7,443	A	$1.3362	15,883	I	By Xin Gao Group Limited

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each American depositary shares represents 300 Class A ordinary shares of the issuer.

	/s/ Dai Kun	10/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)